Financing Record (November 8 - November 15)

November 18, 2001 12:00 AM

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Issuer

Date

Princ. Amt. ($ Mils)

Cpn.

Security Type

Maturity

Offer Price

Yield

BP Sprd.

M

S&P

F

Manager

Gross Sprd. Fee %

Sell- Con. Fee %

Under Writing Fee %

Mgmt. Fee %

Abacas Investments LLC

11/8/01

90

Floats

Mdm-Trm Fl Nts

11/15/02

100

Floats

Aaa

AAA

NR

JPM

0.02

Comb.

Comb.

American Express Centurion Bk

11/8/01

100

Floats

FR MT Bank Nts

11/14/02

99.99

Floats

Aa3

A+

NR

JPM

na

Comb.

Comb.

American Express Centurion Bk

11/8/01

18

Floats

FR MT Bank Nts

11/14/02

99.99

Floats

Aa3

A+

NR

DEUTSCHE-ALEX-B

na

Comb.

Comb.

Burlington Resources Finance

11/8/01

500

5.6

Notes

12/1/06

99.984

5.603

206

Baa1

A-

NR

ML

na

Comb.

Comb.

Burlington Resources Finance

11/8/01

500

6.5

Notes

12/1/11

99.719

6.538

229

Baa1

A-

NR

ML,MS

na

Comb.

Comb.

Burlington Resources Finance

11/8/01

500

7.4

Notes

12/1/31

99.862

7.411

258

Baa1

A-

NR

ML,MS

na

Comb.

Comb.

CC(USA) Inc(Centauri Corp)

11/8/01

148

2.04

Bonds

11/13/02

100

2.04

-33

Aaa

AAA

NR

JPM

na

Comb.

Comb.

RR Donnelley & Sons Co

11/8/01

225

5

Notes

11/15/06

99.467

5.122

158

A3

A

NR

MS,JPM

na

Comb.

Comb.

Emerson Electric Co

11/8/01

250

5.625

Notes

11/15/13

99.839

5.643

135

Aa3

AA-

NR

JPM

na

Comb.

Comb.

First Data Corp

11/8/01

100

5.625

Global Notes

11/1/11

99.616

5.676

139

A1

A+

NR

BEAR

0.6

Comb.

Comb.

First Data Corp

11/8/01

200

4.7

Global Notes

11/1/06

100.057

4.687

118

A1

A+

NR

BEAR

0.5

Comb.

Comb.

FirstEnergy Corp

11/8/01

1500

7.375

Notes

11/15/31

99.832

7.389

256

Baa2

BBB-

NR

BAR,MS,SSB

0.875

Comb.

Comb.

FirstEnergy Corp

11/8/01

1500

6.45

Notes

11/15/11

99.651

6.498

225

Baa2

BBB-

NR

BAR,MS,SSB

0.65

Comb.

Comb.

FirstEnergy Corp

11/8/01

1000

5.5

Notes

11/15/06

99.888

5.526

198

Baa2

BBB-

NR

BAR,MS,SSB

0.6

Comb.

Comb.

IPALCO Enterprises Inc

11/8/01

375

7.625

Notes

11/14/11

100

7.625

338

Baa1

BBB-

BBB

LEH

na

Comb.

Comb.

IPALCO Enterprises Inc

11/8/01

375

7.375

Notes

11/14/08

100

7.625

361

Baa1

BBB-

BBB

LEH

na

Comb.

Comb.

Korea Development Bank(Korea)

11/8/01

500

5.25

Global Notes

11/16/06

99.415

5.385

184

Baa3

BBB-

BBB+

BAR, SSB

0.35

Comb.

Comb.

Land O' Lakes Inc

11/8/01

350

8.75

Senior Notes

11/15/11

100

8.75

450

Ba3

BB

NR

JPM

na

Comb.

Comb.

PDVSA Finance Ltd

11/8/01

500

8.5

Global Notes

11/16/12

99.975

8.503

450

Baa1

BBB-

A-

CSFB,GS

0.53

0.15

0.15

0.321

Resolution Performance Prod.

11/8/01

75

13.5

Sr Sub Notes

11/15/10

106.791

12

775

B2

B

NR

MORGAN-STANLEY

na

Comb.

Comb.

Weatherford International Inc

11/8/01

350

6.625

Notes

11/15/11

99.159

6.742

245

Baa1

BBB+

NR

LEH, CSFB

0.65

0.13

0.12

0.4

Alliant Energy Resources

11/9/01

300

7

Notes

12/1/11

99.838

7.022

275

Baa1

BBB+

NR

JPM,ML

na

Comb.

Comb.

Corning Inc

11/9/01

600

3.5

Cvt Senior Nts

11/1/08

100

3.5

Baa1

BBB

NA

GS

2.25

0.45

0.45

1.35

National City Bank,Cleveland

11/9/01

200

Floats

Bank Notes

11/14/03

100

Floats

Aa3

A+

AA-

LEH

na

Comb.

Comb.

Res-Care Inc

11/9/01

150

10.625

Senior Notes

11/15/08

100

10.625

635

B2

B

NR

UBSW, LEH

na

Comb.

Comb.

Sonic Automotive Inc

11/9/01

75

11

Sr Sub Notes

8/1/08

100.5

10.885

687

B2

B+

NR

ML, BAS

na

Comb.

Comb.

US Bank NA,Minneapolis,MN

11/9/01

120

2.03

Bank Notes

11/14/02

100

2.03

-34

Aa3

A+

A+

BA-SEC-LLC

na

Comb.

Comb.

Avnet Inc

11/13/01

400

8

Notes

11/15/06

99.226

8.192

450

Baa1

BBB+

NR

BAS, CSFB

0.6

0.125

0.125

0.35

Bank of America Corp

11/13/01

15.1

6.25

InterNotes

11/15/21

100

6.25

131

Aa3

A

AA-

BA-SEC-LLC

2.5

Comb.

Comb.

Bank of America Corp

11/13/01

63.9

6.15

InterNotes

11/15/16

100

6.15

121

A3

A

AA-

BA-SEC-LLC

2

Comb.

Comb.

Bank of America Corp

11/13/01

99.2

6.5

InterNotes

11/15/26

100

6.5

156

Aa3

A

AA-

BA-SEC-LLC

2.5

Comb.

Comb.

BANK ONE Corp,Columbus,Ohio

11/13/01

750

5.9

Sub Notes

11/15/11

99.399

5.981

161

A1

A-

A

BANKONE-CAPITAL

na

Comb.

Comb.

DaimlerChrysler North America

11/13/01

35.9

6.05

InterNotes

11/15/06

100

6.05

235

A3

A-

NR

BA-SEC-LLC

1

Comb.

Comb.

DaimlerChrysler North America

11/13/01

31.7

5.3

InterNotes

11/15/04

100

5.3

237

A3

A-

NR

BA-SEC-LLC

0.625

Comb.

Comb.

DaimlerChrysler North America

11/13/01

42.6

4.8

InterNotes

11/15/03

100

4.8

230

A3

A-

NR

BA-SEC-LLC

0.4

Comb.

Comb.

Rite Aid Corp

11/13/01

200

4.75

Cvt Senior Nts

12/1/06

100

4.75

Caa

B-

NA

CITIGROUP-SSB

na

Comb.

Comb.

Wisconsin Energy Corp

11/13/01

300

5.5

Notes

12/1/08

99.664

5.558

141

A2

A-

A+

BAS, BS

na

Comb.

Comb.

Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.

BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A

// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;

* More managers, but not listed; JB - joint books; † estimated price. For a complete financing record go to: www.BondWeek.com