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Highly anticipated report did not mention future role of AT1 capital
Surprising alignment on stablecoins and strong support for tokenised assets, but details are sparse
Using AI to facilitate credit decisions poses regulatory problems
Investors should feel more confident when BNPL products are regulated like mainstream consumer credit
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An International Swaps and Derivatives Association service allowing buysiders and sellsiders to amend and share ISDA Master Agreements to be in compliance with Dodd-Frank business conduct rules is seeing a pick-up from buysiders, Robert Pickel, ceo, told DI in an extensive interview. -
On Nov. 16 the Department of the Treasury issued a determination that foreign exchange swaps and fx forwards should not be regulated under the Commodity Exchange Act and therefore should be exempted from the definition of swap under the CEA as amended by the Dodd Frank Wall Street Reform and Consumer Protection Act. The Determination is a wholesale adoption of the proposed determination issued by the Treasury last year and took effect immediately.
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The European Securities and Markets Authorities has published guidelines stating that a national competent authority should assess and ensure that a central counterparty has put in place a framework to identify, monitor and manage potential risks arising from interoperability arrangements.
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The Philippine Securities and Exchange Commission is looking at creating an equity-linked derivative to ensure continued foreign investment in the country.
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The Swiss Financial Market Supervisory Authority has ordered UBS to improve processes and controls for the submission of interest rates data for benchmarks. This comes after UBS was fined approximately USD1.5 billion by U.S., U.K., and Swiss regulators for attempting to manipulate the London interbank lending rate and other interest rate benchmarks.
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The Australian Securities and Investments Commission has released regulatory guidance for domestic and overseas clearing and settlement providers wanting to operate within the domestic Australian market.
