| Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % | |
| n | 6/30/2004 | K2 (USA) LLC | 280 | Floats | Mdm-Trm Fl Nts | 7/5/2005 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
| n | 6/30/2004 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 6/30/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
| n | 7/1/2004 | Allied Security Inc | 180.00 | 11.375 | Sr Sub Notes | 7/15/2011 | 98.823 | 11.625 | 737 | Caa1 | B- | NR | BEAR | na | - | - | - |
| n | 7/1/2004 | Belden & Blake Corp | 192.5 | 8.75 | Sr Secured Nts | 7/15/2012 | 100 | 8.75 | 433 | B3 | B- | NR | GS | na | - | - | - |
| n | 7/1/2004 | Harrier Capital Corp | 50 | Floats | Mdm-Trm Fl Nts | 7/15/2005 | 100 | Floats | - | Aaa | AA+ | NR | JPM | na | - | - | - |
| 7/1/2004 | Toyota Motor Credit Corp | 60 | Floats | Mdm-Trm Fl Nts | 7/9/2007 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - | |
| n | 7/6/2004 | American Honda Finance | 50 | Floats | Mdm-Trm Fl Nts | 7/11/2005 | 100 | Floats | - | A1 | A+ | NR | JPM | na | - | - | - |
| 7/6/2004 | Canadian National Railway Co | 300 | 4.25 | Notes | 8/1/2009 | 99.439 | 4.375 | 74 | Baa1 | BBB+ | NR | CITIGROUP-JPM | na | - | - | - | |
| 7/6/2004 | Canadian National Railway Co | 500 | 6.25 | Notes | 8/1/2009 | 99.751 | 6.308 | 105 | Baa1 | BBB+ | NR | CITIGROUP-JPM | na | - | - | - | |
| 7/6/2004 | DR Horton Inc | 200 | 6.125 | Notes | 1/1/2014 | 98.593 | 6.325 | 185 | Ba1 | BB+ | NR | CITIGROUP | na | - | - | - | |
| 7/6/2004 | Pulte Homes Inc | 400 | 4.875 | Senior Notes | 7/15/2009 | 99.74 | 4.934 | 130 | Baa3 | BBB- | NR | CITIGROUP-JPM | na | - | - | - | |
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (JUNE 30 - JULY 6)
