| Rule 144A Private Place- ment | Issuer | Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | BP Spread | Moody Rating | S & P | Fitch Rating | Manager | Gross Spread Fee % | Selling Concession Fee % | Underwriting Fee % | Management Fee % |
| Allstate Financial Global LLC | 6/14/01 | 75.0 | Floats | Bank Notes | 6/21/06 | 100.000 | Floats | Aa2 | AA+ | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| American General Finance Corp | 6/14/01 | 10.0 | Floats | Mdm-Trm Fl Nts | 6/21/04 | 100.000 | Floats | A2 | A+ | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Beta Finance Inc(Beta Finance) | 6/14/01 | 34.0 | 3.980 | Medium-Term Nts | 6/26/02 | 99.99 | 3.990 | 1 | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |
| Yes | CC(USA) Inc(Centauri Corp) | 6/14/01 | 33.0 | 3.980 | Medium-Term Nts | 6/28/02 | 99.99 | 3.990 | 1 | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |
| Yes | CC(USA) Inc(Centauri Corp) | 6/14/01 | 100.0 | 3.980 | Medium-Term Nts | 6/20/02 | 99.99 | 3.990 | 1 | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |
| Comerica Bank(Comerica Inc) | 6/14/01 | 100.0 | Floats | Flt Rate Bk Nts | 6/19/02 | 100.000 | Floats | A1 | A | NR | JPM | na | Comb. | Comb. | |||
| Consolidated Edison Co of NY | 6/14/01 | 400.0 | 7.500 | PINES | 7/1/41 | 100.000 | 7.500 | 188 | A1 | A+ | A+ | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Encompass Services Corp | 6/14/01 | 135.0 | 10.500 | Sr Sub Notes | 5/1/09 | 98.260 | 11.088 | 609 | B2 | B+ | NR | JPM | na | Comb. | Comb. | |
| Yes | Hayes Lemmerz International | 6/14/01 | 300.0 | 11.875 | Senior Notes | 6/15/06 | 99.535 | 12.000 | 727 | B2 | B- | NR | CS-FB | na | Comb. | Comb. | |
| Huntington Natl Bk,Columbus,OH | 6/14/01 | 100.0 | Floats | Bank Notes | 6/19/02 | 100.000 | Floats | A1 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| JP Morgan Chase & Co | 6/14/01 | 25.0 | Floats | Mdm-Trm Fl Nts | 6/20/06 | 99.774 | Floats | Aa3 | AA- | NR | JPM | na | Comb. | Comb. | |||
| Yes | K Mart Corp | 6/14/01 | 430.0 | 9.875 | Senior Notes | 6/15/08 | 99.385 | 10.000 | 500 | Baa3 | BB+ | NR | CS-FB | .650 | Comb. | Comb. | .40 |
| Yes | Links Finance Corporation | 6/14/01 | 100.0 | 3.980 | Medium-Term Nts | 6/20/02 | 99.99 | 3.990 | 1 | NR | NR | NR | CS-FB | na | Comb. | Comb. | |
| MBNA America Bank NA | 6/14/01 | 600.0 | 6.500 | Global Notes | 6/20/06 | 99.572 | 6.602 | 188 | Baa1 | BBB+ | A- | DEUTSCHE-ALEX-B | .500 | Comb. | Comb. | ||
| National City Bank,Cleveland | 6/14/01 | 250.0 | Floats | Flt Rate Bk Nts | 6/19/02 | 100.000 | Floats | Aa3 | A+ | AA- | CS-FB | na | Comb. | Comb. | |||
| Yes | Pearson PLC | 6/14/01 | 500.0 | 7.000 | Global Bonds | 6/15/11 | 99.768 | 7.033 | 183 | Baa1 | BBB+ | NR | MS, JPM | .450 | Comb. | Comb. | |
| Yes | Sigma Finance Inc | 6/14/01 | 15.0 | Floats | Mdm-Trm Fl Nts | 12/19/02 | 99.956 | Floats | Aaa | AAA | NR | JPM | na | Comb. | Comb. | ||
| Yes | Hexcel Corp | 6/15/01 | 100.0 | 9.250 | Sr Sub Notes | 1/15/09 | 98.500 | 10.034 | 506 | B2 | B | NR | CS-FB | na | Comb. | Comb. | |
| Yes | MacDermid Inc | 6/15/01 | 300.0 | 9.125 | Sr Sub Notes | 6/15/11 | 99.505 | 9.20 | 400 | Ba3 | BB- | NR | CSFB,BAS | na | Comb. | Comb. | |
| Yes | New World Coffee-Manhattan | 6/15/01 | 140.0 | Varies | Sr Step-Up Note | 6/15/03 | 95.000 | Varies | B3 | B- | NR | JEFFERIES | na | Comb. | Comb. | ||
| Yes | PSI Energy Inc | 6/15/01 | 325.0 | 6.650 | Fst Mtg Bonds | 6/15/06 | 99.822 | 6.693 | 203 | Baa1 | BBB+ | NR | MERRILL | .600 | .120 | .130 | .35 |
| Yes | ResMed Inc | 6/15/01 | 150.0 | 4.000 | Cvt Subord Nts | 7/15/06 | na | 4.000 | NR | NR | NA | MERRILL | na | ||||
| Dexia Belgium | 6/18/01 | 160.0 | Floats | Flt Rate Bk Nts | 6/19/02 | 100.000 | Floats | Aaa | AAA | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| GE Financial Assurance | 6/18/01 | 486.4 | 1.600 | Global Bonds | 6/20/11 | 99.793 | 1.623 | 45 | Aa3 | A+ | NR | NIKKO SSB, MS | .450 | Comb. | Comb. | ||
| Harris Trust & Savings Bank | 6/18/01 | 100.0 | Floats | Flt Rate Bk Nts | 7/19/02 | 100.000 | Floats | Aa3 | AA- | AA- | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Service Corp International | 6/18/01 | 300.0 | 6.750 | Cvt Subord Nts | 6/22/08 | na | 6.750 | B3 | B | MERRILL | 3.000 | .600 | .600 | 1.80 | ||
| Yes | TeeKay Shipping | 6/18/01 | 250.0 | 8.875 | Senior Notes | 7/15/11 | 100.000 | 8.875 | 364 | Ba2 | BB- | NR | GS | na | Comb. | Comb. | |
| Anheuser-Busch Companies Inc | 6/19/01 | 300.0 | 6.800 | Debentures | 6/20/32 | 99.869 | 6.811 | 109 | A1 | A+ | NR | UBS-WARBURG | na | Comb. | Comb. | ||
| Banknorth Group Inc | 6/19/01 | 200.0 | 7.625 | Notes | 6/15/11 | 99.734 | 7.664 | 238 | Baa3 | BBB | NR | LEH | na | Comb. | Comb. | ||
| Centex Corp | 6/19/01 | 150.0 | 7.875 | Notes | 2/1/11 | 99.981 | 7.876 | 259 | Baa2 | BBB+ | NR | SALOMON-SMITH | na | Comb. | Comb. |
Financing Record (June 12, 6 P.M. - June 19, 6 P.M.)
