FCA homes in on bad behaviour

The UK’s Financial Conduct Authority has opened a large number of whistleblowing cases related to behaviour and culture at investment banks, according to data obtained by GlobalCapital. This corresponds to a broader push by the regulator to look beyond traditional misconduct issues.

  • By Jasper Cox
  • 11 Jul 2019

As the data, obtained through a freedom of information request, deals with whistleblowing cases opened by the FCA, it gives an indication of not only what allegations the regulator receives, but also what it deems worthy of investigation.

Since the beginning of last year, the FCA has opened ...

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All International Bonds

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 JPMorgan 301,362.40 1365 8.53%
2 Citi 271,449.38 1152 7.69%
3 Bank of America Merrill Lynch 235,978.47 965 6.68%
4 Barclays 216,691.99 880 6.14%
5 Goldman Sachs 173,920.50 728 4.92%

Bookrunners of All Syndicated Loans EMEA

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 BNP Paribas 33,643.72 149 7.28%
2 Credit Agricole CIB 33,397.69 144 7.23%
3 JPMorgan 25,483.12 69 5.52%
4 Bank of America Merrill Lynch 23,368.44 65 5.06%
5 SG Corporate & Investment Banking 22,643.54 106 4.90%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 JPMorgan 9,438.24 58 10.23%
2 Morgan Stanley 8,636.03 42 9.36%
3 Goldman Sachs 7,738.32 41 8.39%
4 Citi 6,445.29 48 6.98%
5 Credit Suisse 5,197.34 30 5.63%