| Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BPSprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Writing Fee -% | Mgmt. Fee % | |
| n | 4/29/2004 | Seneca Gaming and Entertaiment | 300 | 7.25 | Senior Notes | 5/1/2012 | 100 | 7.25 | 287 | B2 | BB- | NR | MERRILL BA-SEC-LLC | na | - | - | - |
| n | 4/29/2004 | Tenaska VI Partners LP | 483.5 | 6.119 | Sr Sec Bonds | 3/30/2024 | 100 | 6.119 | 170 | Baa3 | BBB- | NR | LEH CL-SEC-USA | na | - | - | - |
| 4/29/2004 | Triad Hospitals Inc | 600 | 7 | Senior Notes | 5/12/2012 | 100 | 7 | B2 | BB- | NR | CITIGROUP CS-FB-CS GS BA-SEC-LLC MERRILL | 0.75 | 0.5 | Comb. | Comb. | ||
| 4/29/2004 | Union Pacific Corp | 250 | 5.375 | Notes | 5/1/2014 | 99.726 | 5.411 | 88 | Baa2 | BBB | NR | CITIGROUP CS-FB-CS JPM | na | - | - | - | |
| 4/29/2004 | Union Pacific Corp | 250 | 6.25 | Notes | 5/1/1934 | 98.444 | 6.367 | 105 | Baa2 | BBB | NR | CITIGROUP CS-FB-CS JPM | na | - | - | - | |
| n | 4/29/2004 | Valmont Industries Inc | 150 | 6.875 | Sr Sub Bnds | 5/1/2014 | 100 | 6.875 | 240 | Ba3 | B+ | NR | CS-FB-CS | na | - | - | - |
| n | 4/29/2004 | Arch Capital Group Ltd | 300 | 7.35 | Notes | 5/1/1934 | 99.689 | 7.376 | 205 | NR | BBB- | NR | GS JPM | na | - | - | - |
| 4/30/2004 | JP Morgan Chase & Co | 25 | 6 | Mdm-Trm Sub Nts | 5/1/2029 | 100 | 6 | 71 | A2 | A+ | A+ | ED-JONES-LP | 0.275 | - | Comb. | Comb. | |
| n | 4/30/2004 | Jackson National Bank | 50 | Floats | Float Rate Nts | 5/1/2014 | 100 | Floats | A1 | AA | NR | MORGAN-STANLEY | na | - | - | - | |
| n | 4/30/2004 | Links Finance Corporation | 150 | 1.88 | Medium-Term Nts | 6/19/2005 | 100 | 1.88 | -44 | Aaa | AAA | NR | MERRILL | na | - | - | - |
| n | 4/30/2004 | Wise Metals Group LLC | 150 | 10.25 | Sr Secured Nts | 5/15/2012 | 100 | 10.25 | 608 | B2 | B | NR | DEUTSCHE-BK-SEC | na | - | - | - |
| n | 5/3/2004 | American Honda Finance | 65 | Floats | Mdm-Trm Fl Nts | 5/6/2005 | 100 | Floats | A1 | A+ | NR | JPM | na | - | - | - | |
| n | 5/3/2004 | American Honda Finance | 65 | Floats | Mdm-Trm Fl Nts | 5/6/2005 | 100 | Floats | A1 | A+ | NR | MERRILL | na | - | - | - | |
| n | 5/3/2004 | Dollar Financial Group | 20 | 9.75 | Senior Notes | 11/15/2011 | 100 | 9.75 | 523 | B3 | B | NR | CS-FB-CS | na | - | - | - |
| 5/3/2004 | Interstate Power & Light Co | 100 | 6.3 | Notes | 5/1/1934 | 99.654 | 6.326 | 105 | Baa1 | BBB | NR | LEH MERRILL | na | - | - | - | |
| 5/3/2004 | PepsiCo Inc | 500 | 3.2 | Medium-Term Nts | 5/15/2007 | 99.891 | 3.238 | 49 | Aa3 | A+ | AA- | CITIGROUP MORGAN-STANLEY UBS-INV-BANK | 0.25 | - | Comb. | Comb. | |
| 5/3/2004 | Wells Fargo Bank NA | 50 | Floats | FR MT Bank Nts | 5/12/2005 | 100 | Floats | Aaa | AA | NR | CS-FB-CS | na | - | - | - | ||
| 5/4/2004 | ABN-AMRO Bank NV | 1,000.00 | Floats | Global Notes | 5/11/2007 | 100 | Floats | Aa3 | AA- | AA- | ABN-AMRO-INC | na | - | - | - | ||
| n | 5/4/2004 | Dorada Finance Inc | 73 | Floats | Mdm-Trm Fl Nts | 5/13/2005 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 5/4/2004 | iStar Financial Inc | 25 | Floats | Float Rate Nts | 3/12/2007 | 100 | Floats | Ba1 | BB+ | BBB- | LEH | na | - | - | - | |
| n | 5/4/2004 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 5/16/2005 | 100 | Floats | Aaa | AAA | NR | LEH | na | - | - | - | |
| n | 5/4/2004 | LaBranche & Co | 200 | 9.5 | Senior Notes | 5/15/2009 | 100 | 9.5 | 595 | Ba1 | B | NR | CS-FB-CS | na | - | - | - |
| n | 5/4/2004 | LaBranche & Co | 260 | 11 | Senior Notes | 5/15/2012 | 100 | 11 | 679 | Ba1 | B | NR | CS-FB-CS | na | - | - | - |
| n | 5/4/2004 | Sigma Finance Inc | 150 | Floats | Mdm-Trm Fl Nts | 5/5/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 5/4/2004 | Sigma Finance Inc | 50 | Floats | Mdm-Trm Fl Nts | 5/16/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 5/4/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 5/16/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 5/4/2004 | Sigma Finance Inc | 250 | Floats | Mdm-Trm Fl Nts | 5/16/2005 | 100 | Floats | Aaa | AAA | AAA | LEH | na | - | - | - | |
| Yes | 5/5/2004 | American Honda Finance | 45 | Floats | Mdm-Trm Fl Nts | 5/6/2006 | 100 | Floats | A1 | A+ | NR | JPM | na | ||||
| Yes | 5/5/2004 | Itron Inc | 125 | 7.75 | Sr Sub Notes | 5/15/2012 | 99.265 | 7.875 | 351 | B2 | B | NR | BEAR | na | |||
| 5/5/2004 | Toyota Motor Credit Corp | 50 | Floats | Mdm-Trm Fl Nts | 5/8/2006 | 100 | Floats | -55 | Aaa | AAA | NR | JPM | na | ||||
| 5/5/2004 | Zions Bancorp,Utah | 300 | 5.65 | Notes | 5/15/2014 | 99.87 | 5.667 | 116 | Baa1 | BBB- | A- | GS | na |
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; Ý estimated price.
