| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| n | 11/4/2004 | Beta Finance Inc(Beta Finance) | 25 | 2.5 | Medium-Term Nts | 11/10/2005 | 100 | 2.5 | -8 | Aaa | AAA | AAA | CITIGROUP | na | - | - | - |
| 11/4/2004 | Leggett & Platt Inc | 180 | 4.65 | Notes | 11/15/2014 | 99.968 | 4.654 | 60 | A2 | A+ | NR | JPM WACHOVIA-SEC | 0.65 | - | - | - | |
| 11/4/2004 | Lehman Brothers Holdings Inc | 5 | Floats | Mdm-Trm Fl Nts | 11/26/2019 | 100 | Floats | A1 | A | A+ | LEH | na | - | - | - | ||
| n | 11/4/2004 | MBIA Global Funding LLC | 75 | Floats | Mdm-Trm Fl Nts | 11/9/2006 | 100 | Floats | Aaa | AAA | AAA | GS | na | - | - | - | |
| 11/4/2004 | Morgan Stanley | 1,750.00 | 4 | Notes | 1/15/2010 | 99.649 | 4.076 | 77 | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | |
| 11/4/2004 | Morgan Stanley | 750 | Floats | Notes | 11/9/2006 | 100 | Floats | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | ||
| 11/4/2004 | Morgan Stanley | 1,250.00 | Floats | Notes | 1/15/2010 | 100 | Floats | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | ||
| 11/4/2004 | Morgan Stanley | 750 | Floats | Notes | 11/9/2007 | 100 | Floats | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | ||
| n | 11/4/2004 | Tango Finance Ltd | 20 | Floats | Mdm-Trm Fl Nts | 11/15/2005 | 100 | Floats | Aaa | AAA | NR | CS-FB-CS | na | - | - | - | |
| 11/4/2004 | Washington Mutual,Seattle,WA | 1,000.00 | 5.125 | Sub Bank Notes | 11/15/2014 | 99.69 | 5.165 | 101 | A3 | A- | A | MORGAN-STANLEY JPM LEH | na | - | - | - | |
| 11/4/2004 | Washington Mutual,Seattle,WA | 500 | Floats | Sub Bank Notes | 11/15/2015 | 100 | Floats | A3 | A- | A | JPM MORGAN-STANLEY LEH | na | - | - | - | ||
| n | 11/5/2004 | American Honda Finance | 50 | Floats | Mdm-Trm Fl Nts | 11/9/2005 | 100 | Floats | A1 | A+ | NR | CITIGROUP | na | - | - | - | |
| n | 11/5/2004 | American Honda Finance | 50 | Floats | Mdm-Trm Fl Nts | 11/9/2005 | 100 | Floats | A1 | A+ | NR | CS-FB-CS | na | - | - | - | |
| n | 11/5/2004 | Beta Finance Inc(Beta Finance) | 100 | 2.68 | Medium-Term Nts | 11/15/2005 | 100 | 2.68 | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 11/5/2004 | Building Materials Holding | 50 | 7.75 | Senior Notes | 8/15/2014 | 102.25 | 7.422 | 339 | B2 | B+ | NR | CITIGROUP DEUTSCHE-BK-SEC | na | - | - | - |
| n | 11/5/2004 | CC(USA) Inc(Centauri Corp) | 50 | 2.68 | Medium-Term Nts | 11/15/2004 | 100 | 2.68 | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 11/5/2004 | Dorada Finance Inc | 50 | 2.68 | Medium-Term Nts | 11/15/2005 | 100 | 2.68 | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 11/5/2004 | Dorada Finance Inc | 50 | 2.54 | Medium-Term Nts | 11/15/2005 | 100 | 2.54 | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 11/5/2004 | Five Finance | 100 | Floats | Mdm-Trm Fl Nts | 11/12/2005 | 100 | Floats | Aaa | AAA | AAA | CS-FB-CS | na | - | - | - | |
| 11/5/2004 | General Electric Capital Corp | 200 | 3.125 | Medium-Term Nts | 11/9/2006 | 99.923 | 3.165 | Aaa | AAA | NR | MERRILL | 0.1 | - | - | - | ||
| 11/5/2004 | HBOS PLC | 300 | 3.5 | Global Notes | 11/30/2007 | 99.913 | 3.53 | Aa2 | AA | NR | DEUTSCHE-BK-SEC | na | - | - | - | ||
| n | 11/5/2004 | Herbst Gaming Inc | 170 | 7 | Sr Sub Notes | 11/15/2014 | 100 | 7 | 282 | B3 | B- | NR | LEH | na | - | - | - |
| 11/5/2004 | JP Morgan Chase & Co | 500 | 5.063 | Fxd/Straight Bd | 8/15/2006 | 99.699 | 5.245 | NR | NR | NR | JPM | na | - | - | - | ||
| n | 11/5/2004 | Links Finance Corporation | 200 | 2.68 | Medium-Term Nts | 11/14/2005 | 100 | 2.68 | NR | NR | NR | GS | na | - | - | - | |
| 11/5/2004 | Paccar Financial Corp | 75 | Floats | Mdm-Trm Fl Nts | 11/13/2006 | 100 | Floats | A1 | AA- | NR | CITIGROUP | na | - | - | - | ||
| 11/8/2004 | BellSouth Corp | 500 | Floats | Float Rate Nts | 11/15/2007 | 100 | Floats | A2 | A | A | JPM LEH | na | - | - | - | ||
| 11/8/2004 | BellSouth Corp | 700 | 6 | Notes | 11/15/1934 | 98.644 | 6.099 | 118 | A2 | A | A | JPM LEH MORGAN-STANLEY | na | - | - | - | |
| 11/8/2004 | BellSouth Corp | 800 | 4.75 | Notes | 11/15/2012 | 99.756 | 4.787 | 58 | A2 | A | A | JPM LEH GS | na | - | - | - | |
| 11/8/2004 | Citizens Communications Co | 700 | 6.25 | Senior Notes | 1/15/2013 | 100 | 6.25 | 218 | Ba3 | BB+ | BB | JPM BA-SEC-LLC MORGAN-STANLEY | na | - | - | - | |
| 11/8/2004 | Entergy Gulf States Inc | 225 | Floats | Fst Mtg Bonds | 12/1/2009 | 99.875 | Floats | Baa3 | BBB | BBB | BARCLAYS-CAP ABN-AMRO-INC | na | - | - | - | ||
| 11/8/2004 | Entergy Gulf States Inc | 50 | 5.6 | Fst Mtg Bonds | 12/1/2014 | 99.875 | 5.616 | 212 | Baa3 | BBB | BBB | BARCLAYS-CAP KEY-CORP | na | - | - | - | |
| 11/8/2004 | Ford Motor Credit Co | 800 | Floats | Mdm-Trm Fl Nts | 11/16/2006 | 100 | Floats | A3 | BBB- | BBB+ | DEUTSCHE-BK-SEC JPM UBS-INV-BANK | na | - | - | - | ||
| n | 11/8/2004 | K2 (USA) LLC | 60 | Floats | Mdm-Trm Fl Nts | 11/14/2005 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| 11/8/2004 | Kinder Morgan Energy Partners | 500 | 5.125 | Notes | 11/15/2014 | 99.914 | 5.136 | 93 | Baa1 | BBB+ | BBB+ | GS JPM | na | - | - | - | |
| 11/8/2004 | Kraft Foods Inc | 750 | 4.125 | Notes | 11/12/2009 | 99.513 | 4.234 | 71 | A3 | BBB+ | BBB+ | JPM LEH | na | - | - | - | |
| n | 11/8/2004 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 11/26/2006 | 99.98 | Floats | Aaa | AAA | NR | CS-FB-CS | na | - | - | - | |
| n | 11/8/2004 | Links Finance Corporation | 150 | Floats | Mdm-Trm Fl Nts | 11/16/2005 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| 11/8/2004 | Petro-Canada | 400 | 5 | Notes | 11/15/2014 | 99.472 | 5.068 | 85 | Baa2 | BBB | NR | CITIGROUP JPM | na | - | - | - | |
| n | 11/8/2004 | Sigma Finance Corp | 500 | Floats | Mdm-Trm Fl Nts | 11/14/2005 | 99.97 | Floats | Aaa | AAA | AAA | CS-FB-CS | na | - | - | - | |
| n | 11/8/2004 | Sigma Finance Corp | 100 | Floats | Mdm-Trm Fl Nts | 11/16/2005 | 99.97 | Floats | Aaa | AAA | AAA | JPM | na | - | - | - | |
| 11/8/2004 | XL Capital | 350 | 6.375 | Senior Notes | 11/15/2024 | 100 | 6.375 | 124 | A2 | A | NR | CS-FB-CS WACHOVIA-SEC | na | - | - | - | |
| 11/8/2004 | XL Capital | 300 | 5.25 | Senior Notes | 9/15/2014 | 98.419 | 5.46 | 124 | A2 | A | NR | CS-FB-CS WACHOVIA-SEC | na | - | - | - | |
| 11/9/2004 | Alabama Power(Southern Co Inc) | 100 | 3.5 | Notes | 11/15/2007 | 100 | 3.5 | 43 | A2 | A | A | BA-SEC-LLC LEH" | na | - | - | - | |
| 11/9/2004 | American Express Centurion Bk | 600 | Floats | Mdm-Trm Bk Nts | 11/16/2007 | 100 | Floats | Aa3 | A+ | A+ | BA-SEC-LLC BARCLAYS-CAP BNP-PARIBAS | na | - | - | - | ||
| 11/9/2004 | American Express Centurion Bk | 400 | Floats | Mdm-Trm Bk Nts | 11/16/2009 | 100 | Floats | Aa3 | A+ | A+ | BA-SEC-LLC BARCLAYS-CAP BNP-PARIBAS | na | - | - | - | ||
| 11/9/2004 | Countrywide Home Loans Inc | 650 | Floats | Float Rate Nts | 11/16/2007 | 100 | Floats | A3 | A | A | GS BARCLAYS-CAP | na | - | - | - | ||
| 11/9/2004 | JetBlue Airways Corp | 136.1 | Floats | Equip Tr Certs | 5/15/2010 | 100 | Floats | Ba1 | BB+ | NR | MS | na | - | - | - | ||
| 11/9/2004 | JetBlue Airways Corp | 185.4 | Floats | Equip Tr Certs | 5/15/2018 | 100 | Floats | Aaa | AAA | NR | MS | na | - | - | - | ||
| 11/9/2004 | JetBlue Airways Corp | 176.8 | Floats | Equip Tr Certs | 2/15/2018 | 100 | Floats | Aaa | AAA | NR | MS | na | - | - | - | ||
| n | 11/9/2004 | Nevada Power(Sierra Pac Res) | 250 | 5.875 | G & R Mtg Bonds | 1/15/2015 | 100 | 5.875 | 167 | Ba2 | BB | NR | MERRILL LEH | na | - | - | - |
| 11/9/2004 | OGE Energy Corp | 100 | 5 | Fxd/Straight Bd | 11/15/2014 | 99.085 | 5.118 | 91 | Baa1 | BBB+ | NR | LEH | na | - | - | - | |
| n | 11/9/2004 | White Pine Finance LLC | 132 | Floats | Mdm-Trm Fl Nts | 11/15/2005 | 99.97 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| 11/9/2004 | Axis Capital Holdings Ltd | 500 | 5.75 | Senior Notes | 12/1/2014 | 99.785 | 5.779 | 155 | Baa1 | BBB+ | NR | CITIGROUP JPM | na | - | - | - | |
| n | 11/10/2004 | AAC Holdings Inc | 131.5 | Zero | Zero Coupon Bnd | 10/1/2012 | 67.885 | 10.25 | 618 | Caa1 | B+ | NR | GS | na | - | - | - |
| 11/10/2004 | Indiana Michigan Power | 175 | 5.05 | Notes | 11/15/2014 | 99.636 | 5.097 | 85 | Baa2 | BBB | BBB | BARCLAYS-CAP ABN-AMRO-INC | na | - | - | - | |
| n | 11/10/2004 | Integrated Alarm Svcs Group | 125 | 12 | Sr Secured Nts | 11/15/2011 | 100 | 12 | 844 | B3 | B- | NR | MORGAN-JOSEPH | na | - | - | - |
| n | 11/10/2004 | Selective Insurance Group Inc | 50 | 7.25 | Notes | 11/15/1934 | 99.758 | 7.27 | 230 | Baa2 | BBB | BBB+ | KBW-CAP-MKTS | na | - | - | - |
| n | 11/10/2004 | Ultrapetrol(Bahamas)Ltd | 180 | 9 | Fst Pfd S Mtg N | 11/15/2014 | 100 | 9 | 475 | B3 | BB- | NR | CS-FB-CS | na | - | - | - |
Financing Record (November 4 - November 10)
