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  • The U.K. Financial Services Authority this morning fined Toronto Dominion Bank in connection with risk management failures in a CAD96 million (USD89 million) trading loss its credit default swaps desk took last year.
  • The U.K. Financial Services Authority is not in favor of imposing position limits on over-the-counter derivatives, going against a proposal put forward by the European Commission in October.
  • The U.S. House of Representatives passed its financial reform bill today, 223-202, including amendments providing a controversial limit on banks’ ownership of clearing houses and a definition of “major swap participant” that’s better for the industry.
  • The Securities and Exchange Commission’s first insider trading case involving credit-default swaps took a step forward this week when a New York judge ruled against the defendants’ motion to dismiss the case.
  • A European Parliament committee has proposed that structured retail issuers disclose product terms to regulators where potential buyers are based before marketing the notes.
  • The U.S. House of Representatives passed a number of amendments to its financial reform bill tonight, including a controversial proposal that limits banks’ collective stake in any clearing house to 20% and a definition of “major swap participant” that’s better for the industry.