FSA Censures Two Former K2 SIV Managers

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading.

  • 07 Oct 2009

-- Daniel O’Leary

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading. The two are alleged to have acted on proprietary information on spread and pricing of a new issuance to benefit the SIV. The “name and shame” ...

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