Financing Record (January 10, 6 P.M.--January 17, 6 P.M.)

  • 20 Jan 2002
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Rule 144A Private Place- mentIssuerIssue DatePrincipal Amount ($ mil)Coupon (%)Type of SecurityMaturityOffer PriceOffer Yield to Maturity (%)Spread to Treas- uryMoody RatingStan- dard & Poor's RatingFitch RatingBookrunner(s)Gross Spread as % of Prncpl Amt - in this MktSelling Concession fee %Underwriting Fee %Management Fee %
Yes American Honda Finance 1/10/02 100 Floats Mdm-Trm Fl Nts 1/18/05 100 Floats   A2 A A BA-SEC-LLC na Comb. Comb.  
Yes Best Buy Co Inc 1/10/02 350 na Cvt Sub Debs PUT07/22 100 2.25   Ba1 B BBB CS-FB-CS na      
  Caterpillar Financial Service 1/10/02 24.3 5 Power Notes 1/15/06 100 5   A2 A+ NR ABN-AMRO 0.9 Comb. Comb.  
  Countrywide Home Loans Inc 1/10/02 25 Varies Mdm-Trm Fl Nts 1/16/03 100 Varies   A3 A A BNP-PARIBAS na Comb. Comb.  
Yes K2 (USA) LLC 1/10/02 100 Floats Mdm-Trm Fl Nts 1/18/05 100 Floats   Aaa AAA NR LEH na Comb. Comb.  
Yes Sigma Finance Inc 1/10/02 100 Floats Mdm-Trm Fl Nts 1/22/04 99.941 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
  Weingarten Realty Investors 1/10/02 35 6.7 Medium-Term Nts 1/15/14 100 6.7 175 A3 A NR GS 0.625 Comb. Comb.  
Yes AMC Entertainment Inc 1/11/02 175 9.875 Sr Sub Notes 2/1/12 98.436 10.125 522   CCC NR SALOMON-SMITH na Comb. Comb.  
Yes Interface Inc 1/11/02 175 10.375 Senior Notes 2/1/10 100 10.375 551 B2 BB BB SSB,WACH na Comb. Comb.  
  Norddeutsche Landesbank 1/11/02 100 2.26 Bank Notes 1/13/03 100 2.26   Aa1 AAA AAA BA-SEC-LLC na Comb. Comb.  
  Rabobank International 1/11/02 150 2.285 Bank Notes 2/11/03 100 2.285   Aa2 NR AAA BA-SEC-LLC na Comb. Comb.  
Yes Rural Cellular Corp 1/11/02 300 9.75 Sr Sub Notes 1/15/10 100 9.75 488 B3 B- NR DRES-KLEIN-WASS na Comb. Comb.  
  WellPoint Health Networks Inc 1/11/02 350 6.375 Notes 1/15/12 99.687 6.418 155 Baa1 A- A- DB,JPM 0.65 Comb. Comb. 0.4
Yes American Honda Finance 1/14/02 125 Floats Mdm-Trm Fl Nts 1/17/03 99.97 Floats   A2 A NR JPM na Comb. Comb.  
Yes American Honda Finance 1/14/02 25 Floats Mdm-Trm Fl Nts 1/16/04 100 Floats   A2 A NR GS na Comb. Comb.  
Yes American Honda Finance 1/14/02 100 Floats Mdm-Trm Fl Nts 1/16/03 100 Floats   A2 A NR GS na Comb. Comb.  
  Credit Suisse Group Fin (US) 1/14/02 50 Floats Mdm-Trm Fl Nts 1/20/04 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
  Credit Suisse Group Fin (US) 1/14/02 300 Floats Mdm-Trm Fl Nts 1/17/03 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
  Credit Suisse Group Fin (US) 1/14/02 240 Floats Mdm-Trm Fl Nts 1/20/04 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
  General Electric Capital Corp 1/14/02 1000 Floats Mdm-Trm Fl Nts 7/17/03 100 Floats   Aaa AAA AAA DEUTSCHE-ALEX-B 0.03 Comb. Comb.  
  MBNA Corp 1/14/02 300 6.25 Senior Notes 1/17/07 99.78 6.302 225 Baa2 BBB BBB+ BAS,CSFB na Comb. Comb.  
  Union Pacific Corp 1/14/02 300 6.125 Notes 1/15/12 99.287 6.222 135 Baa3 BBB- NR CSFB,SSB 0.65 0.13 0.12 0.4
Yes UnitedHealth Group Inc 1/14/02 400 5.2 Notes 1/17/07 99.861 5.232 115 A3 A A GS,ML na Comb. Comb.  
Yes American Honda Finance 1/15/02 50 Floats Mdm-Trm Fl Nts 1/24/05 99.91 Floats   A2 A NR JPM na Comb. Comb.  
  Bank One NA,Dayton,Ohio 1/15/02 20 Floats Mdm-Trm Fl Nts 1/22/07 99.9 Floats   Aa2 A+ A+ JPM na Comb. Comb.  
Yes Beta Finance Inc(Beta Finance) 1/15/02 20 3.01 Medium-Term Nts 11/13/03 100 3.01   Aaa AAA AAA JPM na Comb. Comb.  
  Canadian Natural Resources Ltd 1/15/02 400 7.2 Notes 1/15/32 99.455 7.245 190 Baa1 BBB+ NR DB,SSB 0.875 Comb. Comb.  
  Comerica Bank(Comerica Inc) 1/15/02 200 Floats Flt Rte CDs 1/16/03 100 Floats   A1 A A+ BA-SEC-LLC na Comb. Comb.  
  Credit Suisse Group Fin (US) 1/15/02 70 Floats Mdm-Trm Fl Nts 1/18/06 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
  National City Bank,Cleveland 1/15/02 50 2.06 Medium-Term Nts 1/15/03 100 2.06   Aa3 A+ AA- JPM na Comb. Comb.  
  National City Bank,Cleveland 1/15/02 135 Floats Mdm-Trm Fl Nts 1/21/03 100 Floats   Aa3 A+ AA- JPM na Comb. Comb.  
  National City Bank,Cleveland 1/15/02 11 Floats Mdm-Trm Fl Nts 1/21/03 99.99 Floats   Aa3 A+ AA- JPM na Comb. Comb.  
  Verizon New Jersey Inc 1/15/02 1000 6 Notes 1/17/12 100 6   Aa2 AA+ AA MORGAN-STANLEY na Comb. Comb.  
  Regency Centers LP 1/15/02 250 6.75 Notes 1/15/12 99.85 6.771 195 Baa2 BBB BBB+ GS,JPM 0.65 Comb. Comb.  
Yes Sigma Finance Inc 1/15/02 70 Floats Mdm-Trm Fl Nts 1/26/04 100 Floats   Aaa AAA AAA LEH na Comb. Comb.  
  Wells Fargo Bank NA 1/15/02 500 Floats Mdm-Trm Fl Nts 1/21/03 100 Floats   Aa1 AA- AA JPM na Comb. Comb.  
Yes Ameren Corp 1/16/02 100 5.7 Medium-Term Nts 2/1/07 99.74 5.76   A2 A A+ LEH,GS 0.6 0.125 0.125 0.35
  Bayerische Hypo-und Vereins- 1/16/02 100 Floats Bank Notes 1/20/04 100 Floats   Aa3 A+ AA- BA-SEC-LLC na Comb. Comb.  
Yes Beta Finance Inc(Beta Finance) 1/16/02 70 2.06 Medium-Term Nts 1/27/03 na Market   Aaa AAA AAA CS-FB Market Comb. Comb.  
  Commerzbank AG (New York) 1/16/02 50 2.045 Bank Notes 1/7/03 100 2.045   A1 AA- A+ BA-SEC-LLC na Comb. Comb.  
Yes Consumers Packaging Inc 1/16/02 1000 8.875 Notes 2/15/09 100 8.875   B2 BB NR BAS,GS na Comb. Comb.  
  Goldman Sachs Group Inc 1/16/02 75 Floats Mdm-Trm Fl Nts 1/22/04 100 Floats   A1 A+ AA- GS na Comb. Comb.  
  Goldman Sachs Group Inc 1/16/02 25 Floats Mdm-Trm Fl Nts 1/16/04 100 Floats   A1 A+ AA- GS na Comb. Comb.  
  National City Bank,Cleveland 1/16/02 200 2.04 Medium-Term Nts 1/17/03 100 2.04   Aa3 A+ AA- JPM na Comb. Comb.  
  Thomson Corp 1/16/02 400 5.75 Global Bonds 2/1/08 99.567 5.836   A3 A- NR BARC,SSB 0.4 Comb. Comb.  
Yes VW Credit Inc(Volkswagen AG) 1/16/02 492 Floats Mdm-Trm Fl Nts 1/22/04 100 Floats   A1 A+ NR LEH na Comb. Comb.  
Yes VW Credit Inc(Volkswagen AG) 1/16/02 208 Floats Mdm-Trm Fl Nts 1/22/05 100 Floats   A1 A+ NR LEH na Comb. Comb.  
  Continental Airlines Inc 1/17/02 175 4.5 Cvt Senior Debs 2/1/07 100 4.5   NA NR   CITIGROUP-SSB na Comb. Comb.  
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


  • 20 Jan 2002

All International Bonds

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 Citi 222,769.95 834 8.17%
2 JPMorgan 209,525.62 905 7.69%
3 Bank of America Merrill Lynch 200,206.86 651 7.35%
4 Barclays 171,115.08 604 6.28%
5 HSBC 150,238.06 692 5.51%

Bookrunners of All Syndicated Loans EMEA

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 JPMorgan 29,830.94 52 6.91%
2 BNP Paribas 28,159.68 110 6.52%
3 Credit Agricole CIB 22,424.47 104 5.19%
4 UniCredit 22,060.45 102 5.11%
5 SG Corporate & Investment Banking 21,979.64 84 5.09%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 Goldman Sachs 9,711.01 45 8.82%
2 JPMorgan 9,409.35 41 8.54%
3 Citi 7,643.16 42 6.94%
4 UBS 5,984.12 21 5.43%
5 Deutsche Bank 5,145.17 32 4.67%