FSA Censures Two Former K2 SIV Managers

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading.

  • 07 Oct 2009

-- Daniel O’Leary

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading. The two are alleged to have acted on proprietary information on spread and pricing of a new issuance to benefit the SIV. The “name and shame” ...

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GlobalCapital European securitization league table

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1 Societe Generale 13.43
2 Rabobank 12.61
3 Morgan Stanley 10.27
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Bookrunners of Global Structured Finance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 27 Mar 2017
1 Bank of America Merrill Lynch 18,561.02 56 11.69%
2 Wells Fargo Securities 18,160.90 57 11.44%
3 JPMorgan 12,092.45 38 7.62%
4 Citi 11,878.92 43 7.48%
5 Credit Suisse 9,276.87 26 5.84%