FSA Censures Two Former K2 SIV Managers

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading.

  • 07 Oct 2009

-- Daniel O’Leary

The Financial Services Authority has censured two former portfolio managers of Dresdner Kleinwort’s K2 structured investment vehicle for insider trading. The two are alleged to have acted on proprietary information on spread and pricing of a new issuance to benefit the SIV. The “name and shame” ...

Please take a trial or subscribe to access this content.

Contact our subscriptions team to discuss your access: subs@globalcapital.com

Corporate access

To discuss GlobalCapital access for your entire department or company please contact our subscriptions sales team at: subs@globalcapital.com or find out more online here.

GlobalCapital European securitization league table

Rank Lead Manager/Arranger Total Volume $m No. of Deals Share % by Volume
1 Bank of America Merrill Lynch (BAML) 6,665 23 12.97
2 Citi 5,781 17 11.25
3 BNP Paribas 3,715 15 7.23
4 Barclays 2,853 9 5.55
5 Credit Suisse 2,783 8 5.42

Bookrunners of Global Structured Finance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 Citi 99,250.27 279 13.04%
2 Bank of America Merrill Lynch 92,153.61 267 12.10%
3 Wells Fargo Securities 72,661.39 222 9.54%
4 JPMorgan 52,367.24 169 6.88%
5 Credit Suisse 41,885.89 127 5.50%