DBRS Morningstar agrees to pay $1m to settle CLO combo notes rating charges

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Securitization
CLOs

DBRS Morningstar agrees to pay $1m to settle CLO combo notes rating charges

Paola Aurisicchio
September 14, 2021 05:37 PM
U.S. Securities and Exchange Commission
PRWDBT U.S. Securities and Exchange Commission | Alamy Stock Photo

The SEC looked into five credit ratings on CLO combo notes assigned from 2016 to 2019

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Topics

SecuritizationSecuritization - CLOsLevFin - CLOsGovernanceIssue 1721
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Paola Aurisicchio
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