| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| n | 3/9/05 | Monumental Global Funding Ltd | 350 | 4.6 | Notes | 3/15/10 | 100 | 4.6 | 54 | Aa3 | AA | AA+ | BA-SEC-LLC BARCLAYS-CAP LEH | na | - | - | - |
| n | 3/9/05 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 3/22/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | |
| n | 3/9/05 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 3/22/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | |
| n | 3/9/05 | Delta Petroleum Corp | 150 | 7 | Senior Notes | 4/1/15 | 100 | 7.1 | 255 | B3 | B- | NR | JPM CITIGROUP | na | - | - | - |
| 3/9/05 | Citigroup Inc | 750 | Floats | Global Notes | 3/16/12 | 100 | Floats | Aa1 | AA- | AA+ | CITIGROUP | na | - | - | - | ||
| n | 3/8/05 | White Pine Finance LLC | 50 | Floats | CP | 3/10/06 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 3/8/05 | Stanfield Victoria Finance Ltd | 50 | Floats | Mdm-Trm Fl Nts | 3/15/06 | 100 | Floats | Aaa | AAA | NR | CS-FB-CS | na | - | - | - | |
| n | 3/8/05 | Realty Income Trust | 100 | 5.9 | Notes | 3/15/35 | 98 | 6 | 130 | Ba2 | BBB | NR | BA-SEC-LLC | na | - | - | - |
| n | 3/8/05 | National Life Insurance Co of | 50 | 6.5 | Notes | 3/15/35 | 99 | 6.6 | 190 | Baa3 | BBB+ | NR | KEEFE | na | - | - | - |
| n | 3/8/05 | Links Finance Corporation | 200 | Floats | Mdm-Trm Fl Nts | 9/15/06 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| 3/8/05 | Kinder Morgan Energy Partners | 500 | 5.8 | Fxd/Straight Bd | 3/15/35 | 100 | 5.8 | 112 | Baa1 | BBB+ | BBB+ | CITIGROUP LEH WACHOVIA-SEC | na | - | - | - | |
| 3/8/05 | Kinder Morgan Energy Partners | 250 | 5.2 | Fxd/Straight Bd | 9/1/15 | 100 | 5.2 | 77 | Baa1 | BBB+ | BBB+ | CITIGROUP LEH WACHOVIA-SEC | na | - | - | - | |
| 3/8/05 | Export-Import Bank of Korea | 600 | 5.1 | Global Notes | 3/16/15 | 100 | 5.2 | 79 | A3 | A- | A | BARCLAYS-CAP CITIGROUP CS-FB-CS | na | - | - | - | |
| 3/8/05 | Export-Import Bank of Korea | 400 | 4.6 | Global Notes | 3/16/10 | 100 | 4.7 | 68 | A3 | A- | A | BARCLAYS-CAP CITIGROUP CS-FB-CS | na | - | - | - | |
| n | 3/8/05 | Dorada Corp | 120 | Floats | Mdm-Trm Fl Nts | 3/15/07 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 3/8/05 | Corrections Corp of America | 375 | 6.3 | Senior Notes | 3/23/09 | 100 | 6.3 | 191 | B1 | BB- | NR | LEH BA-SEC-LLC JPM | na | - | - | - |
| 3/8/05 | Caterpillar Finl Svcs Corp | 250 | 4.7 | Medium-Term Nts | 3/15/12 | 100 | 4.7 | 50 | A2 | A | NR | GS BA-SEC-LLC | na | - | - | - | |
| n | 3/8/05 | CC(USA) Inc(Centauri Corp) | 200 | Floats | Mdm-Trm Fl Nts | 9/14/06 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 3/8/05 | CC(USA) Inc(Centauri Corp) | 50 | Floats | Mdm-Trm Fl Nts | 3/15/07 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 3/8/05 | Beta Finance | 100 | Floats | Mdm-Trm Fl Nts | 3/15/07 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 3/8/05 | Beta Finance | 100 | Floats | Mdm-Trm Fl Nts | 9/15/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | |
| n | 3/8/05 | American Honda Finance | 300 | 4.3 | Medium-Term Nts | 3/11/08 | 100 | 4.3 | 45 | A1 | A+ | A+ | BARCLAYS-CAP CITIGROUP | na | - | - | - |
| 3/8/05 | Alabama Power(Southern Co Inc) | 250 | 5.7 | Notes | 3/15/35 | 100 | 5.7 | 95 | A2 | A | NR | JPM LEH | na | - | - | - | |
| 3/7/05 | Nexen Inc | 375 | 5.9 | Notes | 3/10/35 | 99 | 5.9 | 128 | Baa2 | BBB- | NR | CITIGROUP DEUTSCHE-BK-SEC | na | - | - | - | |
| 3/7/05 | Nexen Inc | 250 | 5.2 | Notes | 3/10/15 | 100 | 5.2 | 91 | Baa2 | BBB- | NR | CITIGROUP DEUTSCHE-BK-SEC | na | - | - | - | |
| 3/7/05 | General Electric Capital Corp | 300 | Floats | Medium-Term Nts | 3/11/08 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | ||
| 3/7/05 | Consolidated Edison Co of NY | 350 | 5.3 | Fxd/Straight Bd | 3/1/35 | 100 | 5.3 | 69 | A1 | A | A+ | CITIGROUP JPM WACHOVIA-SEC | na | ||||
| n | 3/6/05 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 3/15/06 | 100 | Floats | Aaa | AAA | NR | MERRILL | na | ||||
| n | 3/4/05 | Tango Finance Ltd | 50 | Floats | Mdm-Trm Fl Nts | 3/15/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | ||||
| n | 3/4/05 | K2 (USA) LLC | 10 | Floats | Mdm-Trm Fl Nts | 3/7/06 | 100 | Floats | Aaa | AAA | NR | LEH | na | ||||
| 3/4/05 | HSBC Finance Corp | 850 | 4.1 | Medium-Term Nts | 3/11/08 | 100 | 4.2 | 50 | A1 | A | AA- | HSBC-SECURITIES | 0.2 | Comb. | Comb. | ||
| 3/4/05 | General Electric Capital Corp | 600 | 4.1 | Global Notes | 3/4/08 | 100 | 4.1 | 42 | Aaa | AAA | NR | GS LEH MORGAN-STANLEY | 0.15 | Comb. | Comb. | ||
| n | 3/3/05 | Whistlejacket Capital Ltd | 50 | Floats | Mdm-Trm Fl Nts | 3/15/07 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 3/3/05 | WestLB (New York) | #### | Floats | Extendible Nts | 4/4/06 | 100 | Floats | P1 | A1+ | NR | GS MORGAN-STANLEY | na | ||||
| n | 3/3/05 | WCI Communities Inc | 200 | 6.6 | Sr Sub Notes | 3/15/15 | 100 | 6.6 | 225 | Ba3 | B+ | NR | UBS-INV-BANK BA-SEC-LLC | na | |||
| 3/3/05 | United Dominion Realty Trust | 100 | 5.3 | Medium-Term Nts | 1/15/15 | 100 | 5.3 | 127 | Baa2 | BBB | BBB | JPM | na | ||||
| 3/3/05 | US Bank NA,Minneapolis,MN | 700 | 4.1 | Senior Bank Nts | 3/17/08 | 100 | 4.2 | 42 | Aa1 | AA- | AA- | WACHOVIA-SEC | na | ||||
| 3/3/05 | US Bank NA,Minneapolis,MN | 150 | 5 | Sub Bank Notes | 10/30/14 | 100 | 5 | 57 | Aa3 | A+ | AA- | BA-SEC-LLC | na | ||||
| n | 3/3/05 | Tango Finance Ltd | 88 | Floats | Mdm-Trm Fl Nts | 3/13/06 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | ||||
| n | 3/3/05 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 6/21/10 | 100 | Floats | Aaa | AAA | AAA | DEUTSCHE-BK-SEC | na | ||||
| 3/3/05 | PNC Funding | 350 | 4.5 | Notes | 3/10/10 | 100 | 4.6 | 55 | A2 | A- | A | CITIGROUP | na | ||||
| 3/3/05 | PNC Funding | 350 | 4.2 | Notes | 3/10/08 | 100 | 4.2 | 47 | A2 | A- | A | CITIGROUP | na | ||||
| 3/3/05 | Lehman Brothers Holdings Inc | 5 | 8 | Medium-Term Nts | 3/30/20 | 100 | 8 | 238 | A1 | A | A+ | LEH | na | ||||
| n | 3/3/05 | Host Marriott Corp | 650 | 6.4 | Senior Notes | 3/15/15 | 100 | 6.4 | 203 | Ba3 | B+ | NR | GS DEUTSCHE-BK-SEC CITIGROUP | na | |||
| 3/3/05 | Golden West Financial Corp,CA | 700 | 4.1 | Global Bk Nts | 3/10/08 | 100 | 4.2 | 43 | Aa3 | AA- | AA- | BEAR CS-FB-CS | na | ||||
| 3/3/05 | Citigroup Global Markets | 500 | Floats | Mdm-Trm Fl Nts | 3/7/08 | 100 | Floats | Aa1 | AA- | AA+ | CITIGROUP | na | |||||
| n | 3/3/05 | Beta Finance Inc(Beta Finance) | 200 | Floats | Mdm-Trm Fl Nts | 9/11/06 | 100 | Floats | Aaa | AAA | NR | LEH | na | ||||
| n | 3/3/05 | Bank of New York,NY | 600 | Floats | Extendible Nts | 4/4/06 | 100 | Floats | Aa3 | A+ | AA- | GS | na | ||||
| 3/3/05 | Bank of New York,NY | 500 | 5 | Medium-Term Nts | 3/15/15 | 100 | 5 | 64 | A1 | A | A+ | GS | na | ||||
| n | 3/3/05 | Allied Waste Industries Inc | 600 | 7.3 | Sr Secured Nts | 3/15/15 | 100 | 7.3 | 286 | B2 | BB- | B+ | J-P-MORGAN UBS-INV-BANK CS-FB-CS WACHOVIA-SEC | na | |||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (MARCH 3 -- MARCH 9)
