| Debt Issuance since 11/14/2002 | |||||||||||||||||
| Issuer | Issue Date | Princ. Amt. ($ Mils) | cpn | Security Type | Maturity | Offer Price | BP Yield | BP Sprd. | M | S&P | F | Manager(s) | Gross Sprd. Fee% | Sell Con Fee% | Underwriting Fee% | Mgmt. Fee% | |
| American Express Co | 11/14/02 | 750.0 | 3.750 | Global Notes | 11/20/07 | 99.549 | 3.850 | 80 | A1 | A+ | A+ | ABN-AMRO-INC | .350 | Comb. | Comb. | ||
| Bank of New York,New York,NY | 11/14/02 | 300.0 | 3.750 | Notes | 02/15/08 | 99.891 | 3.773 | 75 | Aa3 | A+ | AA- | GS | na | ||||
| Coca-Cola Bottling Co | 11/14/02 | 150.0 | 5.000 | Notes | 11/15/12 | 98.734 | 5.164 | 120 | Baa2 | BBB | NR | SSB,WACH | na | ||||
| Federal Realty Investment Tr | 11/14/02 | 150.0 | 6.125 | Notes | 11/15/07 | 99.764 | 6.181 | 320 | Baa2 | BBB | NR | ML,SSB,WACH | na | ||||
| FirstBank Puerto Rico | 11/14/02 | 1.0 | 3.000 | Bank Notes | 06/10/08 | 100.000 | 3.000 | 6 | Baa1 | BBB- | BBB | COUNTRYWIDE-SEC | na | ||||
| Yes | K2 (USA) LLC | 11/14/02 | 140.0 | Floats | Mdm-Trm Fl Nts | 11/20/03 | 100.000 | Floats | Aaa | AAA | NR | CS-FB | na | ||||
| Yes | K2 (USA) LLC | 11/14/02 | 42.0 | Floats | Mdm-Trm Fl Nts | 11/19/03 | 100.000 | Floats | Aaa | AAA | NR | CS-FB | na | ||||
| Yes | K2 (USA) LLC | 11/14/02 | 125.0 | Floats | Mdm-Trm Fl Nts | 11/24/03 | 100.000 | Floats | Aaa | AAA | NR | CS-FB | na | ||||
| Merrill Lynch & Co Inc | 11/14/02 | 305.0 | Floats | Mdm-Trm Fl Nts | 11/19/03 | 100.000 | Floats | Aa3 | AA- | AA | MERRILL | na | |||||
| Yes | National Waterworks Inc | 11/14/02 | 200.0 | 10.500 | Sr Sub Notes | 12/01/12 | 100.000 | 10.500 | 654 | B3 | B | NR | GS,JPM | na | |||
| Yes | Northern Rock PLC | 11/14/02 | 125.0 | Floats | Mdm-Trm Fl Nts | 05/19/04 | 100.000 | Floats | A2 | A | NR | LEH,SSB | na | ||||
| Yes | Northern Rock PLC | 11/14/02 | 225.0 | Floats | Mdm-Trm Fl Nts | 11/19/03 | 100.000 | Floats | A2 | A | NR | LEH,SSB | na | ||||
| Yes | Northern Rock PLC | 11/14/02 | 650.0 | Floats | Mdm-Trm Fl Nts | 11/19/03 | 100.000 | Floats | A2 | A | NR | LEH,SSB | na | ||||
| Wachovia Bank & Trust Co | 11/14/02 | 50.0 | Floats | FR MT Bank Nts | 11/15/04 | 100.000 | Floats | Aa3 | A+ | A+ | MERRILL | na | |||||
| Washington Mutual Bank FA | 11/14/02 | 750.0 | 5.500 | Sub Global Note | 01/15/13 | 99.685 | 5.541 | 157 | A3 | BBB+ | A | DB,ML | .450 | Comb. | Comb. | ||
| York International Corp | 11/14/02 | 100.0 | 5.800 | Notes | 11/15/12 | 99.47 | 5.871 | 188 | Baa1 | BBB | NR | SALOMON-SMITH | na | ||||
| Yes | Beta Finance Inc(Beta Finance) | 11/15/02 | 50.0 | 1.600 | Medium-Term Nts | 11/21/03 | 100.000 | 1.600 | -27 | NR | NR | AAA | MORGAN-STANLEY | na | |||
| Constar International Inc | 11/15/02 | 175.0 | 11.000 | Sr Sub Notes | 12/01/12 | 98.510 | 11.251 | 714 | B3 | B | NR | SSB,DB | na | ||||
| Cummins Inc | 11/15/02 | 250.0 | 9.500 | Senior Notes | 12/01/10 | 100.000 | 9.500 | 459 | Ba2 | BB+ | NR | SSB,DB | na | ||||
| Duke Energy Corp | 11/15/02 | 400.0 | 5.625 | Notes | 11/30/12 | 99.680 | 5.667 | 160 | A1 | A | A | BAS,JPM | na | ||||
| General Mills Inc | 11/15/02 | 350.0 | 3.875 | Global Notes | 11/30/07 | 99.913 | 3.894 | 84 | Baa2 | BBB+ | BBB+ | BAS,JPM | .300 | .20 | .050 | .050 | |
| Georgia Power Co(Southern Co) | 11/15/02 | 200.0 | 5.125 | Notes | 11/15/12 | 99.699 | 5.164 | A2 | A | A+ | BARCLAYS-CAP | na | |||||
| Yes | K2 (USA) LLC | 11/15/02 | 100.0 | 1.600 | Medium-Term Nts | 11/24/03 | 100.000 | 1.600 | -27 | Aaa | AAA | NR | JPM | na | |||
| Yes | Links Finance Corporation | 11/15/02 | 50.0 | 1.620 | Medium-Term Nts | 11/26/03 | 100.000 | 1.620 | -25 | NR | NR | NR | MORGAN-STANLEY | na | |||
| Merrill Lynch & Co Inc | 11/15/02 | 20.0 | 5.330 | Medium-Term Nts | 11/29/12 | 100.000 | 5.330 | Aa3 | AA- | AA | MERRILL | na | |||||
| Merrill Lynch & Co Inc | 11/15/02 | 3.0 | 4.000 | Medium-Term Nts | 11/15/07 | 100.000 | 4.000 | -3 | Aa3 | AA- | AA | MERRILL | na | ||||
| Merrill Lynch & Co Inc | 11/15/02 | 250.0 | 4.750 | Medium-Term Nts | 11/20/09 | 100.000 | 4.750 | 173 | Aa3 | AA- | AA | MERRILL | na | ||||
| Yes | National-Oilwell Inc | 11/15/02 | 200.0 | 5.650 | Notes | 11/15/12 | 99.798 | 5.677 | 165 | Baa2 | BBB+ | NR | MERRILL | na | |||
| Yes | TECO Energy Inc | 11/15/02 | 380.0 | 10.500 | Senior Notes | 12/01/07 | 92.684 | 12.502 | 945 | Baa2 | BBB- | BBB | CS-FB | na | |||
| Textron Financial Corp | 11/15/02 | 500.0 | 6.000 | Global Notes | 11/20/09 | 99.511 | 6.087 | 250 | A3 | A- | A | DB,JPM | .400 | Comb. | Comb. | ||
| Toll Brothers Inc | 11/15/02 | 300.0 | 6.875 | Notes | 11/15/12 | 99.945 | 6.883 | 285 | Baa3 | BBB- | BBB | BAS,SSB | na | ||||
| Yes | Varco International Inc | 11/15/02 | 150.0 | 5.500 | Notes | 11/15/12 | 99.47 | 5.570 | 152 | Baa2 | BBB+ | NR | SALOMON-SMITH | na | |||
| Yes | Astoria Finl,Lake Success,NY | 11/18/02 | 50.0 | 5.750 | Notes | 10/15/12 | 98.119 | 6.005 | 201 | Baa3 | BBB- | BBB+ | LEH | na | |||
| Bausch & Lomb Inc | 11/18/02 | 150.0 | 6.950 | Notes | 11/15/07 | 99.852 | 6.986 | 398 | Ba1 | BBB- | NR | SALOMON-SMITH | na | ||||
| Dow Chemical Co | 11/18/02 | 400.0 | 5.000 | Global Notes | 11/15/07 | 99.766 | 5.054 | 200 | A3 | A | A | UBS-WARBURG | .350 | Comb. | Comb. | ||
| Entergy Mississippi(Entergy) | 11/18/02 | 100.0 | 7.250 | Fst Mtg Bonds | 11/01/32 | 100.000 | 7.250 | 237 | Baa1 | BBB+ | BBB+ | SSB, WACH | na | .05 | |||
| FleetBoston Financial Corp,MA | 11/18/02 | 250.0 | 4.200 | Notes | 11/30/07 | 99.757 | 4.254 | 124 | A1 | A | A | MORGAN-STANLEY | na | ||||
| JP Morgan Chase & Co | 11/18/02 | 1000.0 | 5.750 | Global Notes | 01/02/13 | 99.831 | 5.772 | 175 | A2 | A | A+ | JPM | .450 | Comb. | Comb. | ||
| Kimco Realty Corp | 11/18/02 | 200.0 | 6.000 | Notes | 11/30/12 | 99.791 | 6.028 | 198 | Baa1 | A- | NR | JPM,BAS, BK ONE | na | ||||
| Kohl's Corp | 11/18/02 | 300.0 | 6.000 | Notes | 01/15/33 | 99.253 | 6.054 | 113 | A2 | A- | NR | MORGAN-STANLEY | na | ||||
| MeadWestvaco Corp | 11/18/02 | 300.0 | 6.800 | Notes | 11/15/32 | 98.801 | 6.895 | 202 | Baa2 | BBB | BBB | JPM | na | ||||
| Mellon Funding Corp | 11/18/02 | 300.0 | 5.000 | Sub Notes | 12/01/14 | 99.162 | 5.094 | 105 | A2 | A | A+ | CS-FB | .550 | .35 | .100 | .100 | |
| Yes | NDCHealth Corp | 11/18/02 | 200.0 | 10.500 | Sr Sub Notes | 12/01/12 | 100.000 | 10.500 | 645 | B2 | B | NR | CSFB,ML | na | |||
| Occidental Petroleum Corp | 11/18/02 | 175.0 | 4.000 | Notes | 11/30/07 | 99.733 | 4.059 | 100 | Baa2 | BBB | BBB | BAS,JPM | na | ||||
| Progressive Corp | 11/18/02 | 400.0 | 6.250 | Senior Notes | 12/01/32 | 99.247 | 6.306 | 142 | A2 | A+ | A+ | CSFB,GS | .875 | .50 | .200 | .175 | |
| Camden Property Trust | 11/19/02 | 200.0 | 5.875 | Notes | 11/30/12 | 99.565 | 5.933 | 30 | Baa2 | BBB | BBB | DB,SSB | na | ||||
| General Electric Capital Corp | 11/19/02 | 75.0 | Floats | Mdm-Trm Fl Nts | 11/22/04 | 100.000 | Floats | Aaa | AAA | NR | LEH | na | |||||
| General Motors Acceptance Corp | 11/19/02 | 500.0 | 6.125 | Global Notes | 08/28/07 | 98.978 | 6.377 | 335 | A2 | BBB | A- | BS,DB,SSB | .325 | Comb. | Comb. | ||
| General Motors Acceptance Corp | 11/19/02 | 500.0 | 6.875 | Global Notes | 08/28/12 | 97.747 | 7.200 | 320 | A2 | BBB | A- | BS,DB,SSB | .425 | Comb. | Comb. | ||
| Hilton Hotels Corp | 11/19/02 | 375.0 | 7.625 | Senior Notes | 12/01/12 | 100.000 | 7.625 | 365 | Ba1 | BBB- | BB+ | MS,UBSW | .650 | .40 | .125 | .125 | |
| Indiana Michigan Power | 11/19/02 | 100.0 | 6.375 | Notes | 11/01/12 | 99.881 | 6.391 | 243 | Baa2 | BBB+ | BBB | BNP,UBSW | na | ||||
| Indiana Michigan Power | 11/19/02 | 150.0 | 6.000 | Senior Notes | 12/31/32 | 100.000 | 6.000 | 116 | Baa2 | BBB+ | BBB | ML,SSB,UBSW | na | ||||
| Yes | Rexnord Corp | 11/19/02 | 225.0 | 10.125 | Sr Sub Notes | 12/15/12 | 100.000 | 10.125 | 613 | B3 | B- | NR | DB,CSFB | na | |||
| Yes | Sigma Finance Inc | 11/19/02 | 80.0 | Floats | Mdm-Trm Fl Nts | 12/10/03 | 100.000 | Floats | Aaa | AAA | AAA | JPM | na | ||||
| Vodafone Group PLC | 11/19/02 | 495.0 | 6.250 | Notes | 11/30/32 | 99.972 | 6.252 | 140 | A2 | A | A | BAS,JPM | .875 | Comb. | Comb. | ||
| WPS Resources Corp | 11/19/02 | 100.0 | 5.375 | Notes | 12/01/12 | 99.197 | 5.480 | 152 | Aa3 | A | NR | A-G-EDWARDS | na | ||||
| Wells Fargo Bank NA | 11/19/02 | 440.0 | Floats | Flt Rate Bk Nts | 11/24/03 | 100.000 | Floats | Aa1 | AA- | AA | JPM | na | |||||
| Alabama Power(Southern Co Inc) | 11/20/02 | 100.0 | 4.700 | Notes | 10/15/10 | 99.715 | 4.744 | 67 | A2 | A | A | GS | na | ||||
| Alabama Power(Southern Co Inc) | 11/20/02 | 100.0 | 5.500 | Notes | 10/15/17 | 101.82 | 5.322 | 38 | A2 | A | A | GS | na | ||||
| American General Finance Corp | 11/20/02 | 750.0 | 4.500 | Global Notes | 11/15/07 | 99.72 | 4.564 | 145 | A1 | A+ | A+ | MS,SSB,BNP | .400 | Comb. | Comb. | ||
| American General Finance Corp | 11/20/02 | 400.0 | 5.375 | Global Notes | 10/10/12 | 97.546 | 5.703 | 163 | A1 | A+ | A+ | MS,SSB,BNP | .750 | Comb. | Comb. | ||
| CarrAmerica Realty Corp | 11/20/02 | 175.0 | 5.250 | Notes | 11/30/07 | 99.525 | 5.359 | 225 | Baa2 | BBB | BBB | BAS,JPM | na | ||||
| Caterpillar Financial Services | 11/20/02 | 25.0 | Floats | Mdm-Trm Fl Nts | 11/26/04 | 100.000 | Floats | A2 | A+ | NR | GS | na | |||||
| Entergy Gulf States Inc | 11/20/02 | 140.0 | 6.000 | Fst Mtg Bonds | 12/01/12 | 99.457 | 6.073 | 200 | Baa3 | BBB- | BBB | ABN,BAR CAP | na | ||||
| Household Finance Corp | 11/20/02 | 250.0 | 7.350 | Global Notes | 11/27/32 | 99.988 | 7.351 | 241 | A2 | A- | A- | LEH,MS,JPM | .750 | Comb. | Comb. | ||
| Household Finance Corp | 11/20/02 | 1000.0 | 6.375 | Global Notes | 11/27/12 | 99.366 | 6.462 | 239 | A2 | A- | A- | LEH,MS,JPM | .450 | Comb. | Comb. | ||
| IBM Corp | 11/20/02 | 600.0 | 5.875 | Global Notes | 11/29/32 | 97.658 | 6.045 | 110 | A1 | A+ | AA- | JPM,MS,SSB | .875 | Comb. | Comb. | ||
| IBM Corp | 11/20/02 | 1400.0 | 4.750 | Global Notes | 11/29/12 | 98.204 | 4.980 | 93 | A1 | A+ | AA- | JPM,MS,SSB | .425 | Comb. | Comb. | ||
| Kraft Foods Inc | 11/20/02 | 750.0 | Floats | Float Rate Nts | 11/26/04 | 100.000 | Floats | A2 | A- | A | ABN,LEH | na | |||||
| Yes | Links Finance Corporation | 11/20/02 | 25.0 | Floats | Mdm-Trm Fl Nts | 11/26/03 | 100.000 | Floats | NR | NR | NR | CS-FB | na | ||||
| MBNA Corp | 11/20/02 | 300.0 | 5.625 | Medium-Term Nts | 11/30/07 | 99.779 | 5.676 | 255 | Baa2 | BBB | A- | JPM,BAS | na | ||||
| Toyota Motor Credit Corp | 11/20/02 | 175.0 | Floats | Mdm-Trm Fl Nts | 11/24/03 | 100.000 | Floats | Aa1 | AAA | NR | JPM | na | |||||
| Weingarten Realty Investors | 11/20/02 | 25.0 | 5.675 | Medium-Term Nts | 11/25/12 | 100.000 | 5.675 | 161 | A3 | A | NR | GS | na |
Financing Record (NOVEMBER 14 -- NOVEMBER 21)
