NON-COMPLIANT

By The Naked Broker
08 May 2014

You, Gentle Reader, are fortunate. You are only subjected to The Naked Broker on a weekly basis but for fund managers, the unfortunate subjects of my importuning, the suffering is daily. I’m too often in their inbox.

Much of what passes for my stockbroking correspondence is inappropriate, a confection of hearsay, recycled material and too lightly-held opinion. This may be about to change, however. My compliance induction on Friday gave me the heebie-jeebies big time and I’m no longer convinced my written output is compatible ...

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