| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| n | 11/11/04 | Liberty Lighthouse Capital | 100 | 2.75 | Medium-Term Nts | 11/16/05 | 99.95 | 2.8 | -5 | NR | AAA | AAA | CS-FB-CS | na | |||
| 11/12/04 | Citigroup Global Markets | 45 | Floats | Mdm-Trm Fl Nts | 11/2/09 | 100 | Floats | Aa1 | AA- | AA+ | CITIGROUP | na | |||||
| n | 11/12/04 | Dana-Aftermarket Business | 300 | 9 | Sr Sub Notes | 11/15/14 | 100 | 9 | 480 | Caa1 | B | NR | CS-FB-CS DEUTSCHE-BK-SEC GS JPM | na | |||
| 11/15/04 | Boston Scientific Corp | 250 | 4.25 | Notes | 1/12/11 | 99.467 | 4.35 | 68 | Baa1 | A- | A | MERRILL UBS-INV-BANK WACHOVIA-SEC | 0.6 | Comb. | Comb. | ||
| 11/15/04 | Boston Scientific Corp | 250 | 5.125 | Notes | 1/12/17 | 99.926 | 5.133 | 95 | Baa1 | A- | A | MERRILL UBS-INV-BANK WACHOVIA-SEC | 0.675 | Comb. | Comb. | ||
| n | 11/15/04 | Computer Assoc Intl Inc | 500 | 4.75 | Notes | 12/1/09 | 99.861 | 4.781 | 126 | Ba1 | BBB- | BBB- | BA-SEC-LLC CITIGROUP JPM | na | |||
| n | 11/15/04 | Computer Assoc Intl Inc | 500 | 5.625 | Notes | 12/1/14 | 99.505 | 5.69 | 150 | Ba1 | BBB- | BBB- | BA-SEC-LLC CITIGROUP JPM | na | |||
| 11/15/04 | Consolidated Natural Gas Co | 400 | 5 | Senior Notes | 12/1/14 | 99.686 | 5.04 | 85 | A3 | BBB+ | BBB+ | ABN-AMRO-INC JPM UBS-INV-BANK | 0.65 | Comb. | Comb. | ||
| n | 11/15/04 | Hovnanian Enterprises Inc | 200 | 6.25 | Senior Notes | 1/15/15 | 100 | 6.25 | 205 | Ba2 | BB | BB+ | CS-FB-CS CITIGROUP UBS-INV-BANK WACHOVIA-SEC | 0.92 | Comb. | Comb. | |
| n | 11/15/04 | Hovnanian Enterprises Inc | 100 | 6 | Sr Sub Notes | 1/15/10 | 100 | 6 | 248 | Ba3 | B+ | BB- | CS-FB-CS CITIGROUP UBS-INV-BANK WACHOVIA-SEC | 0.92 | Comb. | Comb. | |
| 11/15/04 | Interpublic Group of Cos Inc | 250 | 5.4 | Notes | 11/15/09 | 99.867 | 5.431 | 190 | Baa3 | BB+ | BB+ | CITIGROUP JPM UBS-INV-BANK | 0.72 | Comb. | Comb. | ||
| 11/15/04 | Interpublic Group of Cos Inc | 350 | 6.25 | Notes | 11/15/14 | 99.707 | 6.29 | 210 | Baa3 | BB+ | BB+ | CITIGROUP JPM UBS-INV-BANK | 0.77 | Comb. | Comb. | ||
| n | 11/15/04 | KI Holdings Inc | 203 | Zero | Sr Discount Nts | 11/15/14 | 61.808 | 9.875 | 569 | Caa2 | B- | NR | CS-FB-CS | na | |||
| 11/15/04 | Lehman Brothers Holdings Inc | 400 | 4.8 | Medium-Term Nts | 3/13/14 | 99.15 | 4.915 | 73 | A1 | A | A+ | LEH | na | ||||
| n | 11/15/04 | William Lyon Homes | 150 | 7.625 | Senior Notes | 12/15/12 | 100 | 7.625 | 362 | B2 | B | NR | UBS-INV-BANK | na | |||
| n | 11/15/04 | Potomac Edison Co | 175 | 5.35 | Notes | 11/15/14 | 99.955 | 5.356 | 117 | Ba1 | BB+ | BBB- | CITIGROUP CS-FB-CS | na | |||
| n | 11/15/04 | Smithfield Foods Inc | 150 | 7 | Senior Notes | 8/1/11 | 100 | 7 | 348 | Ba2 | BB | NR | JPM | na | |||
| n | 11/15/04 | Videotron Ltd | 300 | 6.875 | Senior Notes | 1/15/14 | 105 | 6.153 | Ba3 | B+ | NR | BA-SEC-LLC CITIGROUP | na | ||||
| 11/15/04 | DaimlerChrysler AG | 300 | Floats | Mdm-Trm Fl Nts | 11/17/06 | 100 | Floats | A3 | BBB | BBB+ | LOOP WILLIAMS | 0.175 | Comb. | Comb. | |||
| 11/16/04 | Bank of New York,NY | 300 | Floats | Flt Rate CD Nts | 5/17/06 | 100 | Floats | Aa2 | AA- | AA- | GS | na | |||||
| n | 11/16/04 | Beta Finance Inc(Beta Finance) | 150 | Floats | Mdm-Trm Fl Nts | 11/22/06 | 100 | Floats | Aaa | AAA | AAA | GS | na | ||||
| n | 11/16/04 | CC(USA) Inc(Centauri Corp) | 120 | Floats | Mdm-Trm Fl Nts | 11/27/06 | 100 | Floats | Aaa | AAA | NR | GS | na | ||||
| 11/16/04 | Energen Corp | 100 | Floats | Flt Senior Nts | 11/15/07 | 100 | Floats | Baa2 | A- | NR | MERRILL | na | |||||
| 11/16/04 | General Electric Capital Corp | 750 | 4.375 | Global Notes | 11/21/11 | 99.398 | 4.476 | 92 | Aaa | AAA | NR | BLAYLOCK-PTRNS WILLIAMS-SEC | na | ||||
| 11/16/04 | General Electric Capital Corp | 500 | Floats | Global FRNs | 11/21/11 | 100 | Floats | Aaa | AAA | NR | LEH | na | |||||
| Yes | 11/16/04 | GTECH Holdings Corp | 150 | 4.5 | Notes | 12/1/09 | 99.722 | 4.562 | 100 | Baa1 | BBB | BBB+ | BA-SEC-LLC |
Financing Record (NOVEMBER 11 - NOVEMBER 16)
