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HSBC, US Bancorp Settle FINRA Charges

HSBC Securities and US Bancorp Investments have settled charges brought buy the Financial Industry Regulatory Authority relating to auction rate securities that became illiquid when the auctions froze up two years ago.

  • 26 Apr 2010
HSBC Securities and US Bancorp Investments have settled charges brought buy the Financial Industry Regulatory Authority relating to auction rate securities that became illiquid when the auctions froze up two years ago. HSBC has agreed to pay a fine of $1.5 million and U.S. Bancorp $275,000 for the ...

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GlobalCapital European securitization league table

Rank Lead Manager/Arranger Total Volume $m No. of Deals Share % by Volume
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1 BNP Paribas 15,256 32 16.83
2 Bank of America Merrill Lynch (BAML) 10,179 30 11.23
3 Citi 9,751 23 10.76
4 Lloyds Bank 7,329 24 8.09
5 JP Morgan 6,580 10 7.26

Bookrunners of Global Structured Finance

Rank Lead Manager Amount $m No of issues Share %
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For detailed analysis: Dealogic
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1 RBC Capital Markets 801.51 2 13.30%
2 Citi 783.55 4 13.01%
3 Wells Fargo Securities 606.78 3 10.07%
4 Credit Suisse 534.82 2 8.88%
5 SG Corporate & Investment Banking 497.64 2 8.26%