| Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % | |
| n | 4/22/2004 | Beta Finance Inc(Beta Finance) | 60 | Floats | Mdm-Trm Fl Nts | 5/4/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 4/22/2004 | CC(USA) Inc(Centauri Corp) | 100 | Floats | Mdm-Trm Fl Nts | 5/4/2005 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| 4/22/2004 | Caterpillar Finl Svcs Corp | 250.00 | 3.1 | Notes | 5/15/2007 | 98.93 | 3.479 | 55 | A1 | A+ | A+ | BA-SEC-LLC GS | na | - | - | - | |
| n | 4/22/2004 | Five Finance | 80 | Floats | Mdm-Trm Fl Nts | 4/29/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| 4/22/2004 | Goldman Sachs Group Inc | 35 | Floats | Mdm-Trm Fl Nts | 4/22/2009 | 99.853 | Floats | Aa3 | A+ | NR | GS | na | - | - | - | ||
| n | 4/22/2004 | IPCS Inc(Airgate PCS Inc) | 165 | 10.75 | Senior Notes | 5/1/2012 | 100 | 10.75 | 737 | B3 | CCC | NR | CS-FB-CS BEAR | na | - | - | - |
| 4/22/2004 | Merrill Lynch & Co Inc | 15 | Floats | Mdm-Trm Fl Nts | 5/5/2011 | 100 | Floats | 62 | Aa3 | A+ | AA- | MERRILL | na | - | - | - | |
| n | 4/22/2004 | Mueller Holdings Corp | 223 | Zero | Sr Discount Nts | 4/15/2014 | 49.36 | 14.75 | 1038 | NR | B- | NR | CS-FB-CS | na | - | - | - |
| n | 4/22/2004 | Pacific Life Group | 300 | Floats | Extendible Nts | 4/26/2006 | 100 | Floats | Aa3 | AA | NR | MORGAN-STANLEY JPM | 2 | - | Comb. | Comb. | |
| n | 4/22/2004 | Sigma Finance Inc | 150 | Floats | Mdm-Trm Fl Nts | 5/3/2005 | 100 | Floats | Aaa | AAA | AAA | JPM | na | - | - | - | |
| 4/23/2004 | Fifth Third Bank,Cincinnati,OH | 400 | Floats | Flt Rate Bk Nts | 4/28/2005 | 100 | Floats | Aa1 | AA- | AA- | LEH | na | - | - | - | ||
| n | 4/23/2004 | INMARSAT | 102.5 | 7.625 | Senior Notes | 6/30/2012 | 100 | 7.625 | 324 | B2 | B | NR | CS-FB-CS | na | - | - | - |
| n | 4/23/2004 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 5/3/2005 | 100 | Floats | Aaa | AAA | NR | JPM | na | - | - | - | |
| n | 4/23/2004 | K2 (USA) LLC | 25 | Floats | Mdm-Trm Fl Nts | 5/9/2006 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 4/23/2004 | Links Finance Corporation | 50 | Floats | Mdm-Trm Fl Nts | 5/5/2006 | 99.98 | Floats | Aaa | AAA | NR | CS-FB-CS | na | - | - | - | |
| n | 4/23/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 5/10/2006 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| 4/26/2004 | Paccar Financial Corp | 150 | Floats | Mdm-Trm Fl Nts | 4/26/2006 | 100 | Floats | A1 | AA- | NR | BARCLAYS-CAP BNP-PARIBAS | 0.2 | - | Comb. | Comb. | ||
| n | 4/26/2004 | Waste Services Inc | 160 | 9.5 | Sr Sub Notes | 4/15/2014 | 100 | 9.5 | 507 | Caa1 | B- | NR | LEH CIBC-WORLD | na | - | - | - |
| n | 4/27/2004 | Amscan Inc | 175 | 8.75 | Sr Sub Notes | 5/1/2014 | 100 | 8.75 | 431 | B1 | B- | NR | CS-FB-CS GS | na | - | - | - |
| 4/27/2004 | EI du Pont de Nemours and Co | 900 | 4.125 | Global Bonds | 4/30/2010 | 99.391 | 4.241 | 52 | Baa3 | BBB- | NR | CS-FB-CS MERRILL | na | - | - | - | |
| 4/27/2004 | EI du Pont de Nemours and Co | 500 | 4.875 | Global Bonds | 4/30/2014 | 99.126 | 4.987 | 59 | Baa3 | BBB- | NR | CS-FB-CS MERRILL | na | - | - | - | |
| n | 4/27/2004 | Emmis Communications Corp | 375 | 6.75 | Sr Sub Notes | 5/12/2012 | 100 | 6.75 | 271 | B2 | B- | NR | GS BA-SEC-LLC CS-FB-CS DEUTSCHE-BK-SEC | na | - | - | - |
| 4/27/2004 | General Electric Capital Corp | 40 | Varies | Medium-Term Nts | 11/19/2012 | 100 | Varies | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - | ||
| 4/27/2004 | Komipo(KEPCO/South Korea) | 150 | 4.95 | Notes | 5/6/2011 | 98.256 | 5.251 | 125 | A3 | A- | NR | CS-FB-CS JPM | na | - | - | - | |
| n | 4/27/2004 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 5/13/2005 | 100 | Floats | Aaa | AAA | NR | GS | na | - | - | - | |
| n | 4/27/2004 | Susquehanna Bancshares Inc,PA | 75 | Floats | Fix/Flt Sub Bnd | 5/1/2014 | 99.741 | Floats | 125 | Baa2 | BBB- | NR | KEEFE | na | - | - | - |
| n | 4/28/2004 | Centauri Corp | 100 | Floats | Mdm-Trm Fl Nts | 5/10/2005 | 100 | Floats | Aaa | AAA | NR | MERRILL | na | - | - | - | |
| 4/28/2004 | Centex Corp | 350 | 5.625 | Notes | 5/15/2014 | 99.862 | 5.643 | 128 | Baa2 | BBB | NR | CITIGROUP JPM | na | - | - | - | |
| 4/28/2004 | Citigroup | 1,250.00 | 5.125 | Global Notes | 5/5/2014 | 99.467 | 5.194 | 73 | Aa1 | AA- | AA+ | CITIGROUP | na | - | - | - | |
| n | 4/28/2004 | Giant Industries Inc | 350 | 8 | Sr Sub Notes | 5/15/2014 | 98.311 | 8.251 | 384 | B3 | B- | NR | BA-SEC-LLC BNP-PARIBAS | na | - | - | - |
| 4/28/2004 | SLM Corp | 1,000.00 | 5.375 | Global Bonds | 5/15/2014 | 99.776 | 5.404 | 92 | A2 | A | NR | CITIGROUP JPM MORGAN-STANLEY | na | - | - | - | |
| 4/28/2004 | Sea Containers Group | 103 | 10.5 | Senior Notes | 5/15/2014 | 97.369 | 10.938 | 677 | B3 | B | NR | CITIGROUP | na | - | - | - | |
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (APRIL 22 - APRIL 27)
