Copying and distributing are prohibited without permission of the publisher.
Financing Record (AUGUST 26 - SEPTEMBER 2)
|
|
|
Princ.
|
|
|
|
|
|
|
|
|
|
|
Gross
|
Sell-
|
Writ-
|
|
|
|
|
Amt.
|
|
Security
|
|
Offer
|
|
BP
|
|
|
|
|
Sprd.
|
Con.
|
ing
|
Mgmt.
|
|
Date
|
Issuer
|
($ Mils)
|
Cpn.
|
Type
|
Maturity
|
Price
|
Yield
|
Sprd.
|
M
|
S&P
|
F
|
Manager
|
Fee %
|
Fee %
|
Fee %
|
Fee %
|
|
CIT Group Inc
|
307
|
Floats
|
Global MTNs
|
8/31/2006
|
4/9/1900
|
Floats
| |
A2
|
A
|
A
|
LEH
|
0.099
|
-
|
Comb.
|
Comb.
| |
|
8/26/2004
|
CIT Group Inc
|
82
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
CS-FB-CS
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
25
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
WACHOVIA-SEC
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
20
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
BEAR
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
210
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
GS
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
5
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
WILLIAMS-CAP
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
5
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
BLAYLOCK-PTRNS
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
40
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
HSBC-SECURITIES
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
5
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
UTENDAHL-CAP
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
25
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
MORGAN-STANLEY
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
CIT Group Inc
|
151
|
Floats
|
Global MTNs
|
8/31/2006
|
100
|
Floats
| |
A2
|
A
|
A
|
JPM
|
0.099
|
-
|
Comb.
|
Comb.
|
|
8/26/2004
|
National City Bank,Cleveland
|
50
|
Floats
|
Flt Rate Bk Nts
|
9/2/2006
|
100
|
Floats
| |
Aa3
|
A+
|
AA-
|
JPM
|
na
|
-
|
-
|
-
|
|
8/26/2004
|
National City Bank,Cleveland
|
200
|
Floats
|
Flt Rate Bk Nts
|
9/2/2006
|
100
|
Floats
| |
Aa3
|
A+
|
AA-
|
GS
|
na
|
-
|
-
|
-
|
n
|
8/26/2004
|
Pooled Investment Notes
|
95.2
|
Floats
|
Mdm-Trm Fl Nts
|
8/25/1934
|
100
|
Floats
| |
NR
|
AAA
|
NR
|
MERRILL
|
na
|
-
|
-
|
-
|
|
8/27/2004
|
Doral Financial Corp
|
125
|
Floats
|
Global FRNs
|
7/20/2007
|
100.215
|
Floats
| |
Baa2
|
BBB-
|
BBB+
|
DEUTSCHE-BK-SEC
|
0.2
|
-
|
Comb.
|
Comb.
|
|
8/27/2004
|
General Electric Capital Corp
|
16.9
|
Floats
|
Mdm-Trm Fl Nts
|
9/1/1944
|
100
|
Floats
| |
Aaa
|
AAA
|
AAA
|
CITIGROUP
|
1
|
-
|
Comb.
|
Comb.
|
|
8/27/2004
|
General Electric Capital Corp
|
4.4
|
Floats
|
Mdm-Trm Fl Nts
|
9/1/1944
|
100
|
Floats
| |
Aaa
|
AAA
|
AAA
|
MERRILL
|
1
|
-
|
Comb.
|
Comb.
|
|
8/30/2004
|
Bank of America Corp
|
248
|
5.45
|
Medium-Term Nts
|
1/5/2020
|
100
|
5.45
|
45
|
Aa2
|
A+
|
AA-
|
BA-SEC-LLC
|
na
|
-
|
-
|
-
|
|
8/30/2004
|
Bank of America Corp
|
82
|
5.45
|
Medium-Term Nts
|
1/5/2020
|
100
|
5.45
|
45
|
Aa2
|
A+
|
AA-
|
BA-SEC-LLC
|
na
|
-
|
-
|
-
|
|
8/30/2004
|
Bank of America Corp
|
32
|
5.45
|
Medium-Term Nts
|
1/5/2020
|
100
|
5.45
|
45
|
Aa2
|
A+
|
AA-
|
BA-SEC-LLC
|
na
|
-
|
-
|
-
|
|
9/1/2004
|
Metlife
|
150
|
4.25
|
Notes
|
8/15/2014
|
101.258
|
4.095
| |
Aa2
|
AA
|
AA
|
DEUTSCHE-BK-SEC
|
na
|
-
|
-
|
-
|
|
9/1/2004
|
SLM Corp
|
150
|
Floats
|
Mdm-Trm Fl Nts
|
9/15/2008
|
100
|
Floats
| |
A2
|
A
|
A+
|
BA-SEC-LLC
|
na
|
-
|
-
|
-
|
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
|
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
|
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
|
* More managers, but not listed; JB - joint books; estimated price.
|
-
Latest news from GlobalCapital
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
Most Viewed: GlobalCapital
-
Latest news from GlobalCapital
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
26 Feb 2021
-
Most Viewed: GlobalCapital