| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Issuer | Date | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| . | Burlington Northern Santa Fe | 06/20/02 | 118.3 | 5.943 | Equip Tr Certs | 01/15/22 | 100.000 | 5.943 | 115 | Aa3 | A+ | NR | JPM, SSB | na | . | . | . |
| * | Extendicare Inc | 06/20/02 | 150.0 | 9.500 | Senior Notes | 07/01/10 | 99.750 | 9.545 | 498 | B2 | B- | NR | LEH | na | . | . | . |
| . | Goldman Sachs Group Inc | 06/20/02 | 56.0 | Floats | Mdm-Trm Fl Nts | 06/25/04 | 100.000 | Floats | . | A1 | A+ | AA- | GS | na | . | . | . |
| . | JP Morgan Chase & Co | 06/20/02 | 1000.0 | Floats | Mdm-Trm Fl Nts | 12/29/03 | 100.000 | Floats | . | Aa3 | AA- | AA- | JPM | .075 | . | Comb. | Comb. |
| * | K2 (USA) LLC | 06/20/02 | 100.0 | 2.320 | Medium-Term Nts | 07/07/03 | 100.000 | 2.320 | -65 | Aaa | AAA | NR | JPM | na | . | . | . |
| * | Landesbank Baden-Wuerttemberg | 06/20/02 | 1675.3 | 4.750 | Fxd/Straight Bd | 08/17/07 | 100.072 | 4.734 | 27 | Aaa | AAA | AAA | DEUTSCHE-LONDON LBW$ CITIGROUP-SSB | .250 | . | Comb. | Comb. |
| * | Liberty Lighthouse CP Co | 06/20/02 | 77.0 | Floats | Mdm-Trm Fl Nts | 06/25/03 | 100.000 | Floats | . | Aaa | AAA | NR | CS-FB | na | . | . | . |
| * | Liberty Lighthouse CP Co | 06/20/02 | 50.0 | Floats | Mdm-Trm Fl Nts | 06/25/03 | 100.000 | Floats | . | Aaa | AAA | NR | LEH | na | . | . | . |
| * | Metlife Global Funding Inc | 06/20/02 | 500.0 | 4.750 | Notes | 06/20/07 | 99.83 | 4.789 | 78 | Aa2 | AA | AA+ | MERRILL, CS-FB | na | . | . | . |
| * | Millennium America Inc | 06/20/02 | 100.0 | 9.250 | Senior Notes | 06/15/08 | 102.500 | 8.706 | 438 | Ba1 | BBB | NR | JPM, BA-SEC-LLC | na | . | . | . |
| * | Nationwide Life Global Funding | 06/20/02 | 100.0 | Floats | Mdm-Trm Fl Nts | 06/28/04 | 100.000 | Floats | . | Aa3 | AA | NR | MORGAN-STANLEY | na | . | . | . |
| . | New York Times Co | 06/20/02 | 13.5 | 4.625 | Medium-Term Nts | 06/25/07 | 100.000 | 4.625 | 47 | A1 | A+ | NR | JPM | na | . | . | . |
| * | PCA International Inc | 06/20/02 | 165.0 | 11.875 | Notes | 08/01/09 | 98.218 | 12.257 | 769 | B3 | B- | NR | GS | na | . | . | . |
| . | Salomon Smith Barney Holdings | 06/20/02 | 100.0 | Floats | Mdm-Trm Fl Nts | 06/25/04 | 100.000 | Floats | . | Aa3 | AA- | AA | SALOMON-SMITH | .175 | . | Comb. | Comb. |
| . | Southwestern Electric Power Co | 06/20/02 | 200.0 | 4.500 | Bonds | 07/01/05 | 99.657 | 4.623 | 125 | A2 | BBB+ | A- | BK-ONE-CAP, JPM | .450 | . | Comb. | Comb. |
| . | Tenet Healthcare Corp | 06/20/02 | 400.0 | 5.000 | Bonds | 07/01/07 | 99.091 | 5.210 | 115 | Baa3 | BBB | BBB | SSB, CS-FB | .600 | .35 | .125 | .125 |
| . | TransAlta Corp | 06/20/02 | 300.0 | 6.750 | Notes | 07/15/12 | 99.655 | 6.797 | 200 | Baa1 | BBB | NR | MERRILL SALOMON-SMITH | .650 | .40 | .120 | .120 |
| * | White Pines Capital Corp | 06/20/02 | 15.0 | Floats | Mdm-Trm Fl Nts | 12/29/03 | 100.000 | Floats | . | Aaa | AAA | NR | BK-ONE-CAP | na | . | . | . |
| . | Alabama Power(Southern Co Inc) | 06/21/02 | 350.0 | Floats | Sr Flt Rt MTN | 12/29/03 | 100.000 | Floats | . | A2 | A | NR | LEH | .200 | . | Comb. | Comb. |
| * | Buffets Inc | 06/21/02 | 230.0 | 11.250 | Sr Sub Notes | 07/15/10 | 96.181 | 12.002 | 730 | B3 | B- | NR | CS-FB | na | . | . | . |
| . | General Electric Capital Corp | 06/21/02 | 500.0 | 6.125 | Medium-Term Nts | 02/22/11 | 101.987 | 5.830 | 108 | Aaa | AAA | NR | LEH | na | . | . | . |
| * | Herbalife International Inc | 06/21/02 | 165.0 | 11.750 | Sr Sub Notes | 07/15/10 | 98.716 | 12.003 | 736 | B3 | B | NR | UBS-WARBURG | na | . | . | . |
| . | Hewlett-Packard Co | 06/21/02 | 500.0 | 6.500 | Global Notes | 07/01/12 | 99.955 | 6.506 | 175 | A3 | A- | A | BA-SEC-LLC DEUTSCHE-BK-SEC JPM | .450 | . | Comb. | Comb. |
| * | MassMutual Global Funding LLC | 06/21/02 | 200.0 | Floats | Float Rate Nts | 06/28/05 | 100.000 | Floats | . | Aa1 | AAA | NR | MORGAN-STANLEY | na | . | . | . |
| * | SAIC | 06/21/02 | 250.0 | 7.125 | Bonds | 07/01/32 | 99.179 | 7.192 | 177 | A3 | A- | NR | JPM | .875 | . | Comb. | Comb. |
| . | Sears Roebuck Acceptance Corp | 06/21/02 | 250.0 | 7.000 | Senior Notes | 07/15/42 | 100.000 | 7.000 | 158 | Baa1 | A | A- | MERRILL | 3.150 | 2.00 | Comb. | Comb. |
| . | American Express Centurion Bk | 06/24/02 | 150.0 | Floats | FR MT Bank Nts | 06/26/03 | 100.000 | Floats | . | Aa3 | A+ | A+ | LEH | na | . | . | . |
| See www.BondWeek.com for a complete listing of all last week's financing record. | |||||||||||||||||
| Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; Ý estimated price. |
Financing Record (June 20 - June 27)
