| Financing Record (November 18 — November 23) | ||||||||||||||||||||||||||||||||
| Under | ||||||||||||||||||||||||||||||||
| Princ. | Gross | Sell- | Writ- | |||||||||||||||||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | |||||||||||||||||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | ||||||||||||||||
| n | 11/18/2004 | American Honda Finance | 25 | Floats | Mdm-Trm Fl Nts | 11/22/2006 | 100 | Floats | - | A1 | A+ | NR | JPM | na | - | - | - | |||||||||||||||
| 11/18/2004 | Avista Corp | 90 | 5.45 | Fst Mtg Bonds | 12/1/2019 | 99.734 | 5.476 | 1333 | Baa3 | BBB- | NR | GS | na | - | - | - | ||||||||||||||||
| n | 11/18/2004 | Broder Brothers Co | 225 | 11.25 | Senior Notes | 10/15/2010 | 103 | 10.554 | 703 | B3 | B- | NR | UBS-INV-BANK | na | - | - | - | |||||||||||||||
| n | 11/18/2004 | Evangelical Lutheran Society | 24.1 | Floats | Mdm-Trm Fl Nts | 11/24/2006 | 100 | Floats | - | A3 | A- | NR | CITIGROUP | na | - | - | - | |||||||||||||||
| n | 11/18/2004 | General Communication Inc | 70 | 7.25 | Senior Notes | 2/15/2014 | 100 | 7.25 | 310 | B2 | B+ | NR | DEUTSCHE-BK-SEC | na | - | - | - | |||||||||||||||
| n | 11/18/2004 | Hornbeck Offshore Svcs(Tide) | 225 | 6.125 | Senior Notes | 12/1/2014 | 100 | 6.125 | 198 | Ba3 | BB- | NR | GS-BEAR-JEFFERIES | na | - | - | - | |||||||||||||||
| n | 11/18/2004 | Neenah Paper Inc | 225 | 7.375 | Senior Notes | 11/15/2014 | 100 | 7.375 | - | B1 | B+ | NR | CITIGROUP-GS-JPM | na | - | - | - | |||||||||||||||
| 11/18/2004 | Lehman Brothers Holdings Inc | 5 | Floats | Medium-Term Nts | 12/6/2011 | 100 | Floats | - | A1 | A | A+ | LEH | na | - | - | - | ||||||||||||||||
| 11/18/2004 | Lehman Brothers Holdings Inc | 8 | Floats | Medium-Term Nts | 12/23/2011 | 100 | Floats | - | A1 | A | A+ | LEH | na | - | - | - | ||||||||||||||||
| n | 11/18/2004 | Liberty Lighthouse Capital | 100 | Floats | Mdm-Trm Fl Nts | 11/23/2005 | 99.94 | Floats | - | NR | AAA | AAA | LEH | na | - | - | - | |||||||||||||||
| 11/18/2004 | Morgan Stanley | 200 | 4 | Fxd/Straight Bd | 1/15/2010 | 99.305 | 4.151 | 65 | Aa3 | A+ | AA- | MORGAN-STANLEY | na | - | - | - | ||||||||||||||||
| 11/18/2004 | Morgan Stanley | 200 | 4 | Global MTNs | 1/15/2010 | 99.305 | 4.151 | 65 | Aa3 | A+ | NR | MS | na | - | - | - | ||||||||||||||||
| 11/18/2004 | NiSource Finance Corp | 450 | Floats | Notes | 11/23/2009 | 100 | Floats | - | Baa3 | BBB | BBB | JPM | na | - | - | - | ||||||||||||||||
| 11/18/2004 | Pinnacle Entertainment Group | 100 | 8.25 | Sr Sub Notes | 3/15/2012 | 105 | 7.351 | 385 | Caa1 | CCC+ | B+ | LEH-BEAR | 1.75 | - | Comb. | Comb. | ||||||||||||||||
| n | 11/18/2004 | Qwest Commun Intl Inc | 250 | 7.875 | Senior Notes | 9/1/2011 | 107.5 | 6.489 | 271 | Ba3 | BB- | B | GS-LEH-DEUTSCHE-BK-SEC | na | - | - | - | |||||||||||||||
| 11/18/2004 | Union Pacific Corp | 250 | 4.875 | Notes | 1/15/2015 | 99.799 | 4.9 | 75 | Baa2 | BBB | NR | CS-FB-CS-MORGAN-STANLEY | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Burlington Northern Santa Fe | 250 | 4.875 | Notes | 11/30/2014 | 99.681 | 4.916 | 72 | Baa2 | BBB+ | NR | BARCLAYS-CAP-CITIGROUP-GS | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Coinmach Service Corp | 20 | 11 | Sr Secured Nts | 11/23/2024 | 100 | 11 | 618 | Caa2 | NR | NR | MERRILL | 0.3 | 0.49 | Comb. | Comb. | ||||||||||||||||
| 11/19/2004 | Coinmach Service Corp | 112.6 | 11 | Income Dep Sec | 11/1/2024 | 100 | 11 | 618 | NR | NR | NR | MERRILL | na | - | - | - | ||||||||||||||||
| n | 11/19/2004 | Eschelon Telecom Inc | 65 | 8.375 | Sr Sec Prior Nt | 3/15/2010 | 79 | 14.144 | 1064 | Caa1 | CCC+ | NR | JEFFERIES | na | - | - | - | |||||||||||||||
| n | 11/19/2004 | Kiowa Power Partners | 281 | 5.737 | Sr Sec Bonds | 3/30/2021 | 100 | 5.737 | - | Baa3 | BBB- | NR | LEH-CALYON | 0.75 | 0.4 | 0.15 | 0.2 | |||||||||||||||
| n | 11/19/2004 | Kiowa Power Partners | 361 | 4.811 | Sr Sec Bonds | 12/30/2013 | 100 | 4.811 | - | Baa3 | BBB- | NR | LEH-CALYON | 0.75 | 0.4 | 0.15 | 0.2 | |||||||||||||||
| 11/19/2004 | Marshall & Isley Bank | 300 | 5 | Sub Bank Notes | 1/15/2017 | 99.646 | 5.039 | 85 | A1 | A | A+ | JPM-LEH | na | - | - | - | ||||||||||||||||
| n | 11/19/2004 | Park-Ohio Holdings Corp | 210 | 8.375 | Sr Sub Notes | 11/15/2014 | 100 | 8.375 | 417 | Caa1 | CCC+ | NR | LEH-JPM | na | - | - | - | |||||||||||||||
| n | 11/19/2004 | Rogers Cablesystems Ltd | 146.6 | 7.25 | Sr Secured Nts | 12/15/2011 | 100 | 7.25 | 375 | Ba3 | BB+ | NR | CITIGROUP-JPM | na | - | - | - | |||||||||||||||
| n | 11/19/2004 | Rogers Cablesystems Ltd | 280 | 6.75 | Sr Secured Nts | 3/15/2015 | 100 | 6.75 | 261 | Ba3 | BB+ | NR | CITIGROUP-JPM | na | - | - | - | |||||||||||||||
| 11/19/2004 | Rogers Wireless Commun Inc | 550 | Floats | Sr Sec Flt Nts | 12/15/2010 | 100 | Floats | - | Ba3 | BB | NR | CITIGROUP | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Rogers Wireless Commun Inc | 550 | 7.5 | Sr Secured Nts | 3/15/2015 | 100 | 7.5 | 330 | Ba3 | BB | NR | CITIGROUP | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Rogers Wireless Commun Inc | 470 | 7.25 | Sr Secured Nts | 12/15/2012 | 100 | 7.25 | 323 | Ba3 | BB | NR | CITIGROUP | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Rogers Wireless Commun Inc | 385.5 | 7.625 | Sr Secured Nts | 12/15/2011 | 100 | 7.625 | 341 | Ba3 | BB | NR | CITIGROUP | na | - | - | - | ||||||||||||||||
| 11/19/2004 | Rogers Wireless Commun Inc | 400 | 8 | Sr Sub Notes | 12/15/2012 | 100 | 8 | 398 | B2 | B | NR | CITIGROUP | na | - | - | - | ||||||||||||||||
| n | 11/19/2004 | Tenaska Oklahoma I LP | 73.3 | 6.528 | Sr Sec Bonds | 12/30/2014 | 100 | 6.528 | - | Ba2 | BB- | NR | LEH | 0.75 | 0.4 | 0.15 | 0.2 | |||||||||||||||
| n | 11/19/2004 | White Pine Finance LLC | 100 | Floats | Mdm-Trm Fl Nts | 12/20/2005 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - | |||||||||||||||
| n | 11/22/2004 | Altra Energy Technologies LLC | 165 | 9 | Sr Secured Nts | 12/1/2011 | 100 | 9 | 513 | B3 | CCC+ | NR | JEFFERIES | na | - | - | - | |||||||||||||||
| 11/22/2004 | Caterpillar Finl Svcs Corp | 116 | 3.625 | Notes | 11/15/2007 | 100 | 3.625 | 45 | A2 | A | A+ | CITIGROUP | na | - | - | - | ||||||||||||||||
| 11/22/2004 | Caterpillar Finl Svcs Corp | 117 | 3.625 | Notes | 11/15/2007 | 100 | 3.625 | 45 | A2 | A | A+ | MERRILL | na | - | - | - | ||||||||||||||||
| 11/22/2004 | Caterpillar Finl Svcs Corp | 117 | 3.625 | Notes | 11/15/2007 | 99.987 | 3.63 | 45 | A2 | A | A+ | BARCLAYS-CAP | na | - | - | - | ||||||||||||||||
| n | 11/22/2004 | TXU Corp | 750 | 6.5 | Notes | 11/15/2024 | 99.572 | 6.539 | 170 | Ba1 | BBB- | BBB- | WACHOVIA-SEC-CITIGROUP-MERRILL | na | - | - | - | |||||||||||||||
| n | 11/22/2004 | TXU Corp | 1,000.00 | 4.8 | Notes | 11/15/2009 | 99.936 | 4.815 | 125 | Ba1 | BBB- | BBB- | WACHOVIA-SEC-CITIGROUP-MERRILL | na | - | - | - | |||||||||||||||
| n | 11/22/2004 | TXU Corp | 750 | 6.55 | Notes | 11/15/1934 | 99.496 | 6.589 | 175 | Ba1 | BBB- | BBB- | WACHOVIA-SEC-CITIGROUP-MERRILL | na | - | - | - | |||||||||||||||
| n | 11/22/2004 | TXU Corp | 1,000.00 | 5.55 | Notes | 11/15/2014 | 99.798 | 5.577 | 140 | Ba1 | BBB- | BBB- | WACHOVIA-SEC-CITIGROUP-MERRILL | na | - | - | - | |||||||||||||||
| 11/22/2004 | Wynn Las Vegas LLC | 1,300.00 | 6.625 | Fst Mtg Bonds | 12/1/2014 | 100 | 6.625 | - | B3 | CCC+ | NR | DEUTSCHE-BK-SEC-BEAR-BA-SEC-LLC-JPM-SG-COWEN | na | - | - | - | ||||||||||||||||
| 11/23/2004 | Canadian Natural Resources Ltd | 350 | 5.85 | Notes | 12/1/1934 | 99.771 | 5.866 | 105 | Baa1 | BBB+ | NR | CITIGROUP-JPM | na | - | - | - | ||||||||||||||||
| 11/23/2004 | Canadian Natural Resources Ltd | 350 | 4.9 | Notes | 12/1/2014 | 99.804 | 4.925 | 77 | Baa1 | BBB+ | NR | CITIGROUP-JPM | na | - | - | - | ||||||||||||||||
| n | 11/23/2004 | Cascades Boxboard Inc | 125 | 7.25 | Senior Notes | 2/15/2013 | 105.5 | 6.379 | 243 | Ba3 | BB+ | NR | SCOTIA-CAP-USA-CIBC-WORLD | na | - | - | - | |||||||||||||||
| 11/23/2004 | General Electric Capital Corp | 500 | 4.25 | Medium-Term Nts | 1/15/2008 | 101.666 | 3.684 | 48 | Aaa | AAA | NR | LEH | na | - | - | - | ||||||||||||||||
| n | 11/23/2004 | Propex Fabrics | 150 | 10 | Senior Notes | 12/1/2012 | 100 | 10 | 581 | Caa1 | B- | NR | BNP-PARIBAS | na | - | - | - |
Financing Record (November 18 — November 23)
