| Rule 144A Private Place- ment | Issuer | Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | BP Spread | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Book Manager(s) | Gross Spread Fee % | Selling Concession as % | Underwriting Fee as % | Management Fee as % |
| AES Corp | 5/31/01 | 400.0 | 8.750 | Senior Notes | 6/15/08 | 99.757 | 8.796 | 350 | Ba1 | BB | BB+ | BA-SEC-LLC | na | Comb. | Comb. | ||
| AES Corp | 5/31/01 | 200.0 | 7.375 | ROARS | PUT03/13 | 99.780 | 7.492 | 325 | Ba1 | BB | BB+ | BA-SEC-LLC | na | Comb. | Comb. | ||
| Caterpillar Financial Services | 5/31/01 | 20.0 | Floats | Mdm-Trm Fl Nts | 8/5/03 | 100.000 | Floats | A2 | A+ | NR | SALOMON-SMITH | na | Comb. | Comb. | |||
| Caterpillar Financial Services | 5/31/01 | 40.0 | Floats | Mdm-Trm Fl Nts | 8/5/03 | 100.000 | Floats | A2 | A+ | NR | JPM | .104 | Comb. | Comb. | |||
| Yes | CITIC Pacific(CITIC Hong Kong) | 5/31/01 | 100.0 | 7.625 | Global Notes | 6/1/11 | 99.655 | 7.675 | 222 | Baa2 | BBB- | NR | HSBC, ML | na | Comb. | Comb. | |
| Delphi Automotive Systems Corp | 5/31/01 | 500.0 | 6.550 | Global Notes | 6/15/06 | 99.875 | 6.579 | 162 | Baa2 | BBB | NR | BEAR, CSFB | .350 | .075 | .075 | .20 | |
| Yes | Hollywood Casino Corp | 5/31/01 | 39.0 | 13.000 | Sr Secured Nts | 8/1/06 | 103.000 | 12.050 | 706 | B3 | B- | NR | BA-SEC-LLC | na | Comb. | Comb. | |
| International Lease Finance | 5/31/01 | 125.0 | 5.500 | Medium-Term Nts | 6/7/04 | 100.000 | 5.500 | 109 | A1 | AA- | AA- | MERRILL | na | Comb. | Comb. | ||
| International Lease Finance | 5/31/01 | 125.0 | 5.500 | Medium-Term Nts | 6/7/04 | 100.000 | 5.500 | 109 | A1 | AA- | AA- | LEH | na | Comb. | Comb. | ||
| International Lease Finance | 5/31/01 | 125.0 | 5.950 | Medium-Term Nts | 6/6/05 | 100.000 | 5.950 | 154 | A1 | AA- | AA- | MERRILL | na | Comb. | Comb. | ||
| International Lease Finance | 5/31/01 | 125.0 | 5.950 | Medium-Term Nts | 6/6/05 | 100.000 | 5.950 | 154 | A1 | AA- | AA+ | LEH | na | Comb. | Comb. | ||
| Orion Power Holdings Inc | 5/31/01 | 200.0 | 4.500 | Cvt Senior Nts | 6/1/08 | 100.000 | 4.500 | NA | NR | NA | GS | 2.750 | .550 | .550 | 1.65 | ||
| Yes | Pemex Project Funding Master | 5/31/01 | 500.0 | 9.125 | Notes | 10/13/10 | 102.648 | 8.702 | 324 | Baa3 | BB+ | BB+ | LEH | .650 | Comb. | Comb. | |
| Yes | SBC Communications Inc | 5/31/01 | 1000.0 | 4.250 | PURS | PUT02/21 | na | Market | Aa3 | AA- | AA | GS | Market | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 5/31/01 | 500.0 | Floats | Mdm-Trm Fl Nts | 6/11/03 | 99.980 | Floats | Aaa | NR | AAA | CS-FB | na | Comb. | Comb. | ||
| Washington Mutual Bank FA | 5/31/01 | 100.0 | Floats | FR MT Bank Nts | 6/5/03 | 100.000 | Floats | A3 | A- | A- | DEUTSCHE-ALEX-B | na | Comb. | Comb. | |||
| Yes | Beta Finance Inc(Beta Finance) | 6/1/01 | 65.0 | 4.160 | Medium-Term Nts | 6/17/02 | 100.000 | 4.160 | -2 | Aaa | AAA | NR | MERRILL | na | Comb. | Comb. | |
| Yes | CB Richard Ellis Services | 6/1/01 | 225.0 | 11.250 | Sr Sub Notes | 6/15/11 | 98.528 | 11.500 | 607 | B2 | B | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Credit Suisse Group | 6/1/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 12/6/02 | 100.000 | Floats | A1 | A+ | AA- | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 6/1/01 | 40.0 | Floats | Mdm-Trm Fl Nts | 12/6/02 | 100.000 | Floats | A1 | A+ | AA- | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 6/1/01 | 110.0 | Floats | Mdm-Trm Fl Nts | 12/6/02 | 100.000 | Floats | A1 | A+ | AA- | CS-FB | na | Comb. | Comb. | ||
| John Deere Capital(Deere & Co) | 6/1/01 | 25.0 | Floats | Mdm-Trm Fl Nts | 6/7/04 | 100.000 | Floats | A2 | A+ | A | JPM | .350 | Comb. | Comb. | |||
| First Union National Bank,NC | 6/1/01 | 245.0 | Floats | Flt Rate Bk Nts | 6/7/06 | 100.000 | Floats | Aa3 | A+ | NR | FIRST-UNION-CAP | na | Comb. | Comb. | |||
| First Union National Bank,NC | 6/1/01 | 100.0 | Floats | Flt Rate Bk Nts | 6/7/06 | 100.000 | Floats | Aa3 | A+ | NR | SALOMON-SMITH | na | Comb. | Comb. | |||
| JP Morgan Chase & Co | 6/1/01 | 40.0 | Floats | Mdm-Trm Fl Nts | 6/6/03 | 100.000 | Floats | Aa3 | AA- | AA- | JPM | .100 | Comb. | Comb. | |||
| Yes | Legg Mason Wood Walker Inc | 6/1/01 | 453.8 | Zero | COCO LYON | 6/6/31 | 44.070 | 2.750 | Baa1 | BBB | NA | MERRILL | na | Comb. | Comb. | ||
| National Consumer Cooperative | 6/1/01 | 25.0 | Floats | Mdm-Trm Fl Nts | PUT02/02 | 99.80 | Floats | Baa1 | BBB | NR | CS-FB | na | Comb. | Comb. | |||
| Textron Financial Corp | 6/1/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 6/6/03 | 100.000 | Floats | A2 | A- | A | MERRILL | na | Comb. | Comb. | |||
| Textron Financial Corp | 6/1/01 | 75.0 | Floats | Mdm-Trm Fl Nts | 6/6/03 | 100.000 | Floats | A2 | A- | A | JPM | .250 | Comb. | Comb. | |||
| Toyota Motor Credit Corp | 6/1/01 | 419.4 | .750 | Global Bonds | 6/9/08 | 99.592 | .810 | -434 | Aa1 | AAA | NR | DAIWA-SEC NOMURA | .300 | Comb. | Comb. | ||
| Yes | WCI Communities Ltd | 6/4/01 | 100.0 | 10.625 | Sr Sub Notes | 2/15/11 | 105.250 | 9.770 | 432 | B1 | B | NR | UBS-WARBURG | na | Comb. | Comb. | |
| BankAmerica Corp,Charlotte,NC | 6/4/01 | 19.3 | 7.200 | Medium-Term Nts | 6/15/26 | 100.000 | 7.200 | 154 | A3 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| BankAmerica Corp,Charlotte,NC | 6/4/01 | 30.0 | 6.950 | Medium-Term Nts | 6/15/16 | 100.000 | 6.950 | 129 | A3 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| BankAmerica Corp,Charlotte,NC | 6/4/01 | 18.6 | 7.050 | Medium-Term Nts | 6/15/21 | 100.000 | 7.050 | 139 | A3 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| Countrywide Home Loans Inc | 6/4/01 | 25.0 | Floats | Mdm-Trm Fl Nts | 6/7/02 | 100.000 | Floats | A3 | A | A | JPM | .050 | Comb. | Comb. | |||
| Yes | Hormel Foods Corp | 6/4/01 | 350.0 | 6.625 | Notes | 6/1/11 | 99.620 | 6.678 | 135 | A2 | A | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| Household Finance Corp | 6/4/01 | 6.4 | 5.700 | Medium-Term Nts | 6/15/05 | 100.000 | 5.700 | 80 | A2 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| Household Finance Corp | 6/4/01 | 10.2 | 6.050 | Medium-Term Nts | 6/15/06 | 100.000 | 6.050 | 115 | A2 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| Household Finance Corp | 6/4/01 | 9.1 | 6.800 | Medium-Term Nts | 6/15/11 | 100.000 | 6.800 | 148 | A2 | A | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| Yes | Premium Standard Farms | 6/4/01 | 175.0 | 9.250 | Senior Notes | 6/15/11 | 99.194 | 9.250 | 402 | B1 | BB | NR | MS, JPMS | na | Comb. | Comb. | |
| Yes | Venator Group Inc | 6/4/01 | 125.0 | 5.500 | Cvt Subord Nts | 6/8/08 | 100.000 | na | B2 | B+ | NR | JPM | na | Comb. | Comb. | ||
| Yes | CC(USA) Inc(Centauri Corp) | 6/5/01 | 80.0 | Floats | Mdm-Trm Fl Nts | 6/11/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | CC(USA) Inc(Centauri Corp) | 6/5/01 | 170.0 | Floats | Mdm-Trm Fl Nts | 6/13/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Enterprise Rent-A-Car | 6/5/01 | 1000.0 | 7.375 | Senior Notes | 6/15/08 | 99.832 | 7.405 | 223 | Baa1 | BBB+ | NR | GS | na | Comb. | Comb. | |
| JP Morgan & Co Inc | 6/5/01 | 500.0 | 6.750 | Global Notes | 2/1/11 | 101.581 | 6.525 | 123 | A1 | A+ | NR | JPM | na | Comb. | Comb. | ||
| Yes | Pure Resources Inc | 6/5/01 | 350.0 | 7.125 | Sr Unsecurd Nts | 6/15/11 | 99.244 | 7.232 | 195 | Baa3 | BBB- | NR | CSFB, JPMS | .650 | .130 | .120 | .40 |
| Yes | Sigma Finance Inc | 6/5/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 6/6/03 | 99.942 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Tembec Industries Inc. | 6/5/01 | 250.0 | 8.500 | Senior Notes | 2/1/11 | 102.000 | 8.193 | 290 | Ba1 | BB+ | NR | GS | na | Comb. | Comb. | |
| American General Finance Corp | 6/6/01 | 1.0 | 5.910 | Mdm-Trm Fl Nts | 6/12/06 | 100.000 | 5.910 | A2 | A+ | A+ | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Central Illinois Public Svc Co | 6/6/01 | 150.0 | 6.625 | Fst Mtg Bonds | 6/15/11 | 99.797 | 6.653 | 140 | A1 | A+ | NR | GS | .650 | .130 | .120 | .40 |
| Comcast Cable Communications | 6/6/01 | 250.0 | 7.125 | Bonds | 6/15/13 | 101.071 | 6.991 | Baa2 | BBB | BBB+ | BA-SEC-LLC | na | Comb. | Comb. | |||
| Comcast Cable Communications | 6/6/01 | 250.0 | 6.875 | Bonds | 6/15/09 | 101.331 | 6.657 | 156 | Baa2 | BBB | BBB+ | BA-SEC-LLC | na | Comb. | Comb. | ||
| Yes | COR Therapeutics Inc | 6/6/01 | 250.0 | Floats | Cvt Senior Nts | 6/15/06 | 100.000 | 4.500 | NR | C | GS | 3.250 | .650 | .650 | 1.95 | ||
| Countrywide Home Loans Inc | 6/6/01 | 40.0 | Floats | Float Rate Nts | 6/11/02 | 100.000 | Floats | A3 | A | NR | CS-FB | na | Comb. | Comb. | |||
| Yes | Credit Suisse First Boston | 6/6/01 | 171.0 | Floats | Mdm-Trm Fl Nts | 12/11/02 | 100.000 | Floats | Aa3 | AA | A+ | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 6/6/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 12/11/02 | 100.000 | Floats | 126 | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | |
| Yes | Credit Suisse Group | 6/6/01 | 143.0 | Floats | Mdm-Trm Fl Nts | 12/11/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Lehman Brothers Holdings Inc | 6/6/01 | 250.0 | 6.250 | Global Notes | 5/15/06 | 100.512 | 6.126 | 128 | A2 | A | A | LEH | na | Comb. | Comb. | ||
| SBC Communications Inc | 6/6/01 | 500.0 | 7.000 | PINES | 6/1/41 | 100.000 | 7.000 | 133 | Aa3 | AA- | NR | SALOMON-SMITH | na | Comb. | Comb. | 2.00 | |
| Yes | Select Medical Corp | 6/6/01 | 175.0 | 9.500 | Sr Sub Notes | 6/15/09 | 100.000 | 9.500 | 440 | B2 | B | NR | JPM | na | Comb. | Comb. | |
| Yes | Chiron Corp | 6/7/01 | 730.0 | Zero | COCO/COPA LYON | PUT04/31 | 55.045 | 2.000 | NR | B- | NR | MERRILL | na | Comb. | Comb. | ||
| Yes | Credit Suisse First Boston | 6/7/01 | 20.0 | Floats | Mdm-Trm Fl Nts | 12/12/02 | 100.000 | Floats | Aa3 | AA | A+ | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse First Boston | 6/7/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 12/12/02 | 100.000 | Floats | Aa3 | AA | A+ | CS-FB | na | Comb. | Comb. | ||
| Standard Pacific Corp | 6/7/01 | 50.0 | 8.500 | Senior Notes | 4/1/09 | 98.260 | 8.809 | Ba2 | BB | NR | CS-FB | na | Comb. | Comb. |
