Financing Record (NOVEMBER 13 - NOVEMBER 19)

November 24, 2003 12:00 am

BondWeek is the leading news publication for fixed-income professionals, covering new deals, structures, asset-backed securities, industry and market activity.

-	Date	Issuer	Princ. Amt. ($Mils)	Cpn.	Security Type	Maturity	Offer Price	Yield	BP Sprd.	M	S&P	F	Manager	Gross Sprd. Fee %	Sell-Con. Fee %	Under Writing Fee %	Mgmt. Fee %
-	11/13/03	Bank of America Corp	700	5.25	Sub Notes	12/1/13	98.952	5.387	108	Aa3	A	NR	BA-SEC-LLC	na	-	-	-
-	11/13/03	Bank of America Corp	1,000.00	4.375	Senior Notes	12/1/10	99.4	4.475	112	Aa2	A+	NR	BA-SEC-LLC	na	-	-	-
*	11/13/03	Cargill Inc	250	5	Notes	11/15/13	99.31	5.089	-	A1	A+	A+	CITIGROUP	na	-	-	-
-	11/13/03	Caterpillar Financial Services	100	3.825	Medium-Term Nts	12/15/08	100	3.825	47	A2	A	A+	BARCLAYS-CAP	na	-	-	-
-	11/13/03	Caterpillar Financial Services	50	3.825	Medium-Term Nts	12/15/08	100	3.825	47	A2	A	A+	JPM	na	-	-	-
*	11/13/03	Domtar Inc	350	5.375	Notes	12/1/13	99.263	5.471	120	Baa3	BBB-	NR	JPM	na	-	-	-
-	11/13/03	Fortune Brands Inc	300	2.875	Notes	12/1/06	99.913	2.905	43	A2	A	A	BARCLAYS-CAP CS-FB-CS JPM	na	-	-	-
-	11/13/03	Fortune Brands Inc	300	4.875	Notes	12/1/13	99.7	4.913	61	A2	A	A	BARCLAYS-CAP CS-FB-CS JPM	na	-	-	-
-	11/13/03	Lehman Brothers Holdings Inc	57.7	6	Medium-Term Nts	11/18/28	100	6	83	A2	A	A+	LEH	2.7	-	Comb.	Comb.
-	11/13/03	Lehman Brothers Holdings Inc	57.9	6	Medium-Term Nts	11/18/28	100	6	83	A2	A	A+	LEH	na	-	-	-
*	11/13/03	Mandalay Resort Group	250	6.375	Senior Notes	12/15/11	99.221	6.501	254	Ba2	BB+	BB+	BA-SEC-LLC CITIGROUP DEUTSCHE-BK-SEC CS-FB-CS JPM	na	-	-	-
*	11/13/03	Monumental Global Funding II	250	3.45	Notes	11/30/07	99.906	3.475	60	Aa3	AA	NR	CS-FB-CS LEH	na	-	-	-
*	11/13/03	Odyssey Re Holdings Corp	75	7.65	Notes	11/1/13	99.71	7.692	334	NR	BBB-	NR	CS-FB-CS BA-SEC-LLC	0.75	-	0.15	0.15
*	11/13/03	Sigma Finance Inc	100	Floats	Mdm-Trm Fl Nts	11/19/04	100	Floats	-	Aaa	AAA	NR	JPM	na	-	-	-
*	11/13/03	Whistlejacket Capital Ltd	100	Floats	Mdm-Trm Fl Nts	11/29/04	100	Floats	-	Aaa	AAA	NR	MERRILL	na	-	-	-
*	11/13/03	White Pine Finance LLC	135	Floats	Mdm-Trm Fl Nts	12/15/04	100	Floats	-	Aaa	AAA	NR	MERRILL	na	-	-	-
-	11/14/03	Air Products & Chemicals Inc	15.6	4.125	Medium-Term Nts	12/1/10	99.721	4.171	91	A2	A	NR	BOT-MITSU-GROUP	0.4	-	Comb.	Comb.
-	11/14/03	Alabama Power(Southern Co Inc)	350	2.8	Notes	12/1/06	99.919	2.828	45	A2	A	NR	BARCLAYS-CAP BK-NEW-YORK LEH	na	-	-	-
-	11/14/03	American Express Centurion Bk	100	1.08	Flt Rate Bk Nts	11/12/04	100	1.08	-79	Aa3	A+	A+	WACHOVIA-SEC	na	-	-	-
-	11/14/03	GATX Financial Corp(GATX Corp)	150	6	Senior Notes	11/19/08	99.647	6.083	-	Baa3	BBB-	BB	CITIGROUP	0.6	0.35	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.4	5	Mdm-Trm Sub Nts	11/18/13	100	5	-	A1	A+	NR	ED-JONES-LP	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.1	5.5	Mdm-Trm Sub Nts	11/15/18	100	5.5	40	A1	A+	NR	A-G-EDWARDS	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.3	5.75	Mdm-Trm Sub Nts	11/15/28	100	5.75	65	A1	A+	NR	UBS-INV-BANK	0.03	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.1	5.75	Mdm-Trm Sub Nts	11/15/28	100	5.75	65	A1	A+	NR	RAYMOND	0.03	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.1	5.75	Mdm-Trm Sub Nts	11/15/28	100	5.75	65	A1	A+	NR	MCDONALD	0.03	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0	5	Mdm-Trm Sub Nts	11/18/13	100	5	-	A1	A+	NR	RAYMOND	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.3	5.75	Mdm-Trm Sub Nts	11/15/28	100	5.75	65	A1	A+	NR	ED-JONES-LP	0.03	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	2.5	4	Medium-Term Nts	11/15/08	100	4	-	A1	A+	NR	WACHOVIA-SEC	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	1.7	4	Medium-Term Nts	11/15/08	100	4	-	A1	A+	NR	UBS-INV-BANK	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	1.5	4	Medium-Term Nts	11/15/08	100	4	-	A1	A+	NR	ED-JONES-LP	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.3	5	Mdm-Trm Sub Nts	11/18/13	100	5	-	A1	A+	NR	A-G-EDWARDS	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.2	4	Medium-Term Nts	11/15/08	100	4	-	A1	A+	NR	RAYMOND	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.6	5	Mdm-Trm Sub Nts	11/18/13	100	5	-	A1	A+	NR	WACHOVIA-SEC	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.6	5	Mdm-Trm Sub Nts	11/18/13	100	5	-	A1	A+	NR	UBS-INV-BANK	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0	5.5	Mdm-Trm Sub Nts	11/15/18	100	5.5	40	A1	A+	NR	MCDONALD	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.8	5.5	Mdm-Trm Sub Nts	11/15/18	100	5.5	40	A1	A+	NR	WACHOVIA-SEC	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.7	4	Medium-Term Nts	11/15/08	100	4	-	A1	A+	NR	A-G-EDWARDS	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.4	5.75	Mdm-Trm Sub Nts	11/15/28	100	5.75	65	A1	A+	NR	WACHOVIA-SEC	0.03	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	1.2	5.5	Mdm-Trm Sub Nts	11/15/18	100	5.5	40	A1	A+	NR	MERRILL	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	11	4	Medium-Term Nts	11/15/08	100	4	74	A1	A+	NR	MERRILL	0.01	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	0.2	5.5	Mdm-Trm Sub Nts	11/15/18	100	5.5	40	A1	A+	NR	UBS-INV-BANK	0.02	-	Comb.	Comb.
-	11/14/03	JP Morgan Chase & Co	4.2	5	Mdm-Trm Sub Nts	11/18/13	100	5	72	A1	A+	NR	MERRILL	0.02	-	Comb.	Comb.
*	11/14/03	Northern Rock PLC	750	Floats	Ext Liq Sec	12/9/04	100	Floats	-	A1	A	NR	MORGAN-STANLEY MERRILL	0.2	-	Comb.	Comb.
*	11/14/03	Northern Rock PLC	250	Floats	Ext Liq Sec	12/9/04	100	Floats	-	A1	A	NR	MORGAN-STANLEY	0.2	-	Comb.	Comb.
*	11/14/03	Sigma Finance Inc	150	Floats	Mdm-Trm Fl Nts	11/22/04	100	Floats	-	Aaa	AAA	NR	JPM	na	-	-	-
*	11/14/03	Steel Dynamics Inc	100	9.5	Senior Notes	3/15/09	109	7.417	386	B1	B+	NR	MORGAN-STANLEY	0.315	-	Comb.	Comb.
-	11/14/03	United Dominion Realty Trust	50	4.25	Medium-Term Nts	1/15/09	100	4.25	99	Baa3	BBB	NR	WACHOVIA-SEC	na	-	-	-
-	11/17/03	Capital One Bank	500	4.25	Global Notes	12/1/08	99.874	4.278	113	Baa2	BBB-	BBB	CITIGROUP CS-FB-CS	na	-	-	-
*	11/17/03	Concentra Operating Corp	30	9.5	Sr Sub Notes	8/15/10	106.5	8.225	472	B3	B-	NR	CS-FB-CS CITIGROUP	na	-	-	-
*	11/17/03	Crown Castle International	300	7.5	Senior Notes	12/1/13	96.603	8	381	B3	CCC	NR	JPM	na	-	-	-
-	11/17/03	Ford Motor Credit Co	1,000.00	7	Global Notes	10/1/13	101.691	6.762	257	A3	BBB-	BBB+	CITIGROUP JPM	0.425	0.3	Comb.	Comb.
*	11/17/03	K2 (USA) LLC	200	Floats	Mdm-Trm Fl Nts	12/1/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/17/03	LNR Property Corp	50	7.25	Sr Sub Notes	10/15/13	100.5	7.179	341	Ba3	B+	NR	DEUTSCHE-BK-SEC	na	-	-	-
-	11/17/03	Nexen Inc	500	5.05	Notes	11/20/13	99.087	5.168	97	Baa2	BBB	NR	BA-SEC-LLC DEUTSCHE-BK-SEC	0.65	-	Comb.	Comb.
-	11/17/03	Potomac Electric Power Co	200	4.95	Fst Mtg Bonds	11/15/13	99.659	4.994	80	A3	A-	A-	CS-FB-CS MERRILL	0.65	0.4	0.12	0.13
-	11/17/03	Protective Life 2003-1	450	3.7	Medium-Term Nts	11/24/08	100	3.7	51	Aa3	AA	NR	LEH	na	-	-	-
-	11/17/03	Rockwell Collins Inc	200	4.75	Notes	12/1/13	99.824	4.772	58	A2	A	A	BA-SEC-LLC JPM	na	-	-	-
*	11/17/03	Thornburg Mortgage Inc	55	8	Notes	5/15/13	104.5	7.332	337	Ba1	BB-	NR	CS-FB-CS	na	-	-	-
*	11/17/03	Union Planters Corp,Memphis,TN	500	4.375	Notes	12/1/10	99.658	4.432	83	A2	BBB	BBB+	JPM	na	-	-	-
*	11/18/03	American Honda Finance	40	Floats	Mdm-Trm Fl Nts	11/19/04	100	Floats	-	A1	A+	NR	CS-FB-CS	na	-	-	-
-	11/18/03	CSFB	1,000.00	3.875	Global Notes	1/15/09	99.832	3.911	75	Aa3	A+	NR	CS-FB-CS	0.35	0.2	0.075	0.075
-	11/18/03	Den Danske Bank AS,New York	100	Floats	Flt Rte CDs	11/22/04	100	Floats	-	Aa2	A+	NR	MORGAN-STANLEY	na	-	-	-
*	11/18/03	Equistar Chemicals LP	250	10.625	Senior Notes	5/1/11	104.625	9.737	657	B1	BB-	B	JPM CITIGROUP CS-FB-CS	na	-	-	-
-	11/18/03	Florida Power Corp	300	5.1	Fst Mtg Bonds	12/1/15	99.802	5.122	93	A3	BBB	BBB+	CITIGROUP JPM	na	-	-	-
-	11/18/03	General Cable Corp	285	9.5	Senior Notes	11/10/10	100	9.5	595	B2	B	NR	MERRILL UBS-INV-BANK	na	-	-	-
*	11/18/03	Harley Davidson Funding Corp	400	3.625	Notes	12/15/08	99.988	3.628	46	A1	A	NR	BANKONE-CAPITAL CITIGROUP	na	-	-	-
-	11/18/03	ICI PLC	500	4.375	Notes	12/1/08	99.701	4.442	135	Baa3	BBB	NR	BARCLAYS-CAP CITIGROUP UBS-INV-BANK	na	-	-	-
-	11/18/03	ICI PLC	500	5.625	Notes	12/1/13	99.983	5.627	150	Baa3	BBB	NR	BARCLAYS-CAP CITIGROUP UBS-INV-BANK	na	-	-	-
*	11/18/03	K2 (USA) LLC	100	Floats	Mdm-Trm Fl Nts	12/1/04	99.99	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/18/03	Kinder Morgan Energy Partners	500	5	Notes	12/15/13	99.363	5.082	92	Baa1	BBB+	NR	CITIGROUP JPM WACHOVIA-SEC	na	-	-	-
-	11/18/03	Lehman Brothers Holdings Inc	500	4.375	Notes	11/30/10	99.933	4.386	122	A1	A	A+	LEH	na	-	-	-
*	11/18/03	Poster Financial Group Inc	155	8.75	Sr Secured Nts	11/1/11	100	8.75	455	B2	B	NR	LEH	na	-	-	-
-	11/18/03	Procter & Gamble Co	650	3.5	Notes	12/15/08	99.87	3.528	40	Aa3	AA-	AA-	GS JPM MERRILL	na	-	-	-
-	11/18/03	Procter & Gamble Co	550	4.85	Notes	12/15/15	99.942	4.856	70	Aa3	AA-	AA-	GS JPM MERRILL	na	-	-	-
*	11/18/03	Sigma Finance Inc	100	Floats	Mdm-Trm Fl Nts	12/1/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/18/03	Sigma Finance Inc	75	Floats	Mdm-Trm Fl Nts	11/26/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/18/03	Sigma Finance Inc	75	Floats	Mdm-Trm Fl Nts	11/28/05	100	Floats	-	Aaa	AAA	NR	MERRILL	na	-	-	-
-	11/18/03	TransAlta Corp	300	5.75	Notes	12/15/13	99.882	5.766	160	Baa2	BBB-	NR	CITIGROUP MERRILL	na	-	-	-
-	11/18/03	Royal Caribbean Cruises Ltd	350	6.875	Senior Notes	12/1/13	100	6.875	274	Ba2	BB+	NR	CITIGROUP CS-FB-CS GS MORGAN-STANLEY	na	-	-	-
*	11/19/03	ANZ Banking Group Ltd	350	4.484	Notes	Perpet.	100	4.484	100	A2	A-	NR	DEUTSCHE-BK-SEC MORGAN-STANLEY	na	-	-	-
*	11/19/03	ANZ Banking Group Ltd	750	5.36	Notes	Perpet.	100	5.36	118	A2	A-	NR	DEUTSCHE-BK-SEC MORGAN-STANLEY	na	-	-	-
*	11/19/03	Beta Finance Inc(Beta Finance)	40	Floats	Mdm-Trm Fl Nts	11/28/05	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/19/03	Georgia Gulf Corp	100	7.125	Senior Notes	12/15/13	100	7.125	289	B1	BB-	BB+	BA-SEC-LLC JPM	na	-	-	-
*	11/19/03	Imax Corp	160	9.625	Senior Notes	12/1/10	100	9.625	607	B3	B-	NR	CS-FB-CS	na	-	-	-
*	11/19/03	Links Finance Corporation	50	Floats	Mdm-Trm Fl Nts	11/28/05	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
-	11/19/03	Metlife	500	5	Notes	11/24/13	99.039	5.124	88	A2	A	NR	BA-SEC-LLC BANKONE-CAPITAL MERRILL	na	-	-	-
-	11/19/03	Morgan Stanley	750	Floats	Float Rate Nts	11/24/06	100	Floats	-	Aa3	A+	NR	MORGAN-STANLEY	na	-	-	-
*	11/19/03	Nortek Holdings Inc	515	Zero	Sr Discount Nts	5/1/11	67.849	10	687	Caa1	B-	NR	DEUTSCHE-BK-SEC UBS-INV-BANK	na	-	-	-
-	11/19/03	Realty Income Corp	150	5.5	Notes	11/15/15	99.508	5.557	138	Baa2	BBB	BBB	BA-SEC-LLC CITIGROUP	na	-	-	-
*	11/19/03	Sigma Finance Inc	100	Floats	Mdm-Trm Fl Nts	11/26/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	11/20/03	MediaNews Holdings Inc	300	6.875	Sr Sub Notes	10/1/13	99.133	6.998	276	B2	B+	NR	BA-SEC-LLC DEUTSCHE-BK-SEC	na	-	-	-
*	11/20/03	Pinnacle Foods Corp	200	8.25	Sr Sub Notes	12/1/13	100	8.25	407	B3	B	NR	JPM DEUTSCHE-BK-SEC	na	-	-	-
*	11/20/03	White Pine Finance LLC	52	Floats	Mdm-Trm Fl Nts	6/15/05	100	Floats	-	NR	NR	NR	LEH	na	-	-	-
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; Ý estimated price.