Financing Record (JANUARY 2 — JANUARY 8) | |||||||||||||||||
Princ. | Gross | Sell- | Writ- | ||||||||||||||
Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
n | 1/2/2004 | Beta Finance Inc(Beta Finance) | 50 | 1.4 | Medium-Term Nts | 1/7/2005 | 100 | 1.4 | -47 | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
n | 1/5/2004 | Beta Finance Inc(Beta Finance) | 50 | Floats | Mdm-Trm Fl Nts | 1/18/2005 | 100 | Floats | - | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
n | 1/5/2004 | Beta Finance Inc(Beta Finance) | 175 | Floats | Mdm-Trm Fl Nts | 1/18/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | Beta Finance Inc(Beta Finance) | 50 | 1.45 | Medium-Term Nts | 1/12/2005 | 100 | 1.45 | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | Beta Finance Inc(Beta Finance) | 100 | Floats | Mdm-Trm Fl Nts | 1/20/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/5/2004 | Beta Finance Inc(Beta Finance) | 105 | Floats | Mdm-Trm Fl Nts | 1/18/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | Centauri Corp | 115 | 1.51 | Medium-Term Nts | 2/15/2005 | 100 | 1.51 | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
n | 1/5/2004 | Dorada Finance Inc | 131 | Floats | Mdm-Trm Fl Nts | 1/14/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | Dorada Finance Inc | 50 | Floats | Mdm-Trm Fl Nts | 1/14/2005 | 100 | Floats | - | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
n | 1/5/2004 | K2 (USA) LLC | 100 | 1.46 | Medium-Term Nts | 1/12/2005 | 100 | 1.46 | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | Liberty Lighthouse Capital | 100 | Floats | Mdm-Trm Fl Nts | 1/10/2005 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
n | 1/5/2004 | Links Finance Corporation | 250 | Floats | Mdm-Trm Fl Nts | 1/18/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/5/2004 | New York Life Insurance Co | 500 | 3.875 | Notes | 1/15/2009 | 99.955 | 3.885 | 54 | Aa1 | AA+ | AA | LEH-MORGAN-STANLEY | na | - | - | - |
n | 1/5/2004 | Paxson Communications Corp | 365 | Floats | Sr Sec Flt Nts | 12/15/2009 | 100 | Floats | - | B1 | B+ | NR | CITIGROUP | na | - | - | - |
n | 1/5/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 12/20/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/5/2004 | Whistlejacket Capital Ltd | 25 | Floats | Mdm-Trm Fl Nts | 2/22/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/6/2004 | Beta Finance Inc(Beta Finance) | 100 | Floats | Mdm-Trm Fl Nts | 1/12/2005 | 99.97 | Floats | - | Aaa | AAA | NR | CS-FB-CS | na | - | - | - |
n | 1/6/2004 | Beta Finance Inc(Beta Finance) | 100 | Floats | Mdm-Trm Fl Nts | 1/30/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
1/6/2004 | CSFB | 1,000.00 | 5.125 | Global Notes | 1/15/2014 | 99.612 | 5.175 | 91 | Aa3 | A+ | AA- | CS-FB-CS | 0.45 | 0.3 | 0.075 | 0.075 | |
1/6/2004 | DR Horton Inc | 150 | 5 | Notes | 1/15/2009 | 99.72 | 5.064 | 182 | Ba1 | BB | NR | CITIGROUP | na | - | - | - | |
1/6/2004 | Enbridge Energy Partners LP | 200 | 4 | Notes | 1/15/2009 | 99.945 | 4.012 | 76 | Baa2 | BBB | NR | DEUTSCHE-BK-SEC-WACHOVIA-SEC | na | - | - | - | |
1/6/2004 | Goldman Sachs Group Inc | 1,500.00 | 5.15 | Global Notes | 1/15/2014 | 100 | 5.15 | 99 | Aa3 | A+ | NR | GS | na | - | - | - | |
1/6/2004 | Goldman Sachs Group Inc | 1,500.00 | 3.875 | Global Notes | 1/15/2009 | 99.775 | 3.925 | 69 | Aa3 | A+ | NR | GS | na | - | - | - | |
1/6/2004 | Goldman Sachs Group Inc | 1,000.00 | Floats | Global FRNs | 1/9/2007 | 100 | Floats | - | Aa3 | A+ | NR | GS | na | - | - | - | |
n | 1/6/2004 | HBOS PLC | 1,250.00 | Floats | Float Rate Nts | 1/12/2006 | 100 | Floats | - | Aa2 | AA | AA | LEH-UBS-INV-BANK | na | - | - | - |
n | 1/6/2004 | HBOS PLC | 750 | Floats | Float Rate Nts | 1/12/2007 | 100 | Floats | - | Aa2 | AA | AA | LEH-UBS-INV-BANK | na | - | - | - |
n | 1/6/2004 | Indianapolis Power & Light | 100 | 6.6 | Notes | 1/1/1934 | 99.977 | 6.602 | 150 | Baa2 | BBB+ | BBB- | LEH | na | - | - | - |
n | 1/6/2004 | Links Finance Corporation | 250 | Floats | Mdm-Trm Fl Nts | 1/21/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
1/6/2004 | Morgan Stanley | 361.4 | 5.375 | Global Notes | 11/14/2013 | 98.508 | 5.574 | 129 | Aa3 | A+ | AA- | MORGAN-STANLEY | 0.45 | - | Comb. | Comb. | |
1/6/2004 | Morgan Stanley | 1,500.00 | Floats | Global FRNs | 1/12/2007 | 100 | Floats | - | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | |
1/6/2004 | Morgan Stanley | 2,000.00 | 3.875 | Global Notes | 1/15/2009 | 99.707 | 3.94 | 70 | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | |
n | 1/6/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 1/12/2005 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
n | 1/6/2004 | Tango Finance Ltd | 57 | Floats | Mdm-Trm Fl Nts | 1/11/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/7/2004 | Belford US Capital Company | 50 | Floats | Mdm-Trm Fl Nts | 1/13/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/7/2004 | Beta Finance Inc(Beta Finance) | 50 | Floats | Mdm-Trm Fl Nts | 1/28/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/7/2004 | Dorada Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 1/26/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/7/2004 | FGIC Corp | 250 | 6 | Senior Notes | 1/7/1934 | 98.847 | 6.084 | 100 | Aa2 | AA | NR | BA-SEC-LLC | na | - | - | - |
n | 1/7/2004 | K2 (USA) LLC | 200 | Floats | Mdm-Trm Fl Nts | 1/19/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
n | 1/7/2004 | MBIA Global Funding LLC | 100 | Floats | Mdm-Trm Fl Nts | 2/7/2005 | 100 | Floats | - | Aaa | AAA | AA | JPM | na | - | - | - |
n | 1/7/2004 | Principal Life GlobalFunding I | 150 | Floats | Float Rate Nts | 1/15/2007 | 100 | Floats | - | Aa3 | AA | NR | GS | na | - | - | - |
n | 1/7/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 1/21/2004 | 99.97 | Floats | - | Aaa | AAA | NR | CS-FB-CS | na | - | - | - |
n | 1/7/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 1/9/2006 | 99.94 | Floats | - | Aaa | AAA | NR | CS-FB-CS | na | - | - | - |
n | 1/7/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 1/5/2007 | 99.912 | Floats | - | Aaa | AAA | NR | CS-FB-CS | na | - | - | - |
1/7/2004 | Southern California Edison Co | 150 | Floats | Fst Mtg Bonds | 1/13/2006 | 100 | Floats | - | Baa3 | BBB | NR | CITIGROUP-JPM-LEH | na | - | - | - | |
1/7/2004 | Southern California Edison Co | 300 | 5 | Fst Mtg Bonds | 1/15/2014 | 99.844 | 5.02 | 78 | Baa3 | BBB | NR | CITIGROUP-JPM-LEH | na | - | - | - | |
1/7/2004 | Southern California Edison Co | 525 | 6 | Fst Mtg Bonds | 1/15/1934 | 99.339 | 6.048 | 98 | Baa2 | BBB | BB | CITIGROUP-JPM-LEH | na | - | - | - | |
n | 1/7/2004 | Tango Finance Ltd | 53 | Floats | Mdm-Trm Fl Nts | 1/20/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
n | 1/8/2004 | NOVA Chemicals Corp | 400 | 6.5 | Notes | 1/15/2012 | 100 | 6.5 | 248 | Ba2 | BB+ | NR | CITIGROUP | na | - | - | - |