Latest articles
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Nomura finds Domann for the job for markets structuring
Roland Domann has joined Nomura to look after the asset and liability management and insurance solutions structuring team focusing on European pension fund and insurance clients.
06 Dec 2019 -
Firms still struggling with MiFID II compliance
Firms are continuing to struggle with reporting quality and processes around MiFID II compliance, according to a new survey.
05 Dec 2019 -
Ophèle signs up to ESMA CCP group
The European Securities and Markets Authority has appointed Robert Ophèle as acting chair of its central counterparty supervisory committee.
04 Dec 2019 -
SG joins team Spire
Société Générale has become the latest firm to join Spire, the multi-dealer structured note platform.
04 Dec 2019 -
'Crypto Dad' Giancarlo joins law firm
Christopher Giancarlo, former chairman of the US Commodity Futures Trading Commission (CFTC), will return to the private sector in his first job since leaving the regulator.
03 Dec 2019 -
FCA examines applying SMR to benchmark admins
The UK Financial Conduct Authority (FCA) has started a consultation on how it should apply the Senior Managers Regime (SMR) to benchmark administrators.
02 Dec 2019 -
ICE clearing chief prepares for exit
Finbarr Hutcheson, president of ICE Clear Europe, will leave the company in March next year, as the exchange and clearing operator begins the search for his replacement.
02 Dec 2019 -
EU members near end of three year CCP resolution slog
After more than three years of negotiations, European Union ambassadors are aiming to approve, at a technical level, a CCP resolution deal on Wednesday, opening the way for final negotiations with the European Parliament.
28 Nov 2019 -
Basel Committee seeks feedback for CVA rework
The Basel Committee on Banking Supervision (BCBS) has published a consultation on revisions to the credit valuation adjustment (CVA) risk framework.
28 Nov 2019 -
CFTC fines Goldman for record keeping failures
The US Commodity Futures Trading Commission has fined Goldman Sachs $1m over failures related to record keeping for swap dealers.
27 Nov 2019
