© 2026 GlobalCapital, Derivia Intelligence Limited, company number 15235970, 161 Farringdon Rd, London EC1R 3AL. All rights reserved.

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement | Event Participant Terms & Conditions | Cookies

Regulation

Top Section/Ad
More articles/Ad

More articles/Ad

More articles

  • Sovereigns underperformed corporate credit for yet another week, a pattern that is becoming all too familiar.
  • The Hong Kong Securities and Futures Commission is seeking comment on a proposal that would introduce more flexibility for firms to determine whether clients are professional investors, making it less cumbersome to invest in over-the-counter derivatives and more complex structured products.
  • If U.S. regulators set the bar for over-the-counter derivative block trades high enough and allow swap execution facilities to create segregated venues for block trades, the dealer-to-dealer market could continue unimpeded.
  • The Options Clearing Corp. plans eventually to offer clearing services on single name OTC options.
  • Chief compliance officers of swap dealers and major swap participants are facing a range of new responsibilities under reforms sparked by the Dodd-Frank Act.
  • Michael Gooch, chairman of the board and ceo of GFI Group, said that over-the-counter derivative clearinghouses must be government-backed in order to function and should run as utilities.