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Financing Record (October 19--October 25)

27 Oct 2001

 IssuerDatePrinc. Amt. ($ Mils)Cpn.Security TypeMaturityOffer PriceYieldBP Sprd.MS&PFManagerGross Sprd. Fee %Sell-Con. Fee %Under Writing Fee %Mgmt. Fee %
  Countrywide Home Loans Inc 10/18/01 35 Floats Mdm-Trm Fl Nts 10/23/06 100 Floats   A3 A A JPM 0.14 Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 140 Floats Mdm-Trm Fl Nts 10/23/03 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 80 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 50 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 40 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 275 Floats Mdm-Trm Fl Nts 10/23/02 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Credit Suisse Group Fin (US) 10/18/01 50 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A1 AA- A+ CS-FB na Comb.   Comb.
  Federal Agricultural Mortgage 10/18/01 9.2 4.695 Medium-Term Nts 10/23/06 100 4.695 92 NR NR NR ZIONS-CAP-MKTS na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/18/01 25 4.8 Medium-Term Nts 5/7/07 100 4.8 102 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 10 4.15 Bonds 5/9/05 100 4.15 97 NR NR NA MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 25 4.1 Bonds 5/13/05 100 4.1 92 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 2000 3.625 Global Bonds 10/15/04 99.992 3.628 89 NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 15 6 Bonds 11/14/16 100 6 70 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 50 5 Bonds 11/14/07 100 5 69 NR NR NR NBC-CAP-MKTS na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 250 3.06 Bonds 10/24/03 100 3.06 29 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 13.7 4.875 Bonds 8/15/05 Market Market 89 NR NR NR SALOMON-SMITH Market Comb.   Comb.
  Federal Home Loan Banks 10/18/01 15 6.2 Bonds 11/8/16 100 6.2 90 NA NR NA MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 35.4 5.25 Bonds 8/15/06 Market Market 60 NR NR NR SALOMON-SMITH Market Comb.   Comb.
  Federal Home Loan Banks 10/18/01 15 4.375 Bonds 5/9/06 100 4.375 60 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 20 6.015 Bonds 11/13/15 100 6.015 146 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 10 3.25 Bonds 11/6/03 100 3.25 48 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 150 4.51 Bonds 11/7/06 100 4.51 73 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 25 4.25 Bonds 5/13/05 100 4.25 107 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 15 5.045 Bonds 11/8/07 100 5.045 74 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 25 5.01 Bonds 5/14/07 100 5.01 123 NR NR NR CSFB, MOKE na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 20 6.085 Bonds 11/15/16 100 6.085 78 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/18/01 12.7 5.5 Bonds 8/15/08 Market Market 119 NR NR NR DAIN-RAUSCHER Market Comb.   Comb.
  Federal Home Loan Banks 10/18/01 60 Varies Step-Up Bonds 11/1/16 100 Varies   NR NR NR BEAR,GS na Comb.   Comb.
  Federal Home Loan Mortgage 10/18/01 250 3.195 Medium-Term Nts 10/24/03 100 3.195 43 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Mortgage 10/18/01 30 3.72 Medium-Term Nts 5/5/04 100 3.72 54 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Mortgage 10/18/01 250 3.84 Medium-Term Nts 10/25/04 100 3.84 66 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Mortgage 10/18/01 50 3.85 Medium-Term Nts 11/5/04 100 3.85 67 NR NR NR JPM na Comb.   Comb.
  Fannie Mae 10/18/01 75 4.03 Medium-Term Nts 4/29/05 100 4.03 85 NR NR NR LEH na Comb.   Comb.
  Fannie Mae 10/18/01 175 5 Medium-Term Nts 10/30/08 100 5 69 NR NR NR BEAR, GCM na Comb.   Comb.
  Fannie Mae 10/18/01 200 3.5 Medium-Term Nts 4/29/04 100 3.5 32 NR NR NR LEH,GS na Comb.   Comb.
  Household Finance Corp 10/18/01 2000 6.375 Global Bonds 10/15/11 99.987 6.377 182 A2 A A+ BAS, MS,GS 0.45 Comb.   Comb.
  Household Finance Corp 10/18/01 35 Floats Mdm-Trm Fl Nts 10/23/06 100 Floats   A2 A A+ JPM 0.1 Comb.   Comb.
  Italy 10/18/01 3000 4.375 Global Notes 10/25/06 99.468 4.494 70 Aa3 AA AA- LEH,SSB 0.1 Comb.   Comb.
Yes L-3 Communications Holdings 10/18/01 350 4 Sr Sub Cvt Debt 10/15/11 100 na   NA NR NA LEH na      
Yes Sigma Finance Inc 10/18/01 25 Floats Mdm-Trm Fl Nts 10/23/02 100 Floats   Aaa AAA AAA MERRILL na Comb.   Comb.
Yes Sigma Finance Inc 10/18/01 100 Floats Mdm-Trm Fl Nts 10/23/02 99.97 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
  Southwest Air P-T Certs 2001-1 10/18/01 150 5.1 Equip Tr Certs 4/30/05 100 5.1 178 Aaa AAA NR SPM, SSB na Comb.   Comb.
  Southwest Air P-T Certs 2001-1 10/18/01 89.3 6.126 Equip Tr Certs 10/30/05 100 6.126 235 A2 A+ A+ JPM,SSB na Comb.   Comb.
  Southwest Air P-T Certs 2001-1 10/18/01 375 5.496 Equip Tr Certs 10/30/05 100 5.496 172 Aa2 AAA NR JPM na Comb.   Comb.
Yes Symantec Corp 10/18/01 525 3 Convertible Nts 11/1/06 100 3   NR B- NA CS-FB-CS 2.5 Comb.   Comb.
Yes Teradyne Inc 10/18/01 350 3.75 Cvt Senior Nts 10/15/06 100 3.75   NR NR NA GS na Comb.   Comb.
  Adelphia Communications Corp 10/19/01 500 10.25 Senior Notes 11/1/06 97.161 11 669 B2 B+ NR CS-FB na Comb.   Comb.
Yes Carnival Corp 10/19/01 840.9 na Sr COCO LYONS PUT01/21 47.566 3.75   A2 A A MERRILL na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 20 4.5 Bonds 5/15/07 100 4.5 75 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 10 5.67 Bonds 11/7/11 100 5.67 113 NR NR NR HSBC-SECURITIES 0.3 Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 5.755 Bonds 11/17/14 100 5.755 121 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 Varies Step-Up Bonds 11/14/06 100 Varies   NR NR NR MCD na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 40 5.34 Bonds 11/6/08 100 5.34 105 NR NR NR PSI 0.249 Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 6.02 Bonds 11/14/16 100 6.02 72 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 20 6.095 Bonds 11/15/16 100 6.095 79 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 30 5 Bonds 11/14/07 100 5 71 NR NR NR NBC-CAP-MKTS na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 3.6 Bonds 5/13/04 100 3.6 45 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 20 5.25 Bonds 5/13/05 Market Market   NR NR NR BA-SEC-LLC Market Comb.   Comb.
  Federal Home Loan Banks 10/19/01 50 4.005 Bonds 5/13/05 100 4.005 86 NR NR NR US-PIPER na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 30 3.5 Bonds 5/13/04 100 3.5 35 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 25 4.52 Bonds 11/13/06 100 4.52 77 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 10 5.125 Bonds 11/6/08 100 5.125 83 NR NR NR COUNTRYWIDE-SEC 0.244 Comb.   Comb.
  Federal Home Loan Banks 10/19/01 35 4.7 Bonds 11/6/06 100 4.7 95 NR NR NR PIPR,CS 0.189 Comb.   Comb.
  Federal Home Loan Banks 10/19/01 25 4.255 Bonds 11/15/05 100 4.255 51 NR NR NR ADVEST,PSI na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 12.5 4.125 Bonds 8/15/03 Market Market 144 NR NR NR US-PIPER Market Comb.   Comb.
  Federal Home Loan Banks 10/19/01 31 5.25 Bonds 8/15/06 Market Market   NR NR NR HSBC-SECURITIES Market Comb.   Comb.
  Federal Home Loan Banks 10/19/01 30 5.25 Bonds 11/6/08 100 5.25 96 NR NR NR PIPR,CS 0.239 Comb.   Comb.
  Federal Home Loan Banks 10/19/01 11 5.67 Bonds 11/7/11 100 5.67 113 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 3.55 Bonds 5/13/04 100 3.55 40 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 3.54 Bonds 5/13/04 100 3.54 39 NR NR NR WELLS-FARGO na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 15 4.04 Bonds 5/13/05 100 4.04 89 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/19/01 50 4.56 Bonds 10/30/06 100 4.56 81 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Federal Home Loan Mortgage 10/19/01 25 4.375 Medium-Term Nts 11/1/05 100 4.375 63 NR NR NR SALOMON-SMITH na Comb.   Comb.
  Fannie Mae 10/19/01 50 4.02 Medium-Term Nts 5/13/05 100 4.02 87 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Fannie Mae 10/19/01 150 4.45 Medium-Term Nts 11/8/06 100 4.45 70 NR NR NR CSFB, UBSW na Comb.   Comb.
  General Motors Acceptance(GM) 10/19/01 45 Floats Mdm-Trm Fl Nts 10/23/02 100 Floats   A2 BBB+ A- UBS-WARBURG na Comb.   Comb.
  Goldman Sachs Group Inc 10/19/01 60 Floats Mdm-Trm Fl Nts 10/24/03 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  Goldman Sachs Group Inc 10/19/01 200 Floats Mdm-Trm Fl Nts 10/24/03 100 Floats   A1 A+ AA- GS 0.175 Comb.   Comb.
  Harris Bankcorp Inc,Chicago,IL 10/19/01 75 2.44 Bank Notes 10/22/02 100 2.44 -24 A2 A+ NR BA-SEC-LLC na Comb.   Comb.
Yes Liberty Lighthouse CP Co 10/19/01 60 Floats Mdm-Trm Fl Nts 11/1/02 99.93 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
  Paccar Financial Corp 10/19/01 100 Floats Mdm-Trm Fl Nts 10/31/03 100 Floats   A1 AA- NR GS na Comb.   Comb.
  Alberta Energy Co Ltd 10/22/01 500 7.375 Bonds 11/1/31 99.651 7.404 200 Baa1 BBB+ NR LEH 0.875 0.175 0.5 0.2
  Bank of America Corp 10/22/01 50.1 6.3 Sub Notes 10/15/16 100 6.3 96 Aa3 A AA- BA-SEC-LLC 0.2 Comb.   Comb.
  Bank of America Corp 10/22/01 98.6 6.85 Sub Notes 10/15/26 100 6.85 151 Aa3 A AA- BA-SEC-LLC 0.25 Comb.   Comb.
  Bank of America Corp 10/22/01 13.2 6.45 Sub Notes 10/15/21 100 6.45 111 Aa3 A AA- BA-SEC-LLC 0.25 Comb.   Comb.
  BellSouth Corp 10/22/01 750 6.875 Global Bonds 10/15/31 99.35 6.927 158 Aa3 A+ NR SSB,MS 0.875 0.175 0.5 0.2
  BellSouth Corp 10/22/01 1000 6 Global Bonds 10/15/11 99.698 6.041 144 Aa3 A+ NR SSB,MS 0.45 Comb.   Comb.
  BellSouth Corp 10/22/01 1000 5 Global Bonds 10/15/06 99.775 5.052 124 Aa3 A+ NR MS,SSB 0.35 Comb.   Comb.
  Consolidated Natural Gas Co 10/22/01 450 6.25 Senior Notes 11/1/11 99.844 6.271 165 A3 BBB+ A BAS,GS,MER 0.65 0.13 0.4 0.12
  Consolidated Natural Gas Co 10/22/01 500 5.375 Senior Notes 11/1/06 99.938 5.389 155 A3 BBB+ A BAS,GS,MER 0.6 0.125 0.35 0.125
  Federal Home Loan Banks 10/22/01 15 4.53 Bonds 11/14/06 100 4.53 72 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 4.77 Bonds 11/16/06 100 4.77 96 NR NR NR PSI na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 15 4 Bonds 11/15/04 100 4 80 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 2.415 Bonds 11/13/02 100 2.415 -33 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 15 4.4 Bonds 5/15/06 100 4.4 59 NR NR NR VINING-SPARKS na Comb. 0.15 Comb.
  Federal Home Loan Banks 10/22/01 15 4.02 Bonds 11/19/04 100 4.02 82 NR NR NR PSI na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 45 Varies Step-Up Bonds 11/15/06 100 Varies   NR NR NR AMHERST na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 45 3.545 Bonds 5/13/04 100 3.545 35 NR NR NR WELLS-FARGO na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 30 6.375 Bonds 11/15/16 100 6.375 103 NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 Varies Step-Up Bonds 5/16/05 100 Varies   NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 5.25 Bonds 8/15/06 Market Market 60 NR NR NR WELLS-FARGO-BK Market Comb.   Comb.
  Federal Home Loan Banks 10/22/01 30 5.885 Bonds 11/7/11 100 5.885 128 NR NR NR GREEN-NATWEST na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 4.1 Bonds 5/16/05 100 4.1 90 NR NR NA MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 40 6.3 Bonds 11/15/16 100 6.3 96 NR NR NR LEGG,RAJA na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 5.35 Bonds 11/13/08 100 5.35 99 NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 15 4.59 Bonds 11/15/06 100 4.59 78 NR NR NA CS,GKST na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 15 3.625 Bonds 5/19/04 100 3.625 43 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 5 Bonds 5/14/07 100 5 119 NR NR NR MOKE, NBC na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 75 5.25 Bonds 8/15/06 Market Market 60 NR NR NR MERRILL Market Comb.   Comb.
  Federal Home Loan Banks 10/22/01 300 2.5 Bonds 11/13/02 100 2.5 -25 NR NR NR CSFB, LEH,UBSW na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 4.75 Bonds 11/13/06 100 4.75 94 NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/22/01 25 3.35 Bonds 12/19/03 100 3.35 60 NR NR NR STEPH.,VIN. na Comb. 0.1 Comb.
  Federal Home Loan Mortgage 10/22/01 35 Varies Step-Up MTN 11/1/16 100 Varies   NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Mortgage 10/22/01 15 4.125 Medium-Term Nts 5/13/05 100 4.125 93 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Mortgage 10/22/01 20 6.3 Medium-Term Nts 11/8/16 100 6.3 96 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Mortgage 10/22/01 50 4.56 Medium-Term Nts 11/7/06 100 4.56 75 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Fannie Mae 10/22/01 50 4.28 Medium-Term Nts 11/14/05 100 4.28 47 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Fannie Mae 10/22/01 100 3.15 Medium-Term Nts 11/13/03 100 3.15 40 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Fannie Mae 10/22/01 50 5.1 Medium-Term Nts 11/13/08 100 5.1 74 NR NR NR JPM na Comb.   Comb.
  Fannie Mae 10/22/01 150 4.7 Medium-Term Nts 11/6/06 100 4.7 89 NR NR NR CSFB, HSBC na Comb.   Comb.
  Fannie Mae 10/22/01 25 6 Bonds 11/8/16 100 6 66 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Ford Motor Co 10/22/01 1500 7.45 Global Bonds 7/16/31 93.572 8.019 263 A3 BBB+ A- BEAR, CSFB, LEH,SSB 0.75 0.2 0.35 0.2
  Ford Motor Credit Co 10/22/01 2500 7.25 Global Bonds 10/25/11 99.621 7.304 270 A2 BBB+ A- BEAR, CSFB, MER,SSB 0.425 0.115 0.2 0.11
  Ford Motor Credit Co 10/22/01 1500 Floats Global Bonds 10/25/04 100 Floats   A2 BBB+ A- BEAR,CSFB,MER,SSB 0.175 0.045 0.085 0.045
  Ford Motor Credit Co 10/22/01 3000 6.5 Global Bonds 1/25/07 99.475 6.623 280 A2 BBB+ A- BEAR,CSFB,MER,SSB 0.325 0.09 0.15 0.085
  Ford Motor Credit Co 10/22/01 898.2 Floats Global Bonds 10/25/03 100 Floats   A2 BBB+ A- BEAR,CSFB,MER,SSB 0.125 Comb.   Comb.
  Goldman Sachs Group Inc 10/22/01 75 Floats Mdm-Trm Fl Nts 10/24/03 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  Goldman Sachs Group Inc 10/22/01 50 Floats Mdm-Trm Fl Nts 10/24/03 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  LaSalle Bank NA,Chicago,IL 10/22/01 5 5 CDs 11/7/08 100 5 64 Aa3 AA- AA LA-SALLE-BK-NA na Comb.   Comb.
  Sparbankernas Bank 10/22/01 75 2.41 CDs 10/23/02 100 2.41 -34 NR NR NR BA-SEC-LLC na Comb.   Comb.
  Canadian Pacific Railway Co 10/23/01 350 7.125 Bonds 10/15/31 99.955 7.129 174 Baa2 BBB NR SSB, BAS,CSFB 0.875 Comb.   Comb.
  Canadian Pacific Railway Co 10/23/01 400 6.25 Notes 10/15/11 99.704 6.291 164 Baa2 BBB NR SSB,BAS,CSFB 0.65 Comb.   Comb.
  Centex Corp 10/23/01 25 Floats Sr Med Term Nts 10/10/06 100 Floats   Baa2 BBB BBB BA-SEC-LLC na Comb.   Comb.
  Clear Channel Communications 10/23/01 750 6 Notes 11/1/06 99.564 6.102 225 Baa3 BBB- NR BAS,JPM na Comb.   Comb.
Yes Cubist Pharmaceuticals Inc 10/23/01 125 5.5 Cvt Subord Nts 10/26/08 100 5.5   NR NR NA ROBERTSON-S na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 20 6.01 Bonds 11/20/12 100 6.01 136 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 25 6.31 Bonds 11/1/16 100 6.31 92 NR NR NR LEH na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 4.125 Bonds 11/15/05 100 4.125 27 NR NR NR AMHERST na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 75 3.875 Bonds 11/8/04 100 3.875 63 NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 6.045 Bonds 11/20/14 100 6.045 140 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 3.92 Bonds 2/14/05 100 3.92 68 NR NR NR VINING-SPARKS na Comb. 0.125 Comb.
  Federal Home Loan Banks 10/23/01 15 4.26 Bonds 5/20/05 100 4.26 102 NR NR NR PSI na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 100 2.375 Bonds 10/29/02 Market Market   NR NR NR FUJI-SEC Market Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 Varies Step-Up Bonds 11/13/07 100 Varies   NR NR NR GRIFFIN-KUBIK na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 35 5.03 Bonds 5/15/07 100 5.03 118 NR NR NR LEH,MOKE na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 25 4.25 Bonds 5/13/05 100 4.25 101 NR NR NR CSFB,MOKE na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 9.5 5.25 Bonds 8/15/06 Market Market 60 NR NR NR SALOMON-SMITH Market Comb.   Comb.
  Federal Home Loan Banks 10/23/01 20 6.01 Bonds 11/22/16 100 6.01 62 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 50 4.3 Bonds 11/7/05 100 4.3 45 NR NR NR SALOMON-SMITH na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 4.08 Bonds 5/13/05 100 4.08 84 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 300 Zero Bonds 11/15/21 Market Market   NR NR NR FIRST-TN-BK Market Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 6.16 Bonds 11/14/16 100 6.16 77 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 28 4.125 Bonds 8/15/03 Market Market 134 NR NR NR MERRILL Market Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 4.03 Bonds 5/13/05 100 4.03 79 NA NR NA MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 3.54 Bonds 5/15/04 100 3.54 30 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 4.25 Bonds 5/19/06 100 4.25 40 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 4.55 Bonds 11/20/06 100 4.55 70 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/23/01 15 6.35 Bonds 11/14/16 100 6.35 96 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 15 4.2 Medium-Term Nts 11/14/05 100 4.2 35 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 150 5.85 Medium-Term Nts 11/7/11 100 5.85 120 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 20 6 Medium-Term Nts 10/25/21 100 6 61 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 500 4.125 Medium-Term Nts 5/13/05 100 4.125 88 NR NR NR BEAR,GS na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 25 4.61 Medium-Term Nts 11/6/06 100 4.61 76 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 50 4.2 Medium-Term Nts 11/7/05 100 4.2 35 NR NR NR CS-FB na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 20 5 Medium-Term Nts 11/7/08 100 5 60 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 20 4 Medium-Term Nts 11/7/05 100 4 15 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Mortgage 10/23/01 100 2.56 Medium-Term Nts 11/13/02 100 2.56 -22 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Fannie Mae 10/23/01 250 6.625 Benchmark Nts 11/15/30 107.228 6.091 70 NR NR NR CSFB, DB, SSB 0.1 Comb.   Comb.
  Fannie Mae 10/23/01 50 4.6 Medium-Term Nts 11/13/06 100 4.6 75 NR NR NR JPM na Comb.   Comb.
  Fannie Mae 10/23/01 250 3.2 Medium-Term Nts 11/13/03 100 3.2 42 NR NR NR BEAR na Comb.   Comb.
  Fannie Mae 10/23/01 6000 4.375 Benchmark Nts 10/15/06 99.86 4.407 55 NR NR NR CSFB,DB,SSB 0.1 Comb.   Comb.
  Fannie Mae 10/23/01 50 3.875 Medium-Term Nts 11/15/04 100 3.875 63 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Goldman Sachs Group Inc 10/23/01 25 Floats Mdm-Trm Fl Nts 10/24/03 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  Goldman Sachs Group Inc 10/23/01 110 Floats Mdm-Trm Fl Nts 10/26/04 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  Goldman Sachs Group Inc 10/23/01 40 Floats Mdm-Trm Fl Nts 10/26/04 100 Floats   A1 A+ AA- GS na Comb.   Comb.
  PNC Funding 10/23/01 400 5.75 Notes 8/1/06 103.01 5.028 117 A2 A- NR JPM,SSB na Comb.   Comb.
  PNC Funding 10/23/01 600 Floats Float Rate Nts 10/29/04 100 Floats   A2 A- NR JPM,SSB na Comb.   Comb.
Yes Petco Animal Supplies Inc 10/23/01 200 10.75 Sr Sub Notes 11/1/11 100 10.75 610 B3 B NR GS na Comb.   Comb.
Yes Sigma Finance Inc 10/23/01 40 2.49 Medium-Term Nts 10/25/02 na Market   Aaa AAA AAA CS-FB Market Comb.   Comb.
  Simon Property Group Inc 10/23/01 750 6.375 Notes 11/15/07 99.234 6.529 234 Baa1 BBB NR BAS,SSB na Comb.   Comb.
  Southwestern Public Service Co 10/23/01 500 5.125 Bonds 11/1/06 99.728 5.187 133 A3 A- A+ LEH na Comb.   Comb.
  Tyco International Ltd 10/23/01 1500 6.375 Bonds 10/15/11 99.97 6.38 173 Baa1 A NR BEAR,CSFB, 0.65 Comb. 0.4 Comb.
  United Technologies Corp 10/23/01 400 4.875 Notes 11/1/06 99.736 4.935 108 A2 A+ NR GS na Comb.   Comb.
Yes Advance Stores Co 10/24/01 200 10.25 Sr Sub Notes 4/15/08 92.802 11.875 756 B3 B- NR JPM, CSFB na Comb.   Comb.
  CSX Corp 10/24/01 490 Zero Zero Cvt Debs PUT03/21 81.914 1   NR B   CS-FB-CS na Comb.   Comb.
Yes DIMON Inc 10/24/01 225 9.625 Senior Notes 10/30/11 100 9.625 505 Ba3 BB NR WACHOVIA-CAP na Comb.   Comb.
  Emerson Electric Co 10/24/01 250 5.75 Bonds 11/1/11 99.602 5.803 118 Aa3 AA- NR JPM na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 25 5.75 Bonds 8/15/11 Market Market 113 NR NR NR BEAR Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 100 5.25 Bonds 8/15/06 Market Market   NR NR NR ABN-AMRO-INC Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 15 3.7 Bonds 11/19/04 100 3.7 48 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 15 5.375 Bonds 11/19/08 100 5.375 99 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 30 5 Bonds 11/21/07 100 5 62 NR NR NR BEAR,GS na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 25 4.56 Bonds 11/14/06 100 4.56 72 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 50 3.875 Bonds 11/8/04 100 3.875 66 NR NR NR GS 0.135 Comb.   Comb.
  Federal Home Loan Banks 10/24/01 138.8 4.625 Bonds 8/13/04 Market Market   NR NR NR MORGAN-STANLEY Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 50 5.25 Bonds 8/15/06 Market Market   NR NR NR UBS-WARBURG Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 25 4.625 Bonds 8/13/04 Market Market 141 NR NR NR ZIONS-CAP-MKTS Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 13.3 5 Bonds 2/14/03 Market Market   NA NR NA UBS-WARBURG Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 38 5.75 Bonds 8/15/11 Market Market 113 NR NR NR CS-FB Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 25 6.125 Bonds 11/8/16 100 6.125 76 NA NR NA SALOMON-SMITH na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 25.4 4.875 Bonds 8/15/05 Market Market 166 NR NR NR US-PIPER Market Comb.   Comb.
  Federal Home Loan Banks 10/24/01 15 5.78 Bonds 11/20/13 100 5.78 116 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 20 6.165 Bonds 11/21/16 100 6.165 80 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 15 3.5 Bonds 5/19/04 100 3.5 28 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/24/01 15 4.45 Bonds 5/15/06 100 4.45 61 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Mortgage 10/24/01 25 6.25 Medium-Term Nts 11/14/16 100 6.25 89 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Mortgage 10/24/01 30 Varies Step-Up Bonds 11/8/16 Market Varies   NA NR NA RYAN-BECK Market Comb.   Comb.
  Federal Home Loan Mortgage 10/24/01 20 5.4 Medium-Term Nts 11/8/10 100 5.4 78 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  PECO Energy Co 10/24/01 250 5.95 Fst Mtg Bonds 11/1/11 99.843 5.971 135 A2 A NR MER, WACH. SEC. na Comb.   Comb.
  Pfizer Ltd(Pfizer Inc) 10/24/01 600 3.625 Bonds 11/1/04 100 3.625 41 Aaa AAA NR MORGAN-STANLEY na Comb.   Comb.
  Progress Energy Inc 10/24/01 400 5.85 Bonds 10/30/08 99.955 5.858 150 Baa1 BBB BBB JPM,SSB na Comb.   Comb.
  Progress Energy Inc 10/24/01 400 7 Bonds 10/30/31 99.33 7.054 168 Baa1 BBB BBB JPM,SSB na Comb.   Comb.
Yes Sigma Finance Inc 10/24/01 100 Floats Mdm-Trm Fl Nts 10/25/02 100 Floats   Aaa AAA AAA JPM 0.03 Comb.   Comb.
Yes LSI Logic Corp 10/25/01 450 4 Cvt Subord Nts 11/1/06 100 4   Ba3 B   LEH 3 0.6 1.8 0.6
See www.bondweek.com for a complete list of ratings changes.
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


27 Oct 2001