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Financing Record (November 8 - November 15)

Issuer Date Princ. Amt. ($ Mils) Cpn. Security Type Maturity Offer Price Yield BP Sprd. M S&P F Manager Gross Sprd. Fee % Sell- Con. Fee % Under Writing Fee % Mgmt. Fee %
Abacas Investments LLC 11/8/01 90 Floats Mdm-Trm Fl Nts 11/15/02 100 Floats   Aaa AAA NR JPM 0.02 Comb. Comb.  
American Express Centurion Bk 11/8/01 100 Floats FR MT Bank Nts 11/14/02 99.99 Floats   Aa3 A+ NR JPM na Comb. Comb.  
American Express Centurion Bk 11/8/01 18 Floats FR MT Bank Nts 11/14/02 99.99 Floats   Aa3 A+ NR DEUTSCHE-ALEX-B na Comb. Comb.  
Burlington Resources Finance 11/8/01 500 5.6 Notes 12/1/06 99.984 5.603 206 Baa1 A- NR ML na Comb. Comb.  
Burlington Resources Finance 11/8/01 500 6.5 Notes 12/1/11 99.719 6.538 229 Baa1 A- NR ML,MS na Comb. Comb.  
Burlington Resources Finance 11/8/01 500 7.4 Notes 12/1/31 99.862 7.411 258 Baa1 A- NR ML,MS na Comb. Comb.  
CC(USA) Inc(Centauri Corp) 11/8/01 148 2.04 Bonds 11/13/02 100 2.04 -33 Aaa AAA NR JPM na Comb. Comb.  
RR Donnelley & Sons Co 11/8/01 225 5 Notes 11/15/06 99.467 5.122 158 A3 A NR MS,JPM na Comb. Comb.  
Emerson Electric Co 11/8/01 250 5.625 Notes 11/15/13 99.839 5.643 135 Aa3 AA- NR JPM na Comb. Comb.  
First Data Corp 11/8/01 100 5.625 Global Notes 11/1/11 99.616 5.676 139 A1 A+ NR BEAR 0.6 Comb. Comb.  
First Data Corp 11/8/01 200 4.7 Global Notes 11/1/06 100.057 4.687 118 A1 A+ NR BEAR 0.5 Comb. Comb.  
FirstEnergy Corp 11/8/01 1500 7.375 Notes 11/15/31 99.832 7.389 256 Baa2 BBB- NR BAR,MS,SSB 0.875 Comb. Comb.  
FirstEnergy Corp 11/8/01 1500 6.45 Notes 11/15/11 99.651 6.498 225 Baa2 BBB- NR BAR,MS,SSB 0.65 Comb. Comb.  
FirstEnergy Corp 11/8/01 1000 5.5 Notes 11/15/06 99.888 5.526 198 Baa2 BBB- NR BAR,MS,SSB 0.6 Comb. Comb.  
IPALCO Enterprises Inc 11/8/01 375 7.625 Notes 11/14/11 100 7.625 338 Baa1 BBB- BBB LEH na Comb. Comb.  
IPALCO Enterprises Inc 11/8/01 375 7.375 Notes 11/14/08 100 7.625 361 Baa1 BBB- BBB LEH na Comb. Comb.  
Korea Development Bank(Korea) 11/8/01 500 5.25 Global Notes 11/16/06 99.415 5.385 184 Baa3 BBB- BBB+ BAR, SSB 0.35 Comb. Comb.  
Land O' Lakes Inc 11/8/01 350 8.75 Senior Notes 11/15/11 100 8.75 450 Ba3 BB NR JPM na Comb. Comb.  
PDVSA Finance Ltd 11/8/01 500 8.5 Global Notes 11/16/12 99.975 8.503 450 Baa1 BBB- A- CSFB,GS 0.53 0.15 0.15 0.321
Resolution Performance Prod. 11/8/01 75 13.5 Sr Sub Notes 11/15/10 106.791 12 775 B2 B NR MORGAN-STANLEY na Comb. Comb.  
Weatherford International Inc 11/8/01 350 6.625 Notes 11/15/11 99.159 6.742 245 Baa1 BBB+ NR LEH, CSFB 0.65 0.13 0.12 0.4
Alliant Energy Resources 11/9/01 300 7 Notes 12/1/11 99.838 7.022 275 Baa1 BBB+ NR JPM,ML na Comb. Comb.  
Corning Inc 11/9/01 600 3.5 Cvt Senior Nts 11/1/08 100 3.5   Baa1 BBB NA GS 2.25 0.45 0.45 1.35
National City Bank,Cleveland 11/9/01 200 Floats Bank Notes 11/14/03 100 Floats   Aa3 A+ AA- LEH na Comb. Comb.  
Res-Care Inc 11/9/01 150 10.625 Senior Notes 11/15/08 100 10.625 635 B2 B NR UBSW, LEH na Comb. Comb.  
Sonic Automotive Inc 11/9/01 75 11 Sr Sub Notes 8/1/08 100.5 10.885 687 B2 B+ NR ML, BAS na Comb. Comb.  
US Bank NA,Minneapolis,MN 11/9/01 120 2.03 Bank Notes 11/14/02 100 2.03 -34 Aa3 A+ A+ BA-SEC-LLC na Comb. Comb.  
Avnet Inc 11/13/01 400 8 Notes 11/15/06 99.226 8.192 450 Baa1 BBB+ NR BAS, CSFB 0.6 0.125 0.125 0.35
Bank of America Corp 11/13/01 15.1 6.25 InterNotes 11/15/21 100 6.25 131 Aa3 A AA- BA-SEC-LLC 2.5 Comb. Comb.  
Bank of America Corp 11/13/01 63.9 6.15 InterNotes 11/15/16 100 6.15 121 A3 A AA- BA-SEC-LLC 2 Comb. Comb.  
Bank of America Corp 11/13/01 99.2 6.5 InterNotes 11/15/26 100 6.5 156 Aa3 A AA- BA-SEC-LLC 2.5 Comb. Comb.  
BANK ONE Corp,Columbus,Ohio 11/13/01 750 5.9 Sub Notes 11/15/11 99.399 5.981 161 A1 A- A BANKONE-CAPITAL na Comb. Comb.  
DaimlerChrysler North America 11/13/01 35.9 6.05 InterNotes 11/15/06 100 6.05 235 A3 A- NR BA-SEC-LLC 1 Comb. Comb.  
DaimlerChrysler North America 11/13/01 31.7 5.3 InterNotes 11/15/04 100 5.3 237 A3 A- NR BA-SEC-LLC 0.625 Comb. Comb.  
DaimlerChrysler North America 11/13/01 42.6 4.8 InterNotes 11/15/03 100 4.8 230 A3 A- NR BA-SEC-LLC 0.4 Comb. Comb.  
Rite Aid Corp 11/13/01 200 4.75 Cvt Senior Nts 12/1/06 100 4.75   Caa B- NA CITIGROUP-SSB na Comb. Comb.  
Wisconsin Energy Corp 11/13/01 300 5.5 Notes 12/1/08 99.664 5.558 141 A2 A- A+ BAS, BS na Comb. Comb.  
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price. For a complete financing record go to: www.BondWeek.com


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