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HSBC, US Bancorp Settle FINRA Charges

HSBC Securities and US Bancorp Investments have settled charges brought buy the Financial Industry Regulatory Authority relating to auction rate securities that became illiquid when the auctions froze up two years ago.

  • 26 Apr 2010
HSBC Securities and US Bancorp Investments have settled charges brought buy the Financial Industry Regulatory Authority relating to auction rate securities that became illiquid when the auctions froze up two years ago. HSBC has agreed to pay a fine of $1.5 million and U.S. Bancorp $275,000 for the ...

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GlobalCapital European securitization league table

Rank Lead Manager/Arranger Total Volume $m No. of Deals Share % by Volume
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1 BNP Paribas 5,997 17 15.40
2 Citi 4,679 16 12.02
3 Lloyds Bank 3,158 6 8.11
4 Bank of America Merrill Lynch (BAML) 3,104 10 7.97
5 Morgan Stanley 3,066 8 7.88

Bookrunners of Global Structured Finance

Rank Lead Manager Amount $m No of issues Share %
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For detailed analysis: Dealogic
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1 Citi 69,085.90 230 10.56%
2 JPMorgan 63,371.79 193 9.69%
3 Wells Fargo Securities 50,770.30 154 7.76%
4 Bank of America Merrill Lynch 50,061.19 163 7.66%
5 Credit Suisse 45,499.96 141 6.96%