| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| n | 2/9/05 | American Honda Finance | 50 | Floats | Mdm-Trm Fl Nts | 2/13/06 | 100 | Floats | A1 | A+ | NR | CS-FB-CS | na | - | - | - | |
| n | 2/9/05 | CenturyTel Inc | 350 | 5 | Notes | 2/15/15 | 100 | 5.002 | 115 | Baa2 | BBB+ | NR | LEH BA-SEC-LLC JPM | na | - | - | - |
| n | 2/9/05 | HydroChem Industrial Services | 150 | 9.25 | Sr Sub Notes | 2/15/13 | 100 | 9.25 | 521 | Caa1 | B- | CCC+ | MORGAN-STANLEY | na | - | - | - |
| 2/9/05 | Natl Rural Utilities Coop Fin | 135 | 5.95 | Global Notes | 2/15/45 | 100 | 5.95 | 230 | Aa2 | A | NR | UBS-INV-BANK LEH MERRILL | 3.15 | 0.5 | Comb. | Comb. | |
| 2/9/05 | Principal Life Insurance Co | 250 | Floats | Mdm-Trm Fl Nts | 2/14/07 | 100 | Floats | Aa2 | AA | NR | DEUTSCHE-BK-SEC | na | - | - | |||
| 2/9/05 | Southwest Airlines Co | 300 | 5.125 | Notes | 3/1/17 | 99.5 | 5.186 | 115 | Baa1 | A | A | JPM MORGAN-STANLEY | 0.675 | 0.4 | Comb. | Comb. | |
| 2/9/05 | 50 | 5.25 | Medium-Term Nts | 1/15/15 | 101 | 5.124 | 108 | Baa2 | NR | NR | WACHOVIA-SEC | na | - | - | - | ||
| n | 2/10/05 | United Dominion Realty Trust | 15 | Floats | Mdm-Trm Fl Nts | 2/22/08 | 100 | Floats | A1 | A+ | NR | DEUTSCHE-BK-SEC | 0.09 | Comb. | Comb. | - | |
| n | 2/10/05 | American Honda Finance | 100 | Floats | Mdm-Trm Fl Nts | 2/22/08 | 100 | Floats | A1 | A+ | NR | BA-SEC-LLC | 0.09 | Comb. | Comb. | - | |
| n | 2/10/05 | American Honda Finance | 40 | Floats | Mdm-Trm Fl Nts | 2/16/07 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 2/10/05 | Beta Finance Inc(Beta Finance) | 75 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | ||
| 2/10/05 | Dorada Finance Inc | 300 | 5.125 | Senior Notes | 2/15/15 | 99.8 | 5.149 | 113 | Baa3 | BBB- | NR | WACHOVIA-SEC MERRILL RBC-CAP-MKTS | 0.65 | 0.4 | Comb. | Comb. | |
| n | 2/10/05 | Hospitality Properties Trust | 403 | Zero | Discount Notes | 3/1/14 | 62.1 | 10.75 | 673 | Caa2 | CCC+ | NR | CS-FB-CS BA-SEC-LLC | na | - | - | - |
| n | 2/10/05 | Nortek Holdings Inc | 125 | Floats | Mdm-Trm Fl Nts | 2/23/07 | 100 | Floats | Aaa | AAA | NR | JPM | na | - | - | - | |
| n | 2/10/05 | Sigma Finance Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/23/06 | 100 | Floats | NR | NR | NR | JPM | na | - | - | - | |
| n | 2/10/05 | Sigma Finance Inc | 105 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | Aaa | AAA | NR | JPM | na | - | - | - | |
| n | 2/10/05 | Tango Finance Ltd | 25 | 10.5 | Senior Notes | 8/15/14 | 103 | 10.003 | 609 | B3 | B- | NR | CITIGROUP | na | - | - | - |
| n | 2/11/05 | United Refining Co(Red Apple) | 50 | Floats | Mdm-Trm Fl Nts | 2/15/06 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 2/11/05 | Harrier Finance | 45 | Floats | Mdm-Trm Fl Nts | 2/15/06 | 100 | Floats | Aaa | AAA | NR | JPM | na | - | - | - | |
| n | 2/11/05 | Harrier Finance | 150 | 6.25 | Senior Notes | 3/1/15 | 100 | 6.25 | 215 | Ba3 | B+ | NR | UBS-INV-BANK BA-SEC-LLC GS | na | - | - | - |
| n | 2/11/05 | Holly Energy Partners | 130 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | NR | NR | NR | MERRILL | na | - | - | - | |
| n | 2/11/05 | K2 (USA) LLC | 100 | Floats | Float Rate Nts | 2/15/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | |
| n | 2/11/05 | PACE | 75 | Floats | Mdm-Trm Fl Nts | 2/15/06 | 100 | Floats | Aaa | AAA | NR | JPM | na | - | - | - | |
| n | 2/11/05 | Stanfield Victoria Finance Ltd | 100 | Floats | Mdm-Trm Fl Nts | 2/15/06 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| 2/14/05 | White Pine Finance LLC | 2,000.00 | 4.125 | Global Notes | 2/22/10 | 99.8 | 4.17 | 47 | Aa1 | AA- | AA+ | CITIGROUP | 0.325 | 0.225 | Comb. | Comb. | |
| n | 2/14/05 | Citigroup Inc | 225 | 3.875 | Notes | 2/20/08 | 100 | 3.891 | 40 | A2 | A- | A | JPM MERRILL | na | - | - | |
| n | 2/14/05 | Dow Jones & Co Inc | 50 | 5.15 | Medium-Term Nts | 3/2/17 | 100 | 5.15 | 106 | Aaa | AAA | AAA | DEUTSCHE-BK-SEC | na | - | - | - |
| 2/14/05 | MBIA Global Funding LLC | 1,000.00 | 4.75 | Fxd/Straight Bd | 3/1/15 | 99.1 | 4.861 | 78 | Aa3 | AA- | AA | CITIGROUP MORGAN-STANLEY | na | ||||
| 2/15/05 | Merck & Co Inc | 200 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 100 | Floats | A2 | A | A | BARCLAYS-CAP | na | |||||
| 2/15/05 | CIT Group Inc | 200 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 100 | Floats | A2 | A | A | BA-SEC-LLC | na | |||||
| 2/15/05 | CIT Group Inc | 100 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 100 | Floats | A2 | A | A | BEAR | na | |||||
| 2/15/05 | CIT Group Inc | 260 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 100 | Floats | A2 | A | A | GS | na | |||||
| 2/15/05 | CIT Group Inc | 111 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 100 | Floats | A2 | A | A | HSBC-SECURITIES | na | |||||
| 2/15/05 | CIT Group Inc | 129 | Floats | Mdm-Trm Fl Nts | 8/18/06 | 99.9 | Floats | A2 | A | A | BNP-PARIBAS | na | |||||
| 2/15/05 | CIT Group Inc | 300 | 4.8 | Notes | 2/21/12 | 99.6 | 4.862 | 95 | Baa3 | BBB- | BBB | BA-SEC-LLC DEUTSCHE-BK-SEC | 0.45 | Comb. | Comb. | ||
| 2/15/05 | Capital One Finl Corp | 300 | 5.25 | Notes | 2/21/17 | 99.7 | 5.288 | 118 | Baa3 | BBB- | BBB | BA-SEC-LLC DEUTSCHE-BK-SEC | 0.55 | Comb. | Comb. | ||
| n | 2/15/05 | Capital One Finl Corp | 250 | 5.75 | Fxd/Straight Bd | 3/1/35 | 98.7 | 5.843 | 136 | Baa3 | BB+ | BBB- | JPM LEH CITIGROUP | na | |||
| n | 2/15/05 | Enterprise Products Operating | 250 | 5 | Fxd/Straight Bd | 3/1/15 | 99.4 | 5.08 | 98 | Baa3 | BB+ | BBB- | JPM LEH CITIGROUP | na | |||
| n | 2/15/05 | Enterprise Products Operating | 95 | Floats | Mdm-Trm Fl Nts | 2/28/06 | 100 | Floats | Aaa | AAA | AAA | CS-FB-CS | na | ||||
| n | 2/15/05 | K2 (USA) LLC | 80 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | ||||
| 2/15/05 | K2 Inc | 100 | 4.904 | Notes | 2/18/15 | 100 | 4.904 | 79 | Baa1 | A- | NR | UBS-INV-BANK MERRILL | na | ||||
| 2/15/05 | Kimco Realty Corp | 50 | Floats | Mdm-Trm Fl Nts | 2/20/07 | 100 | Floats | A1 | AA- | NR | BNP-PARIBAS | 0.2 | Comb. | Comb. | |||
| n | 2/16/05 | Paccar Financial Corp | 80 | Floats | Senior Notes | 2/1/15 | 99 | Floats | Caa1 | B- | NR | UBS-INV-BANK WACHOVIA-SEC BEAR | na | ||||
| n | 2/16/05 | CPI HOLDCO INC | 365 | 5.608 | Sr Sec Bonds | 3/10/24 | 100 | 5.608 | Baa3 | BBB- | BBB | CS-FB-CS | na | ||||
| n | 2/16/05 | Florida Power & Light Co(FPL) | 365 | 5.608 | Sr Sec Bonds | 3/25/19 | 100 | 5.608 | Ba2 | BB | BB | CS-FB-CS | na | ||||
| n | 2/16/05 | Florida Power & Light Co(FPL) | 70 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | ||||
| n | 2/16/05 | Harrier Finance | 400 | 6.75 | Sr Sub Notes | 3/1/13 | 100 | 6.75 | 270 | B1 | B | NR | CITIGROUP BA-SEC-LLC MERRILL | na | |||
| Sanmina-SCI Corp | |||||||||||||||||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (FEBRUARY 9 FEBRUARY 16)
