GAO Recommends FINRA Retro Reviews

The U.S. Government Accountability Office recommends that the U.S. Securities and Exchange Commission improve its oversight of the Financial Industry Regulatory Authority by encouraging FINRA to conduct retrospective reviews of its rules to help determine which are effective and which should be repealed or modified if they are not.

  • 30 May 2012
The U.S. Government Accountability Office recommends that the U.S. Securities and Exchange Commission improve its oversight of the Financial Industry Regulatory Authority by encouraging FINRA to conduct retrospective reviews of its rules to help determine which are effective and which should be repealed or modified if they are ...

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GlobalCapital European securitization league table

Rank Lead Manager/Arranger Share % by Volume
1 Societe Generale 15.35
2 Rabobank 14.41
3 Morgan Stanley 11.73
4 Barclays 8.99
5 Credit Agricole 7.57

Bookrunners of Global Structured Finance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 27 Feb 2017
1 Wells Fargo Securities 11,897.40 33 11.83%
2 Bank of America Merrill Lynch 9,837.56 29 9.78%
3 Citi 9,714.54 32 9.66%
4 JPMorgan 7,997.38 24 7.95%
5 Credit Suisse 6,335.67 14 6.30%