| Financing Record (DECEMBER 10 — DECEMBER 15) | |||||||||||||||||
| Under | |||||||||||||||||
| Princ. | Gross | Sell- | Writ- | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | ing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| 12/8/2004 | American Express Centurion Bk | 200 | Floats | Bank Notes | 6/13/2006 | 100 | Floats | - | Aa3 | A+ | A+ | GS | na | - | - | - | |
| 12/8/2004 | American Express Centurion Bk | 200 | Floats | Bank Notes | 6/13/2006 | 100 | Floats | - | Aa3 | A+ | A+ | CS-FB-CS | na | - | - | - | |
| 12/8/2004 | CNA Financial Corp | 549 | 5.85 | Global Bonds | 12/15/2014 | 99.925 | 5.86 | 173 | Baa3 | BBB- | BBB- | MERRILL-MORGAN-STANLEY | 0.6 | 0.35 | Comb. | Comb. | |
| 12/8/2004 | Consumers Energy(CMS Energy) | 225 | 5 | Fst Mtg Bonds | 3/15/2015 | 99.833 | 5.021 | 85 | Baa3 | BBB- | BB | MORGAN-STANLEY | na | - | - | - | |
| 12/8/2004 | CSFB USA Inc | 500 | Floats | Global Notes | 1/15/2010 | 100 | Floats | 80 | Aa3 | A+ | AA- | CS-FB-CS | 0.35 | - | Comb. | Comb. | |
| 12/8/2004 | CSFB USA Inc | 1,000.00 | 4.125 | Global Notes | 1/15/2010 | 99.951 | 4.136 | 80 | Aa3 | A+ | AA- | CS-FB-CS | 0.35 | - | Comb. | Comb. | |
| 12/8/2004 | CSFB USA Inc | 2,000.00 | 4.875 | Global Notes | 1/15/2015 | 99.53 | 4.935 | 80 | Aa3 | A+ | AA- | CS-FB-CS | 0.45 | - | Comb. | Comb. | |
| 12/8/2004 | DR Horton Inc | 300 | 5.625 | Senior Notes | 1/15/2016 | 99.107 | 5.735 | 160 | Ba1 | BB+ | BBB- | CITIGROUP | na | - | - | - | |
| n | 12/8/2004 | Duane Reade Inc | 160 | Floats | Sr Secured Nts | 12/15/2010 | 100 | Floats | - | B2 | B- | NR | BA-SEC-LLC-CS-FB-CS | na | - | - | - |
| 12/8/2004 | General Electric Capital Corp | 100 | Floats | Global MTNs | 12/15/2009 | 100.045 | Floats | - | Aaa | AAA | AAA | MERRILL | 0.25 | - | Comb. | Comb. | |
| 12/8/2004 | General Motors Acceptance Corp | 1,120.00 | 7.375 | Senior Notes | 12/16/1944 | 100 | 7.375 | 256 | Baa1 | BBB- | BBB | CITIGROUP-MERRILL-MORGAN-STANLEY-UBS-INV-BANK-WACHOVIA-SEC | na | - | - | - | |
| 12/8/2004 | Lehman Brothers Holdings Inc | 5 | Floats | Mdm-Trm Fl Nts | 12/30/2019 | 100 | Floats | - | A1 | A | A+ | LEH | na | - | - | - | |
| 12/8/2004 | PEP Boys-Manny Moe & Jack Inc | 150 | 7.5 | Sr Sub Notes | 12/15/2014 | 100 | 7.5 | 334 | B3 | B | NR | GS | na | - | - | - | |
| n | 12/8/2004 | Ryerson Tull Inc | 150 | 8.25 | Senior Notes | 12/15/2011 | 100 | 8.25 | 435 | B2 | B | NR | JPM-UBS-INV-BANK | na | - | - | - |
| n | 12/8/2004 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 12/16/2005 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
| n | 12/8/2004 | Stone Energy Corp | 150 | 6.75 | Sr Sub Notes | 12/15/2014 | 100 | 6.75 | 255 | B2 | B+ | NR | BA-SEC-LLC | na | - | - | - |
| n | 12/8/2004 | Texas Genco Holdings Inc | 1,125.00 | 6.875 | Senior Notes | 12/15/2014 | 100 | 6.875 | 273 | B1 | B+ | NR | GS-DEUTSCHE-BK-SEC-MORGAN-STANLEY-CITIGROUP | na | - | - | - |
| n | 12/8/2004 | VWR Scientific Products Corp | 300 | Zero | Sr Discount Nts | 1/1/2015 | 61.58 | na | - | B3 | B | NR | DEUTSCHE-BK-SEC-BA-SEC-LLC-CITIGROUP | na | - | - | - |
| 12/8/2004 | Wachovia Corp,Charlotte,NC | 1,000.00 | Floats | Float Rate Nts | 12/8/2006 | 100 | Floats | - | Aa3 | A | A+ | WACHOVIA-SEC | na | - | - | - | |
| n | 12/9/2004 | Alliance Imaging Inc | 150 | 7.25 | Sr Sub Notes | 12/15/2012 | 100 | 7.25 | 337 | B3 | B- | NR | DEUTSCHE-BK-SEC-CITIGROUP | na | - | - | - |
| n | 12/9/2004 | Carrols Corp | 200 | 9 | Sr Sub Notes | 12/15/2012 | 100 | 9 | 484 | NR | B- | NR | JPM-BA-SEC-LLC | na | - | - | - |
| 12/9/2004 | Kroger Co | 300 | 4.95 | Senior Notes | 1/15/2015 | 99.721 | 4.986 | 83 | Baa2 | BBB | BBB | GS | na | - | - | - | |
| n | 12/9/2004 | Phibro Animal Health | 22.5 | 13 | Sr Secured Nts | 12/1/2007 | 104 | 11.364 | 825 | B2 | B- | NR | JEFFERIES | na | - | - | - |
| n | 12/9/2004 | Scientific Games Corp | 200 | 6.25 | Sr Sub Notes | 12/15/2014 | 100 | 6.25 | 210 | B1 | B+ | NR | JPM-BEAR | na | - | - | - |
| n | 12/9/2004 | SEDNA FINANCE CORPORATION | 40 | Floats | Mdm-Trm Fl Nts | 12/10/2006 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
| n | 12/10/2004 | Casablanca Resort | 125 | 9 | Sr Sec Bonds | 11/15/2012 | 100 | 9 | 512 | NR | B | NR | JEFFERIES | na | - | - | - |
| n | 12/10/2004 | Casablanca Resort | 66 | Zero | Zero Coupon Bnd | 1/15/2013 | 60.472 | 12.75 | 875 | NR | B | NR | JEFFERIES | na | - | - | - |
| n | 12/10/2004 | Community Health Systems Inc | 300 | 6.5 | Sr Sub Notes | 12/15/2012 | 100 | 6.5 | 253 | B3 | B | BB | JPM | na | - | - | - |
| n | 12/10/2004 | Cox Communications Inc | 1,250.00 | 4.625 | Notes | 1/15/2010 | 99.896 | 4.648 | 112 | Baa2 | BBB | BBB | CITIGROUP-JPM-LEH-WACHOVIA-SEC | na | - | - | - |
| n | 12/10/2004 | Cox Communications Inc | 1,250.00 | 5.45 | Notes | 12/15/2014 | 99.642 | 5.497 | 134 | Baa2 | BBB | BBB | CITIGROUP-JPM-LEH-BA-SEC-LLC | na | - | - | - |
| n | 12/10/2004 | Cox Communications Inc | 500 | Floats | Float Rate Nts | 12/14/2007 | 100 | Floats | - | Baa2 | BBB | BBB | CITIGROUP-JPM-LEH-WACHOVIA-SEC | na | - | - | - |
| n | 12/10/2004 | Douglas Dynamics LLC | 150 | 7.75 | Senior Notes | 1/15/2012 | 100 | 7.75 | 424 | B3 | B- | NR | CS-FB-CS | na | - | - | - |
| n | 12/10/2004 | Hudson Bay Mining & Smelting | 175 | 9.625 | Sr Secured Nts | 1/15/2012 | 100 | 9.625 | 575 | B3 | B | NR | CS-FB-CS | na | - | - | - |
| n | 12/10/2004 | InterDent Service Corporation | 80 | 10.75 | Sr Secured Nts | 12/15/2011 | 100 | 10.75 | 686 | B3 | B | NR | JEFFERIES | na | - | - | - |
| n | 12/10/2004 | Pacific Century Ins Hldgs Ltd | 100 | 5.875 | Fxd/Straight Bd | 12/17/2014 | 99.709 | 5.914 | 175 | Baa3 | A- | A- | LEH | na | - | - | - |
| n | 12/10/2004 | Phoenix Life Insurance Co | 175 | 7.15 | Surplus Notes | 12/15/1934 | 99.377 | 7.201 | 238 | Baa2 | BBB+ | AA- | GS-WACHOVIA-SEC | na | - | - | - |
| n | 12/13/2004 | Bio-Rad Laboratories Inc | 200 | 6.125 | Sr Sub Notes | 12/15/2014 | 100 | 6.125 | 197 | Ba3 | BB- | NR | CS-FB-CS | na | - | - | - |
| 12/13/2004 | Clear Channel Commun Inc | 250 | 5.587 | Notes | 12/15/2016 | 99.247 | 5.674 | 145 | Baa3 | BBB- | BBB- | BA-SEC-LLC | na | - | - | - | |
| n | 12/13/2004 | Harrier Finance | 140 | Floats | Mdm-Trm Fl Nts | 12/15/2005 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
| n | 12/13/2004 | Juniper Generation LLC | 60 | 6.79 | Sub Notes | 12/30/2014 | 100 | 6.79 | - | NR | NR | NR | CITIGROUP | na | - | - | - |
| n | 12/13/2004 | Juniper Generation LLC | 206 | 5.04 | Sr Secured Nts | 12/30/2014 | 100 | 5.04 | - | Baa3 | BBB- | BBB- | CITIGROUP | na | - | - | - |
| n | 12/13/2004 | OMX Timber Finance Investments | 735 | 5.42 | Sr Secured Nts | 10/30/2019 | 100 | 5.42 | 101 | Aa3 | A | NR | LEH-WACHOVIA-SEC | na | - | - | - |
| 12/13/2004 | SLM Corp | 500 | 4 | Benchmark Nts | 1/15/2010 | 99.439 | 4.124 | 59 | A2 | A | A+ | BARCLAYS-CAP-BA-SEC-LLC-CITIGROUP | na | - | - | - | |
| 12/13/2004 | Washington Mutual,Seattle,WA | 600 | 4.2 | Notes | 1/15/2010 | 99.847 | 4.234 | 70 | A3 | A- | A- | MORGAN-STANLEY-LEH | na | - | - | - | |
| 12/13/2004 | Washington Mutual,Seattle,WA | 250 | Floats | Notes | 1/15/2010 | 100 | Floats | 70 | A3 | A- | A- | MORGAN-STANLEY-LEH | na | - | - | - | |
| 12/14/2004 | American Express Centurion Bk | 450 | Floats | Global FRNs | 12/17/2009 | 100 | Floats | - | Aa3 | A+ | A+ | JPM-ABN-AMRO-INC | na | - | - | - | |
| 12/14/2004 | Duke Realty Corp | 250 | Floats | Float Rate Nts | 12/22/2006 | 100 | Floats | - | Baa1 | BBB | NR | BA-SEC-LLC-DEUTSCHE-BK-SEC-JPM | na | - | - | - | |
| 12/14/2004 | Reliant Energy Inc | 750 | 6.75 | Sr Secured Nts | 12/15/2014 | 100 | 6.75 | 262 | B1 | B | B | GS-BA-SEC-LLC-BARCLAYS-CAP-DEUTSCHE-BK-SEC-MERRILL | na | - | - | - | |
| n | 12/14/2004 | White Pine Finance LLC | 190 | Floats | Mdm-Trm Fl Nts | 1/13/2006 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
Financing Record (December 10 — December 15)
