| Rule 144A Private Place- ment | Issuer | Issue Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | BP Sprd. | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Book Manager(s) | Gross Spread Fee % | Selling Concession Fee % | Underwriting Fees % | Management Fee % |
| Yes | America West Airlines 2001-1 | 5/10/01 | 325.1 | 7.100 | Equip Tr Certs | 4/2/21 | 100.000 | 7.100 | 139 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| Yes | America West Airlines 2001-1 | 5/10/01 | 45.0 | Floats | Equip Tr Certs | 10/2/05 | 100.000 | Floats | Ba3 | BB | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | America West Airlines 2001-1 | 5/10/01 | 57.0 | 8.37 | Equip Tr Certs | 4/2/07 | 100.000 | 8.37 | 368 | Ba1 | BBB+ | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| Yes | Beta Finance | 5/10/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/21/02 | 100.000 | Floats | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Beta Finance | 5/10/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/24/02 | 100.000 | Floats | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Burlington Northern Santa Fe | 5/10/01 | 400.0 | 6.750 | Notes | 7/15/11 | 99.476 | 6.820 | 160 | Baa2 | BBB+ | NR | BK ONE,GS | na | Comb. | Comb. | ||
| Yes | Charter Communications | 5/10/01 | 350.0 | 9.625 | Senior Notes | 11/15/09 | 100.000 | 9.625 | 434 | B2 | B+ | NR | GS, MS | na | Comb. | Comb. | |
| Yes | Charter Communications | 5/10/01 | 1018.0 | Varies | Sr Discount Nts | 5/15/11 | 56.502 | 11.750 | 646 | B2 | B+ | NR | GS, MS | na | Comb. | Comb. | |
| Yes | Charter Communications | 5/10/01 | 575.0 | 10.000 | Senior Notes | 5/15/11 | 100.000 | 10.000 | 471 | B2 | B+ | NR | GS,MS | na | Comb. | Comb. | |
| Yes | Crown Castle International | 5/10/01 | 450.0 | 9.375 | Senior Notes | 8/1/11 | 100.000 | 9.375 | 415 | B3 | B | B | JPM,GS | na | Comb. | Comb. | |
| General Motors Acceptance(GM) | 5/10/01 | 200.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 100.000 | Floats | A2 | A | A | SALOMON-SMITH | na | Comb. | Comb. | |||
| Healthcare Realty Trust Inc | 5/10/01 | 300.0 | 8.125 | Notes | 5/1/11 | 99.484 | 8.20 | 298 | Baa3 | BBB- | NR | BAS,UBSW | na | Comb. | Comb. | ||
| Yes | K2 (USA) LLC | 5/10/01 | 220.0 | Floats | Mdm-Trm Fl Nts | 5/15/02 | 100.000 | Floats | NR | NR | NR | MERRILL | na | Comb. | Comb. | ||
| LaSalle Bank NA,Chicago,IL | 5/10/01 | 25.0 | Zero | Zero cpn Dep Nt | 5/30/21 | 24.044 | 7.250 | 154 | Aa3 | AA- | NR | LA-SALLE-BK-NA | na | Comb. | Comb. | ||
| Yes | Links Finance Corporation | 5/10/01 | 250.0 | Floats | Mdm-Trm Fl Nts | 5/15/02 | 100.000 | Floats | NR | NR | NR | MERRILL | na | Comb. | Comb. | ||
| Morgan Stanley Dean Witter | 5/10/01 | 300.0 | Floats | Mdm-Trm Fl Nts | 5/14/04 | 100.000 | Floats | Aa3 | AA- | NR | MORGAN-STANLEY | .160 | Comb. | Comb. | |||
| Salomon Smith Barney Holdings | 5/10/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Salomon Smith Barney Holdings | 5/10/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Salomon Smith Barney Holdings | 5/10/01 | 25.0 | Floats | Mdm-Trm Fl Nts | 5/18/04 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Yes | Unisys Corp | 5/10/01 | 350.0 | 8.125 | Senior Notes | 6/1/06 | 98.980 | 8.375 | 369 | Ba1 | BB+ | BBB- | BEAR | na | Comb. | Comb. | |
| Yes | Viacom Inc | 5/10/01 | 1000.0 | 6.625 | Global Bonds | 5/15/11 | 99.288 | 6.724 | 150 | A3 | A- | NR | MER,SSB | .450 | Comb. | .30 | Comb. |
| Yes | Viacom Inc | 5/10/01 | 400.0 | 6.400 | Global Bonds | 1/30/06 | 101.450 | 6.044 | 171 | A3 | A- | NR | MER,SSB | na | Comb. | Comb. | |
| Washington Mutual Bank FA | 5/10/01 | 200.0 | Floats | Mdm-Trm Bk Nts | 5/15/02 | 100.000 | Floats | NR | NR | NR | MERRILL | na | Comb. | Comb. | |||
| Washington Mutual Bank FA | 5/10/01 | 50.0 | 4.220 | Mdm-Trm Bk Nts | 5/15/02 | 100.000 | 4.220 | 12 | NR | NR | NR | MERRILL | na | Comb. | Comb. | ||
| Yes | CC(USA) Inc(Centauri Corp) | 5/11/01 | 150.0 | 4.230 | Medium-Term Nts | 5/16/02 | 99.99 | 4.230 | 10 | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Ciesco, LP. | 5/11/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/17/02 | 100.000 | Floats | Aa1 | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Countrywide Credit Inds,CA | 5/11/01 | 320.0 | Floats | Mdm-Trm Fl Nts | 5/16/02 | 100.000 | Floats | NR | A | NR | MERRILL | na | Comb. | Comb. | |||
| Yes | Credit Suisse Group | 5/11/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/15/02 | 100.000 | Floats | Aa2 | AA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 5/11/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/15/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/11/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 11/15/02 | 100.000 | Floats | A1 | AA- | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/11/01 | 15.0 | Floats | Mdm-Trm Fl Nts | 11/15/02 | 100.000 | Floats | A1 | AA- | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | El Paso Energy Partners LP | 5/11/01 | 250.0 | 8.500 | Sr Sub Notes | 6/1/11 | 100.000 | 8.500 | 322 | B1 | BB- | NR | CSFB,GS | na | Comb. | Comb. | |
| General Motors Acceptance(GM) | 5/11/01 | 10.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 99.859 | Floats | A2 | A | NR | JPM | na | Comb. | Comb. | |||
| General Motors Acceptance(GM) | 5/11/01 | 25.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 99.930 | Floats | A2 | A | NR | BARCLAYS-CAP | na | Comb. | Comb. | |||
| Goldman Sachs Group Inc | 5/11/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 100.000 | Floats | A1 | A+ | AA- | GS | na | Comb. | Comb. | |||
| Provident Bank | 5/11/01 | 5.0 | 6.750 | Deposit Notes | 5/30/16 | 100.000 | 6.750 | 100 | A3 | BBB | A- | LA-SALLE-BK-NA | na | Comb. | Comb. | ||
| Sigma Finance Inc | 5/11/01 | 15.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Yes | Sigma Finance Inc | 5/11/01 | 75.0 | 4.300 | Medium-Term Nts | 5/16/02 | 100.000 | 4.300 | 17 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| Yes | Abacas Investments Limited | 5/14/01 | 200.0 | 4.360 | Medium-Term Nts | 6/24/02 | 99.980 | 4.370 | 10 | NR | NR | NR | CS-FB | na | Comb. | Comb. | |
| General Motors Acceptance(GM) | 5/14/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/16/03 | 100.000 | Floats | A2 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| JP Morgan Chase & Co | 5/14/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 5/17/04 | Market | Floats | Aa3 | AA- | NR | JPM | Market | Comb. | Comb. | |||
| Yes | Station Casinos Inc | 5/14/01 | 100.0 | 8.375 | Senior Notes | 2/15/08 | 101.000 | 8.149 | 313 | Ba3 | BB- | NR | BAS,DB | na | Comb. | Comb. | |
| TECO Energy Inc | 5/14/01 | 400.0 | Floats | Float Rate Nts | 5/15/02 | 100.000 | Floats | A3 | A- | NR | CS-FB | na | Comb. | Comb. | |||
| Washington Mutual,Seattle,WA | 5/14/01 | 250.0 | Floats | Float Rate Nts | 5/17/04 | 100.000 | Floats | A3 | AA | A | LEH | na | Comb. | Comb. | |||
| Atmos Energy Corp | 5/15/01 | 350.0 | 7.375 | Senior Notes | 5/15/11 | 99.94 | 7.384 | A3 | A- | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| Bank of Nova Scotia | 5/15/01 | 25.0 | 4.230 | Notes | 6/17/02 | Market | Market | Aa3 | A+ | NR | CS-FB | Market | Comb. | Comb. | |||
| Beazer Homes USA | 5/15/01 | 200.0 | 8.625 | Senior Notes | 5/15/11 | 99.178 | 8.750 | 331 | Ba3 | BB- | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Beazer Homes USA | 5/15/01 | 200.0 | 8.625 | Senior Notes | 5/15/11 | 99.178 | 8.750 | 331 | Ba3 | BB- | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Credit Suisse Group Fin (US) | 5/15/01 | 200.0 | Floats | Mdm-Trm Fl Nts | 11/18/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| First Union Corp,Charlotte,NC | 5/15/01 | 75.0 | Floats | Float Rate Nts | 5/19/03 | Market | Floats | Aa3 | A+ | NR | CS-FB | Market | Comb. | Comb. | |||
| General Motors Acceptance(GM) | 5/15/01 | 300.0 | Floats | Mdm-Trm Fl Nts | 5/16/03 | 100.000 | Floats | A2 | A | NR | LEH | na | Comb. | Comb. | |||
| Heller Financial Inc | 5/15/01 | 150.0 | 6.375 | Global Bonds | 3/15/06 | Market | Market | 134 | A3 | A- | NR | DEUTSCHE-ALEX-B | .350 | Comb. | .20 | Comb. | |
| Yes | Sigma Finance Inc | 5/15/01 | 125.0 | 4.250 | Medium-Term Nts | 5/20/02 | 99.97 | 4.280 | 1 | Aaa | AAA | NR | JPM | na | Comb. | Comb. | |
| Yes | Sigma Finance Inc | 5/15/01 | 125.0 | 4.250 | Medium-Term Nts | 5/28/02 | 99.97 | 4.278 | 1 | Aaa | AAA | NR | JPM | na | Comb. | Comb. | |
| Royal Caribbean Cruises Ltd | 5/15/01 | 768.0 | Zero | Cvt Zero Bonds | 5/18/21 | 39.106 | 4.750 | Baa3 | A- | BA-SEC-LLC | 1.749 | .350 | 1.04843 | .350 | |||
| Yes | American Honda Finance | 5/16/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 5/21/02 | 99.97 | Floats | A2 | A | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | American Honda Finance | 5/16/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/20/02 | 99.97 | Floats | A2 | A | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Anadarko Finance Company | 5/16/01 | 550.0 | 6.750 | Notes | 5/1/11 | 99.634 | 6.800 | 134 | Baa1 | BBB+ | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Baxter International Inc | 5/16/01 | 800.0 | 1.250 | Convertible Nts | PUT02/21 | 100.000 | 1.250 | NR | NA | NA | CS-FB-CS | 1.000 | .200 | .60 | .200 | |
| Yes | Credit Suisse Group | 5/16/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/21/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 5/16/01 | 500.0 | Floats | Mdm-Trm Fl Nts | 5/21/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| First Tennessee Bank Assoc,TN | 5/16/01 | 40.0 | Floats | Flt Rate Bk Nts | 5/20/02 | Market | Floats | A1 | A | NR | CS-FB | Market | Comb. | Comb. | |||
| Ingersoll-Rand Co | 5/16/01 | 575.0 | 6.250 | Notes | 5/15/06 | 99.884 | 6.278 | 135 | A3 | A- | NR | SSB,DB | .500 | Comb. | Comb. | ||
| Yes | Israel Electric Corp | 5/16/01 | 600.0 | 7.950 | Notes | 5/30/11 | 99.473 | 8.027 | 259 | A3 | A- | NR | SSB,DB | na | Comb. | Comb. | |
| National Bank of Canada - NY | 5/16/01 | 300.0 | 4.090 | Medium-Term Nts | 5/20/02 | 100.000 | 4.090 | -13 | NR | A | NR | JPM | .010 | Comb. | Comb. | ||
| Natl Rural Utilities Coop Fin | 5/16/01 | 1500.0 | 6.000 | Global Bonds | 5/15/06 | 99.540 | 6.109 | 115 | Aa3 | AA- | NR | LEH,JPM | na | Comb. | Comb. | ||
| Potash Corp of Saskatchewan | 5/16/01 | 600.0 | 7.750 | Notes | 5/31/11 | 99.345 | 7.845 | 235 | Baa2 | BBB | NR | CS-FB | na | Comb. | Comb. | ||
| Principal Life GlobalFunding I | 5/16/01 | 100.0 | Floats | Global Bonds | 5/23/06 | 100.000 | Floats | Aa2 | AA | NR | HSBC-SECURITIES | .150 | Comb. | Comb. | |||
| Yes | Transwestern Inc | 5/16/01 | 75.0 | 9.625 | Sr Sub Notes | 11/15/07 | 99.405 | 9.750 | 457 | B2 | B- | NR | CIBC-WORLD | na | Comb. | Comb. | |
| Wells Fargo & Co,California | 5/16/01 | 1000.0 | 5.900 | Global Bonds | 5/21/06 | 99.877 | Market | 100 | Aa2 | A+ | AA | GS | na | Comb. | Comb. | ||
| Yes | Lam Research Corp | 5/17/01 | 250.0 | 4.000 | Convertible Nts | 6/1/06 | 100.000 | 4.000 | NA | NR | CSFB | na | Comb. | Comb. |
May 11, 6 P.M. - May 13, 6 P.M.
