Copying and distributing are prohibited without permission of the publisher.

Watermark

Financing Record (OCTOBER 4--OCTOBER 11)

13 Oct 2001

 IssuerDatePrinc. Amt. ($ Mils)Cpn.Security TypeMaturityOffer PriceYieldBP Sprd.MS&PFManagerGross Sprd. Fee %Sell-Con. Fee %Under Writing Fee %Mgmt. Fee %
n Apogent Technologies Inc 10/4/01 250 2.25 Cvt Senior Nts PUT04/21 100 2.25   NR NR NA LEH, CSFB na      
  Bank of America Corp 10/4/01 1000 4.75 Global Notes 10/15/06 99.519 4.859 112 Aa2 A+ NR BA-SEC-LLC 0.35 Comb.   Comb.
n Beta Finance 10/4/01 50 2.48 Medium-Term Nts 10/10/02 100 2.48 -22 Aaa AAA AAA SALOMON-SMITH na Comb.   Comb.
n Beta Finance Inc(Beta Finance) 10/4/01 30 Floats Mdm-Trm Fl Nts 10/10/03 98.98 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
n Brinker International Inc 10/4/01 388.5 Zero Zero Cvt Debs PUT03/21 57.912 2.75   Baa2 B+ NA SSB, BAS na Comb.   Comb.
n CC(USA) Inc(Centauri Corp) 10/4/01 30 Floats Mdm-Trm Fl Nts 10/10/03 99.98 Floats   Aaa AAA NR CS-FB na Comb.   Comb.
  Electronic Data Systems Corp 10/4/01 962.3 Zero Zero Cpn Sr Nts PUT03/21 77.941 1.25   A1 A+ NA SSB, CSFB 1.754 0.351 1.052 0.351
  Federal Farm Cr Banks Funding 10/4/01 70 2.44 Bonds 10/25/02 100 2.44 -26 NR NR NR LEH na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/4/01 25 4.7 Medium-Term Nts 4/25/07 100 4.7 103 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 50 3.28 Bonds 1/30/04 100 3.28 58 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 30 4.025 Bonds 4/29/05 100 4.025 92 NR NR NR VIN., WELLS na Comb. 0.125 Comb.
  Federal Home Loan Banks 10/4/01 15 4.47 Bonds 10/30/06 100 4.47 80 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 4.47 Bonds 10/30/06 100 4.47 80 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 70 6.2 Bonds 10/28/16 100 6.2 91 NR NR NR VIN., FTCM na Comb. 0.25 Comb.
  Federal Home Loan Banks 10/4/01 15 Varies Step-Up Bonds 10/26/11 100 Varies   NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 15 6.18 Bonds 10/25/16 100 6.18 89 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 3.655 Bonds 4/29/04 100 3.655 55 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 50 4.125 Bonds 8/15/03 Market Market 142 NR NR NR FUJI, PIPR Market Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 4.5 Bonds 5/8/07 100 4.5 83 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 40 Varies Step-Up Bonds 1/30/07 100 Varies   NR NR NR GS na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 15 3.2 Bonds 10/24/03 100 3.2 50 NR NR NR US-PIPER na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 20 4.5 Bonds 10/23/06 100 Market 83 NR NR NR FIRST-TN-BK 0.175 Comb.   Comb.
  Federal Home Loan Banks 10/4/01 15 4.71 Bonds 10/30/06 100 4.71 104 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 Varies Step-Up Bonds 4/30/06 Market Varies   NR NR NR AMHERST Market Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 5 Bonds 11/1/07 100 5 76 NR NR NR VIN., LEH na Comb. 0.175 Comb.
  Federal Home Loan Banks 10/4/01 15 Varies Step-Up Bonds 10/30/13 100 Varies   NR NR NR NBC-CAP-MKTS na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 40 Varies Step-Up Bonds 4/29/05 100 Varies   NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 15 4.1 Bonds 7/29/05 100 4.1 100 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 30 4.16 Bonds 10/25/05 100 4.16 49 NR NR NR "FTCM, NBCM, VIN." na Comb. 0.125 Comb.
  Federal Home Loan Banks 10/4/01 10 3.87 Bonds 10/25/04 100 3.87 77 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 15 4.71 Bonds 10/25/06 100 4.71 104 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/4/01 11 4.125 Bonds 8/15/03 Market Market 142 NR NR NR UBS-WARBURG Market Comb.   Comb.
  Federal Home Loan Banks 10/4/01 25 4.2 Bonds 4/29/05 100 4.2 110 NR NR NR DRES-KLEIN-WASS na Comb.   Comb.
  Federal Home Loan Mortgage 10/4/01 75 4.125 Medium-Term Nts 10/24/05 100 4.125 46 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Federal Home Loan Mortgage 10/4/01 50 5 Medium-Term Nts 10/15/08 100 5 76 NR NR NR SALOMON-SMITH na Comb.   Comb.
  Federal Home Loan Mortgage 10/4/01 35 4.375 Medium-Term Nts 10/30/06 100 4.375 71 NR NR NR AMHERST na Comb.   Comb.
  Federal Home Loan Mortgage 10/4/01 100 6.27 Medium-Term Nts 10/25/16 100 6.27 98 NR NR NR "ABN, FTCM" na Comb.   Comb.
  Federal Home Loan Mortgage 10/4/01 15 5.75 Medium-Term Nts 10/24/16 100 5.75 46 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Fannie Mae 10/4/01 225 3.75 Medium-Term Nts 10/18/04 100 3.75 65 NR NR NR "DBAB, HSBC" na Comb.   Comb.
  Fannie Mae 10/4/01 500 Floats Mdm-Trm Fl Nts 10/9/02 100 Floats   NR NR NR DEUTSCHE-ALEX-B 0.01 Comb.   Comb.
  Fannie Mae 10/4/01 200 5.72 Medium-Term Nts 10/17/11 100 5.72 128 NR NR NR GS na Comb.   Comb.
  Fannie Mae 10/4/01 25 5.66 Bonds 10/17/11 100 5.66 122 NR NR NR FIRST-TN-BK na Comb.   Comb.
Yes Fleming Cos Inc 10/4/01 150 10.625 Sub Notes 7/31/07 98.76 11.25 758 B2 B+ NR DBAB, JPM na Comb.   Comb.
Yes John Hancock Global Funding II 10/4/01 25 Floats Mdm-Trm Fl Nts 9/29/03 100 Floats   Aa2 AA+ AAA SALOMON-SMITH na Comb.   Comb.
  Household Finance Corp 10/4/01 100 Floats Float Rate Nts 4/10/03 100 Floats   A2 A A BA-SEC-LLC na Comb.   Comb.
Yes Province Healthcare Co 10/4/01 150 4.25 Subord Cvt Bds 10/10/08 100 4.25   B3 B- NA MERRILL na Comb.   Comb.
  Sears Roebuck Acceptance Corp 10/4/01 100 Floats Mdm-Trm Fl Nts 10/13/04 100 Floats   A2 A- A MORGAN-STANLEY na Comb.   Comb.
  Student Loan Marketing Assn 10/4/01 100 2.8 Medium-Term Nts 4/25/03 100 2.8 10 NR NR NR ABN-AMRO-INC na Comb.   Comb.
  Target Corp 10/4/01 750 5.4 Notes 10/1/08 99.652 5.461 123 A2 A+ A GS, JPM 0.625 Comb. 0.375 Comb.
  Federal Farm Cr Banks Funding 10/5/01 50 4.45 Bonds 1/17/06 100 4.45 71 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/5/01 50 4.45 Medium-Term Nts 1/17/06 100 4.45 71 NR NR NR US-PIPER 0.175 Comb.   Comb.
  Federal Farm Cr Banks Funding 10/5/01 55 3.4 Bonds 1/16/04 100 3.4 68 NR NR NR BARCLAYS-CAP na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/5/01 135 2.8 Bonds 4/17/03 100 2.8 8 NR NR NR BARCLAYS-CAP na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 70 4.65 Bonds 10/23/06 100 Market 91 NR NR NR FUJI, PSI, GCM 0.19 Comb.   Comb.
  Federal Home Loan Banks 10/5/01 15 6.12 Bonds 10/11/16 100 6.12 82 NR NR NR VINING-SPARKS na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 25 4.625 Bonds 8/13/04 Market Market -28 NR NR NR US-PIPER Market Comb.   Comb.
  Federal Home Loan Banks 10/5/01 15 Varies Step-Up Bonds 5/1/07 100 Varies   NR NR NR DAIN-RAUSCHER na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 15 4.52 Bonds 10/30/06 100 4.52 78 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 60 4.05 Bonds 4/29/05 100 4.05 -86 NR NR NR NBC-CAP-MKTS na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 10.4 5.25 Bonds 8/15/06 Market Market 151 NR NR NR US-PIPER Market Comb.   Comb.
  Federal Home Loan Banks 10/5/01 30 4.1 Bonds 10/24/05 100 4.1 36 NR NR NR VIN., WELLS na Comb. 0.125 Comb.
  Federal Home Loan Banks 10/5/01 30 5 Bonds 7/30/07 100 5 126 NR NR NR VIN., FTCM na Comb. 0.15 Comb.
  Federal Home Loan Banks 10/5/01 30 5.4 Bonds 10/19/09 100 5.4 189 NR NR NR UBS-WARBURG na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 50 4.625 Bonds 8/13/04 Market Market -28 NR NR NR BARCLAYS-CAP Market Comb.   Comb.
  Federal Home Loan Banks 10/5/01 13.2 4.625 Bonds 8/13/04 Market Market -28 NR NR NR UBS-WARBURG Market Comb.   Comb.
  Federal Home Loan Banks 10/5/01 300 Varies Bonds 11/1/11 100 Varies   NR NR NR BS, GS na Comb.   Comb.
  Federal Home Loan Banks 10/5/01 25 3.05 Bonds 10/24/03 100 3.05 33 NR NR NR WELLS, ZION na Comb.   Comb.
  Federal Home Loan Mortgage 10/5/01 15 5 Medium-Term Nts 10/23/09 100 5 149 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Mortgage 10/5/01 50 4.375 Medium-Term Nts 10/30/06 100 4.375 64 NR NR NR AMHERST na Comb.   Comb.
  Fannie Mae 10/5/01 150 4.55 Medium-Term Nts 10/23/06 100 4.55 81 NR NR NR HSBC, GCM na Comb.   Comb.
  Ford Motor Credit Co 10/5/01 700 7.375 Senior Notes 10/31/31 100 7.375 207 A2 A NR SSB, ML, MS na Comb.   Comb.
  Ford Motor Credit Co 10/5/01 100 Floats Mdm-Trm Fl Nts 10/10/04 100 Floats   A2 A NR MERRILL na Comb.   Comb.
  International Lease Finance 10/5/01 64 Floats Mdm-Trm Fl Nts 1/9/04 100 Floats   A1 AA- AA- MORGAN-STANLEY na Comb.   Comb.
Yes Luscar Coal Ltd 10/5/01 275 9.75 Sr Unsecurd Nts 10/15/11 100 9.75 525 Ba3 BB NR GS na Comb.   Comb.
  Ontario(Canada) 10/5/01 250 6 Global Bonds 2/21/06 106.838 4.269 53 Aa3 AA NR RBC-DOM-INTL 0.225 Comb.   Comb.
  PowerGen US Funding LLC 10/5/01 1200 4.5 Global Bonds 10/15/04 99.927 4.526 138 Baa1 BBB BBB+ DB, JPM 0.25 Comb.   Comb.
  Sears Roebuck Acceptance Corp 10/5/01 125 Floats Mdm-Trm Fl Nts 10/11/03 100 Floats   A2 A- A MERRILL na Comb.   Comb.
  Community Health Systems Inc 10/9/01 250 4.25 Convertible Nts 10/15/08 100 4.25   NA NR NA GS 2.75 0.55 1.65 0.55
  Federal Farm Cr Banks Funding 10/9/01 50 4.55 Bonds 4/18/06 100 4.55 78 NR NR NR MORGAN-STANLEY na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 75 4.53 Bonds 10/30/06 100 4.53 76 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 28 4.125 Bonds 8/15/03 Market Market 141 NR NR NR FUJI-SEC Market Comb.   Comb.
  Federal Home Loan Banks 10/9/01 82.5 4.625 Bonds 8/13/04 Market Market 146 NR NR NR MORGAN-STANLEY Market Comb.   Comb.
  Federal Home Loan Banks 10/9/01 75 2.375 Bonds 10/29/02 100 2.375 -34 NR NR NR FUJI-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 15 4.425 Bonds 11/1/05 100 4.425 66 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 15 4.125 Bonds 11/8/05 100 4.125 36 NR NR NR AMHERST na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 29.8 4.875 Bonds 10/15/05 Market Market 171 NR NR NR BA-SEC-LLC Market Comb.   Comb.
  Federal Home Loan Banks 10/9/01 25 2.47 Bonds 10/29/02 100 2.47 -25 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 30 5.75 Bonds 11/8/12 100 5.75 119 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 35 4 Bonds 4/29/05 100 4 84 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 25 6.1 Bonds 11/8/16 100 6.1 76 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 18.3 5.5 Bonds 8/15/08 Market Market 53 NR NR NR MORGAN-STANLEY Market Comb.   Comb.
  Federal Home Loan Banks 10/9/01 35 6.11 Bonds 11/8/16 100 6.11 77 NR NR NR CS, PSI na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 25 6.015 Bonds 11/6/15 100 6.015 145 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/9/01 12.2 5 Bonds 2/14/03 Market Market -10 NR NR NR GS Market Comb.   Comb.
  Federal Home Loan Banks 10/9/01 40 5.15 Bonds 10/23/08 100 Market 82 NR NR NR VIN., NBCM 0.25 Comb. 0.2 Comb.
  Federal Home Loan Banks 10/9/01 50 5 Bonds 4/30/07 100 5 123 NR NR NR VIN.,FTCM na Comb. 0.15 Comb.
  Federal Home Loan Banks 10/9/01 60 5.74 Bonds 10/24/11 100 Market 118 NR NR NR VIN., LEH, NBCM 0.3 Comb. 0.25 Comb.
  Federal Home Loan Banks 10/9/01 15 4.1 Bonds 7/29/05 100 4.1 94 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Mortgage 10/9/01 25 4.25 Medium-Term Nts 10/30/06 100 4.25 48 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Mortgage 10/9/01 50 5.01 Medium-Term Nts 10/23/07 100 5.01 68 NR NR NR ABN-AMRO-INC na Comb.   Comb.
  Federal Home Loan Mortgage 10/9/01 400 3.18 Medium-Term Nts 10/24/03 100 3.18 46 NR NR NR CSFB, JPM, UBSW na Comb.   Comb.
  Federal Home Loan Mortgage 10/9/01 20 4.5 Medium-Term Nts 10/30/06 100 4.5 73 NR NR NR RYAN-BECK na Comb.   Comb.
  Fannie Mae 10/9/01 300 3.07 Medium-Term Nts 10/23/03 100 3.07 35 NR NR NR HSBC, JPM, UBSW na Comb.   Comb.
Yes Finisar Corp 10/9/01 100 5.25 Subord Cvt Bds 2008 100 5.25   NA NR NA MERRILL na Comb.   Comb.
  Harris Trust & Savings Bank 10/9/01 50 2.42 Bank Notes 10/10/02 100 2.42 -30 Aa3 AA- AA- BA-SEC-LLC na Comb.   Comb.
  Household Finance Corp 10/9/01 8.2 5 Sr Unsecurd Nts 10/15/06 100 5 123 A2 A A+ BA-SEC-LLC 0.98 Comb.   Comb.
  Household Finance Corp 10/9/01 24.4 6.1 Sr Unsecurd Nts 10/15/11 100 6.1 154 A2 A A+ BA-SEC-LLC 0.986 Comb.   Comb.
  Household Finance Corp 10/9/01 8 5.75 Sr Unsecurd Nts 10/15/08 100 5.75 142 A2 A A+ BA-SEC-LLC 0.988 Comb.   Comb.
Yes JC Penney Co 10/9/01 600 5 Convertible Nts 10/15/08 100 na   Ba3 BB+ NA CS-FB-CS 3      
Yes Sigma Finance Inc 10/9/01 50 Floats Mdm-Trm Fl Nts 10/15/02 99.97 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
Yes Sigma Finance Inc 10/9/01 100 Floats Mdm-Trm Fl Nts 10/15/02 99.97 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
  Student Loan Marketing Assn 10/9/01 275 3.15 Medium-Term Nts 10/24/03 100 3.15 43 NR NR NR GS na Comb.   Comb.
  DaimlerChrysler AG 10/9/01 27 7.35 Medium-Term Nts 10/15/16 100 7.35 201 A3 A- NR BA-SEC-LLC 2 Comb.   Comb.
  DaimlerChrysler AG 10/9/01 15.2 4.5 Medium-Term Nts 10/15/03 100 4.5 178 A3 A- NR BA-SEC-LLC 0.4 Comb.   Comb.
  DaimlerChrysler AG 10/9/01 14.5 5.25 Medium-Term Nts 10/15/04 100 5.25 209 A3 A- NR BA-SEC-LLC 0.625 Comb.   Comb.
  DaimlerChrysler AG 10/9/01 16.7 5.85 Medium-Term Nts 10/15/06 100 5.85 208 A3 A- NR BA-SEC-LLC 1      
  AMBAC Financial Group Inc 10/10/01 200 7 PINES 10/17/51 Market Market   Aa2 AA NR ML, GS 0.788 Comb. 0.5 Comb.
Yes Asset Backed Capital Finance 10/10/01 300 Floats Mdm-Trm Fl Nts 10/15/02 99.98 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
Yes Asset Backed Capital Finance 10/10/01 150 Floats Mdm-Trm Fl Nts 10/22/02 99.98 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
  Federal Agricultural Mortgage 10/10/01 100 5.4 Medium-Term Nts 10/14/11 100 5.4   NR NR NR MERRILL na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/10/01 30 3.79 Medium-Term Nts 7/22/04 100 3.79 64 NR NR NR US-PIPER na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/10/01 25 4.125 Medium-Term Nts 4/29/05 100 4.125 97 NR NR NR BA-SEC-LLC na Comb.   Comb.
  Federal Farm Cr Banks Funding 10/10/01 25 4.22 Medium-Term Nts 4/29/05 100 4.22 107 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Fed Farm Cr Banks Cons Sys Bds 10/10/01 140 Floats Notes 10/17/02 100 Floats   NR NR NR CS-FB na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 50 2.65 Bonds 4/29/03 100 2.65 -10 NR NR NR UBS-WARBURG na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.14 Bonds 7/29/05 100 4.14 99 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 25 5.065 Bonds 11/2/07 100 5.065 69 NR NR NR FIRST-TN-BK na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 5.79 Bonds 11/8/12 100 5.79 117 NR NR NR RYAN-BECK na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 5.375 Bonds 10/30/08 100 5.375 100 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.625 Bonds 4/25/06 100 4.625 80 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.63 Bonds 4/30/07 100 4.63   NR NR NA BK-ONE-CAP na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 6 Bonds 10/26/16 100 6   NR NR NR PSI na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 100 4.875 Bonds 4/24/07 100 4.875 105 NR NR NR FUJI, MS, CS na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 16.3 4.125 Bonds 8/15/03 Market Market 29 NR NR NR SALOMON-SMITH Market Comb.   Comb.
  Federal Home Loan Banks 10/10/01 25 4.625 Bonds 8/13/04 Market Market 45 NR NR NR GS Market Comb.   Comb.
  Federal Home Loan Banks 10/10/01 10.3 5.25 Bonds 8/15/06 Market Market   NR NR NR US-PIPER Market Comb.   Comb.
  Federal Home Loan Banks 10/10/01 25 6 Bonds 11/6/14 100 6 138 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 41.9 4.625 Bonds 8/13/04 Market Market 45 NR NR NR SALOMON-SMITH Market Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.55 Bonds 10/30/06 100 4.55 73 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 25 4.625 Bonds 8/13/04 Market Market 45 NR NR NR WELLS-FARGO-BK Market Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.22 Bonds 4/29/05 100 4.22 107 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 15 4.125 Bonds 11/8/05 100 4.125 30 NR NR NR AMHERST na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 40 5 Bonds 4/25/07 100 5 118 NR NR NR GCM MOKE na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 80 4.45 Bonds 11/1/05 100 4.45 63 NR NR NR FIRST-UNION-SEC na Comb.   Comb.
  Federal Home Loan Banks 10/10/01 80 6.25 Bonds 11/1/16 100 6.25 86 NR NR NR BS,GS na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 50 3.3 Medium-Term Nts 10/24/03 100 3.3 55 NR NR NR BANKONE-CAPITAL na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 118.5 5.5 Global Ref Nts 7/15/06 Market Market 69 NR NR NR MERRILL Market Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 15 5 Medium-Term Nts 10/23/09 100 5 62 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 150 2.415 Medium-Term Nts 11/1/02 100 2.415 -34 NR NR NR BEAR na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 50 6.35 Medium-Term Nts 10/25/16 100 6.35 96 NR NR NR ABN, FTCM na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 15 Varies Medium-Term Nts 11/1/16 100 Varies   NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 20 3.94 Medium-Term Nts 10/25/04 100 3.94 79 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
  Federal Home Loan Mortgage 10/10/01 100 3.8 Medium-Term Nts 10/29/04 100 3.8 65 NR NR NR ABN-AMRO-INC na Comb.   Comb.
  Fannie Mae 10/10/01 300 3.77 Bonds 10/29/04 100 3.77 62 NR NR NR BS, CSFB, FTCM na Comb.   Comb.
  Fannie Mae 10/10/01 500 Varies Step-Up MTN 10/29/04 100 Varies   NA NA NR MERRILL na Comb.   Comb.
  Fannie Mae 10/10/01 15 5 Bonds 10/30/08 100 5 62 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
  Fannie Mae 10/10/01 50 4.25 Medium-Term Nts 10/24/05 100 4.25 43 NR NR NR ABN-AMRO-INC na Comb.   Comb.
  GM Nova Scotia Finance Co 10/10/01 750 6.85 Bonds 10/15/08 99.786 6.889 252 A2 A A GS na Comb.   Comb.
  OKA 10/10/01 1250 3.625 Global Bonds 10/18/04 99.823 3.68 93 Aaa AAA AAA JPM. UBSW 0.075 Comb.   Comb.
  Performance Food Group Co 10/10/01 175 5.5 Cvt Subord Nts 10/16/01 100 5.5     NR   MERRILL 3 1.8 0.6 0.6
  Popular North America Inc 10/10/01 700 6.125 Notes 10/15/06 99.58 6.224 240 A3 BBB+ NR CSFB, JPM na Comb.   Comb.
  Popular North America Inc 10/10/01 450 Floats Float Rate Nts 10/15/03 100 Floats   A3 BBB+ NR CSFB, JPM na Comb.   Comb.
  Student Loan Marketing Assn 10/10/01 150 3.2 Medium-Term Nts 10/24/03 100 3.2 45 NR NR NR BEAR na Comb.   Comb.
  Student Loan Marketing Assn 10/10/01 150 3.2 Medium-Term Nts 10/24/03 100 3.2 45 NR NR NR BEAR na Comb.   Comb.
See www.bondweek.com for complete financial record.
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


13 Oct 2001