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Regulation

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  • The Securities and Exchange Commission and the Commodity Futures Trading Commission are considering requiring the use of three separate identifiers that would be attached to each transaction in an over-the-counter swap sent over an execution facility.
  • A bill introduced to the New Zealand parliament this week would give expanded powers to the Financial Markets Association, which oversees over-the-counter derivatives.
  • Central clearing and the potential of being overregulated in Europe and the U.S. are the main challenges for the credit derivatives market, according to the dealers polled in FitchRatings’ latest credit derivatives survey.
  • Risk needs to factor in to how regulators define block trades, industry players are saying. Block trades will get to delay reporting and/or fewer disclosure requirements, under new standards.
  • Legislative proposals for the over-the-counter derivatives market released today by the European Commission lack specific detail and will create uncertainty in the market, according to industry officials.
  • Disclosing too much derivative trade information could expose counterparties, hurting their ability to trade and as a result reducing liquidity.