| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| n | 2/3/05 | Associated Banc,Green Bay,WI | 50 | Floats | Flt Rate Bk Nts | 2/7/07 | 100 | Floats | A2 | A- | A- | CITIGROUP | na | ||||
| n | 2/3/05 | EGL Inc | 660 | 7.625 | Sr Sub Notes | 1/30/15 | 100 | 7.625 | 345 | B3 | B- | NR | MERRILL, JPM, WACHOVIA-SEC | na | |||
| 2/3/05 | Entergy Gulf States Inc | 85 | 6.18 | Fst Mtg Bonds | 3/1/35 | 99.913 | 6.186 | 160 | Ba1 | BBB | BBB | BARCLAYS-CAP, GREENWICH | 0.875 | 0.5 | Comb. | Comb. | |
| 2/3/05 | HSBC Bank USA NA | 25 | Floats | Sr Flt Bk Nts | 2/23/11 | 100 | Floats | Aa2 | AA- | AA | HSBC-SECURITIES | na | |||||
| n | 2/3/05 | Intelsat Ltd | 478.7 | Zero | Sr Discount Nts | 2/1/15 | 63.787 | na | 509 | B3 | B | B- | DEUTSCHE-BK-SEC | na | |||
| n | 2/3/05 | K2 (USA) LLC | 118 | Floats | Mdm-Trm Fl Nts | 2/8/06 | 99.99 | Floats | Aaa | AAA | NR | LEH | na | ||||
| n | 2/3/05 | Las Vegas Sands Corp | 250 | 6.375 | Senior Notes | 2/15/15 | 99.089 | 6.5 | 232 | B2 | B | NR | GS | na | |||
| 2/3/05 | Marshall & Ilsley-Milwaukee | 75 | 5.2 | Bank Notes | 2/16/17 | 100 | 5.2 | 102 | Aa3 | A+ | NR | DEUTSCHE-BK-SEC | na | ||||
| n | 2/3/05 | Mohegan Tribal Gaming Auth | 200 | 6.875 | Sr Sub Notes | 2/15/15 | 100 | 6.875 | Ba3 | BB- | NR | CITIGROUP, BA-SEC-LLC, SG-COWEN | na | ||||
| n | 2/3/05 | Mohegan Tribal Gaming Auth | 250 | 6.125 | Senior Notes | 2/15/13 | 100 | 6.125 | Ba3 | BB- | NR | CITIGROUP, BA-SEC-LLC, SG-COWEN | na | ||||
| 2/3/05 | National City Bank,Indiana | 50 | Floats | Sr Flt Bk Nts | 2/8/07 | 100 | Floats | Aa3 | A+ | AA- | MORGAN-STANLEY | na | |||||
| n | 2/3/05 | Sigma Finance Inc | 70 | Floats | Mdm-Trm Fl Nts | 2/9/07 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 2/3/05 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 2/9/07 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 2/4/05 | Harrah’s Operating Co | 250 | Floats | Sr Flt Notes | 2/8/08 | 100 | Floats | Baa3 | BBB- | BBB- | GS | na | ||||
| n | 2/4/05 | K&F Industries Inc | 55 | 11.5 | Sr PIK Nts | 2/1/15 | 100 | 11.5 | 742 | Caa2 | B- | NR | LEH | na | |||
| n | 2/4/05 | Radio One Inc | 200 | 6.375 | Sr Sub Notes | 2/15/13 | 100 | 6.375 | 230 | B2 | B- | NR | CS-FB-CS | na | |||
| n | 2/7/05 | Innophos Inc | 120 | Floats | Sr Flt Notes | 2/15/15 | 100 | Floats | B3 | B- | NR | BEAR | na | ||||
| n | 2/7/05 | Phibro Animal Health Holdings | 29 | 15 | Notes | 2/1/10 | 100 | 15 | 1133 | NR | NR | NR | JEFFERIES | na | |||
| 2/7/05 | Pulte Homes Inc | 350 | 5.2 | Fxd/Straight Bd | 2/15/15 | 99.814 | 5.224 | 114 | Baa3 | BBB- | BBB+ | BARCLAYS-CAP, DEUTSCHE-BK-SEC, MERRILL, UBS-INV-BANK | na | ||||
| 2/7/05 | Pulte Homes Inc | 300 | 6 | Fxd/Straight Bd | 2/15/35 | 99.736 | 6.019 | 155 | Baa3 | BBB- | BBB+ | BARCLAYS-CAP, DEUTSCHE-BK-SEC, MERRILL, UBS-INV-BANK | na | ||||
| n | 2/7/05 | White Pine Finance LLC | 45 | Floats | Mdm-Trm Fl Nts | 3/27/06 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 2/7/05 | Worldspan LP | 350 | Floats | Flt Sr Sec Nts | 2/15/11 | 100 | Floats | B3 | CCC+ | NR | JPM, UBS-INV-BANK, LEH, DEUTSCHE-BK-SEC | na | ||||
| n | 2/8/05 | American Commercial Lines LLC | 200 | 9.5 | Senior Notes | 2/15/15 | 100 | 9.5 | 546 | B3 | B- | NR | UBS-INV-BANK, BA-SEC-LLC | na | |||
| n | 2/8/05 | Beta Finance Inc(Beta Finance) | 50 | Floats | Mdm-Trm Fl Nts | 8/11/06 | 100 | Floats | Aaa | AAA | NR | GS | na | ||||
| n | 2/8/05 | Beta Finance Inc(Beta Finance) | 200 | Floats | Mdm-Trm Fl Nts | 8/15/06 | 100 | Floats | Aaa | AAA | NR | GS | na | ||||
| n | 2/8/05 | Builders FirstSource Inc | 275 | Floats | Senior Notes | 2/15/12 | 100 | Floats | B3 | B- | NR | UBS-INV-BANK, DEUTSCHE-BK-SEC | na | ||||
| n | 2/8/05 | CC(USA) Inc(Centauri Corp) | 100 | Floats | Mdm-Trm Fl Nts | 8/15/06 | 100 | Floats | Aaa | AAA | NR | GS | na | ||||
| 2/8/05 | Caterpillar Finl Svcs Corp | 160 | Floats | Float Rate Nts | 2/11/08 | 100 | Floats | A2 | A | A+ | ABN-AMRO-INC, MERRILL | na | |||||
| 2/8/05 | Caterpillar Finl Svcs Corp | 200 | Floats | Float Rate Nts | 2/17/07 | 100 | Floats | A2 | A | A+ | ABN-AMRO-INC, MERRILL | na | |||||
| 2/8/05 | DR Horton Inc | 300 | 5.25 | Senior Notes | 2/15/15 | 98.782 | 5.409 | 133 | Ba1 | BB+ | BBB- | WACHOVIA-SEC | na | ||||
| 2/8/05 | General Electric Capital Corp | 50 | 4.125 | Medium-Term Nts | 8/25/15 | 100 | 4.125 | 7 | Aaa | AAA | NR | MORGAN-STANLEY | na | ||||
| 2/8/05 | Mercer International Inc | 310 | 9.25 | Senior Notes | 2/15/13 | 100 | 9.25 | Caa1 | B | NR | RBC-CAP-MKTS, CS-FB-CS | na | |||||
| n | 2/8/05 | Tango Finance Ltd | 150 | Floats | Mdm-Trm Fl Nts | 2/17/06 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 2/8/05 | Valor Telecommunications LLC | 400 | 7.75 | Senior Notes | 2/15/15 | 100 | 7.75 | 372 | B1 | B | NR | BA-SEC-LLC, JPM, MERRILL | na | |||
| n | 2/8/05 | Wornick Co | 26 | 13.875 | Sr PIK Nts | 2/15/11 | 99 | 14.13 | 1022 | NR | NR | NR | CIBC-WORLD | na | |||
| Yes | 2/9/05 | American Honda Finance | 50 | Floats | Mdm-Trm Fl Nts | 2/13/06 | 99.97 | Floats | NR | NR | NR | CS-FB-CS | na | ||||
| Yes | 2/9/05 | CenturyTel Inc | 350 | 5 | Notes | 2/15/15 | 99.985 | 5.002 | 115 | Baa2 | BBB+ | NR | LEH | ||||
| BA-SEC-LLC | |||||||||||||||||
| JPM | na | ||||||||||||||||
| 2/9/05 | Principal Life Insurance Co | 250 | Floats | Mdm-Trm Fl Nts | 2/14/07 | 100 | Floats | Aa2 | AA | NR | DEUTSCHE-BK-SEC | na | |||||
| 2/9/05 | Southwest Airlines Co | 300 | 5.125 | Notes | 3/1/17 | 99.455 | 5.186 | 115 | Baa1 | A | A | JPM | |||||
| MORGAN-STANLEY | na | ||||||||||||||||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (FEBRUARY 3 -- FEBRUARY 7)
