| Financing Record (JULY 12-JULY 19) | ||||||||||||||||
| Issuer | Date | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell- Con. Fee % | Under Writing Fee % | Mgmt. Fee % |
| Citigroup Inc | 7/12/01 | 2000 | Floats | Global FRNs | 7/15/03 | 100 | Floats | Aa2 | AA- | AA | SALOMON-SMITH | 0.125 | Comb. | Comb. | ||
| Marlin Water Trust II | 7/12/01 | 475 | 6.31 | Senior Notes | 7/15/03 | 100 | 6.31 | 225 | Baa1 | BBB | NR | CSFB,SSB | 0.5 | Comb. | Comb. | |
| Natl Rural Utilities Coop Fin | 7/12/01 | 300 | 6 | Global Bonds | 5/15/06 | 100.703 | 5.829 | 107 | Aa3 | AA- | NR | JPM,LEH | 0.35 | Comb. | Comb. | |
| Natl Rural Utilities Coop Fin | 7/12/01 | 1000 | 5.25 | Coll Trust Bds | 7/15/04 | 99.821 | 5.316 | 118 | Aa3 | AA- | NR | ABN,BAS,LEH | 0.25 | Comb. | Comb. | |
| Natl Rural Utilities Coop Fin | 7/12/01 | 700 | Floats | Float Rate Nts | 7/17/03 | 100 | Floats | NR | NR | NR | ABN,BAS,LEH | na | Comb. | Comb. | ||
| Ohio National Financial | 7/12/01 | 200 | 7 | Notes | 7/15/11 | 100 | 7 | 175 | A3 | A- | NR | MERRILL | 0.65 | 0.4 | 0.13 | .120.25 |
| Renaissance Reinsurance Ltd | 7/12/01 | 150 | 7 | Notes | 7/15/08 | 99.87 | 7.024 | 201 | A3 | BBB | NR | BAS,LEH | na | Comb. | Comb. | |
| Sigma Finance Inc | 7/12/01 | 100 | Floats | Mdm-Trm Fl Nts | 1/21/03 | 100 | Floats | Aaa | AAA | NR | LEH | na | Comb. | Comb. | ||
| Weingarten Realty Inc | 7/12/01 | 200 | 7 | Bonds | 7/15/11 | 99.859 | 7.02 | 178 | A3 | A | NR | BA-SEC-LLC | 0.65 | |||
| Continental Airlines 2001-2 | 7/13/01 | 200 | 7.568 | Equip Tr Certs | 6/1/08 | 100 | 7.568 | 255 | Baa3 | BBB | NR | MORGAN-STANLEY | 0.65 | 0.55 | 0.425 | |
| ICN Pharmaceuticals Inc | 7/13/01 | 400 | Floats | Cvt Subord Nts | 7/15/01 | 100 | 6.5 | B2 | B+ | NA | UBS-WARBURG | 3 | ||||
| Liberty Lighthouse Capital | 7/13/01 | 25 | na | Medium-Term Nts | 8/14/02 | 100 | 4.02 | NA | NA | NA | MERRILL | na | Comb. | Comb. | ||
| Masco Corp | 7/13/01 | 1654.2 | Zero | Zero Cvt Notes | PUT02/31 | 39.445 | 3.125 | Baa1 | BBB+ | NA | SALOMON-SMITH | 0.789 | Comb. | Comb. | ||
| Univision Communications Inc | 7/13/01 | 500 | 7.85 | Senior Notes | 7/15/11 | 99.824 | 7.876 | 263 | Baa3 | BB+ | BBB | GS | na | Comb. | Comb. | |
| Household Finance Corp | 7/16/01 | 9.1 | 5.6 | Medium-Term Nts | 7/15/05 | 100 | 5.6 | A2 | A | NR | LEH | na | Comb. | Comb. | ||
| Household Finance Corp | 7/16/01 | 6.9 | 6.65 | Medium-Term Nts | 7/15/11 | 100 | 6.65 | A2 | A | NR | LEH | na | Comb. | Comb. | ||
| Household Finance Corp | 7/16/01 | 11.9 | 6.35 | Medium-Term Nts | 7/15/11 | 100 | 6.35 | A2 | A | NR | LEH | na | Comb. | Comb. | ||
| American Honda Finance | 7/17/01 | 50 | Floats | Mdm-Trm Fl Nts | 7/22/02 | na | Market | A2 | A | A | GS | Market | Comb. | Comb. | ||
| International Lease Finance | 7/17/01 | 300 | 5.125 | Notes | 8/1/04 | 99.915 | 5.155 | 101 | A1 | AA- | AA- | SALOMON-SMITH | na | Comb. | Comb. | |
| Target Corp | 7/17/01 | 700 | 7 | Bonds | 7/31/31 | 99.367 | 7.051 | 146 | A2 | A | NR | SSB,MER | na | Comb. | Comb. | |
| American Honda Finance | 7/18/01 | 65 | Floats | Mdm-Trm Fl Nts | 7/22/02 | na | Market | A2 | A | NR | GS | Market | Comb. | Comb. | ||
| American Honda Finance | 7/18/01 | 35 | Floats | Mdm-Trm Fl Nts | 7/22/02 | 99.97 | Floats | A2 | A | NR | CS-FB | na | Comb. | Comb. | ||
| Aztar Corp | 7/18/01 | 175 | 9 | Sr Sub Notes | 8/15/11 | 100 | 9 | 381 | Ba3 | B+ | NR | BAS,DB | na | Comb. | Comb. | |
| General Motors Acceptance(GM) | 7/18/01 | 25 | Floats | Mdm-Trm Fl Nts | 7/20/04 | 100 | Floats | A2 | A | A | SALOMON-SMITH | na | Comb. | Comb. | ||
| Washington Mutual Bank FA | 7/18/01 | 750 | Floats | FR MT Bank Nts | 7/25/06 | 99.886 | Floats | A3 | A- | NR | MORGAN-STANLEY | 0.25 | Comb. | Comb. | ||
| Credit Agricole | 7/19/01 | 50 | 3.905 | Bank Notes | 7/22/02 | 100 | 3.905 | Aa1 | AA | AA+ | BA-SEC-LLC | na | Comb. | Comb. | ||
| Hornbeck-Leevac Marine Svcs | 7/19/01 | 175 | 10.625 | Senior Notes | 8/1/08 | 98.193 | 11 | B1 | B+ | NR | RBC,MER | na | Comb. | Comb. | ||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | ||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | ||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | ||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (July 12 - July 19)
