- | Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Mgmt. Writing Fee % | Fee % |
* | 3/25/04 | DPL Inc | 175 | 8 | Notes | 3/31/09 | 99.835 | 8.041 | 535 | Ba2 | BB | NR | MORGAN-STANLEY | na | - | - | - |
- | 3/25/04 | Healthcare Realty Trust Inc | 300 | 5.125 | Senior Notes | 4/1/14 | 99.498 | 5.19 | 145 | Baa3 | BBB | BBB | WACHOVIA-SEC | 0.65 | - | Comb. | Comb. |
* | 3/25/04 | iStar Financial Inc | 250 | 5.125 | Senior Notes | 4/1/11 | 99.825 | 5.155 | 195 | Ba1 | BB+ | BBB- | JPM | na | - | - | - |
* | 3/25/04 | K2 (USA) LLC | 55 | Floats | Mdm-Trm Fl Nts | 4/1/05 | 100 | Floats | - | Aaa | AAA | NR | GS | na | - | - | - |
- | 3/25/04 | Lehman Brothers Holdings Inc | 11.7 | 5.4 | Medium-Term Nts | 3/30/29 | 100 | 5.4 | - | A1 | A+ | A+ | LEH | na | - | - | - |
* | 3/25/04 | Links Finance Corporation | 200 | Floats | Mdm-Trm Fl Nts | 4/15/05 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
- | 3/25/04 | PSEG Power LLC | 250 | 3.75 | Notes | 4/1/09 | 99.928 | 3.766 | - | Baa1 | BBB | NR | BARCLAYS-CAP-JPM | 0.6 | - | Comb. | Comb. |
- | 3/25/04 | PSEG Power LLC | 250 | 5 | Notes | 4/1/14 | 99.867 | 5.017 | 128 | Baa1 | BBB | NR | BARCLAYS-CAP-JPM | 0.65 | - | Comb. | Comb. |
- | 3/26/04 | American Express Credit | 150 | Floats | Mdm-Trm Fl Nts | 9/30/05 | 100 | Floats | - | Aa3 | A+ | A+ | WACHOVIA-SEC | na | - | - | - |
- | 3/26/04 | American Express Credit | 150 | Floats | Mdm-Trm Fl Nts | 9/30/05 | 100 | Floats | - | Aa3 | A+ | A+ | BA-SEC-LLC | na | - | - | - |
- | 3/26/04 | American Express Credit | 200 | Floats | Mdm-Trm Fl Nts | 3/30/06 | 100 | Floats | - | Aa3 | A+ | A+ | CITIGROUP | na | - | - | - |
- | 3/26/04 | American Express Credit | 150 | Floats | Mdm-Trm Fl Nts | 9/30/05 | 100 | Floats | - | Aa3 | A+ | A+ | CITIGROUP | na | - | - | - |
- | 3/26/04 | American Express Credit | 100 | Floats | Mdm-Trm Fl Nts | 3/30/06 | 100 | Floats | - | Aa3 | A+ | A+ | WACHOVIA-SEC | na | - | - | - |
- | 3/26/04 | AmSouth Bancorp,Alabama | 100 | Floats | Flt Rate Bk Nts | 9/29/05 | 100 | Floats | - | A1 | A | NR | CS-FB-CS | na | - | - | - |
* | 3/26/04 | El Pollo Loco | 70 | Zero | Sr Discount Nts | 3/15/10 | 55.784 | 12.5 | 979 | Caa1 | CCC+ | NR | JEFFERIES | na | - | - | - |
* | 3/26/04 | Leucadia National Corp | 100 | 7 | Notes | 8/15/13 | 102.191 | 6.682 | 287 | Ba1 | BBB- | NR | JEFFERIES | na | - | - | - |
- | 3/26/04 | National City Corp,Cleveland | 200 | 1.02 | Medium-Term Nts | 10/3/05 | 100 | 1.02 | 32 | A1 | A | AA- | WACHOVIA-SEC | na | - | - | - |
* | 3/26/04 | Sigma Finance Inc | 200 | Floats | Mdm-Trm Fl Nts | 4/13/06 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
* | 3/26/04 | Tango Finance Ltd | 100 | Floats | Mdm-Trm Fl Nts | 10/17/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
- | 3/26/04 | Toyota Motor Credit Corp | 100 | Floats | Mdm-Trm Fl Nts | 3/31/05 | 100 | Floats | - | Aaa | AAA | NR | BARCLAYS-CAP | na | - | - | - |
* | 3/26/04 | US Concrete Inc | 200 | 8.375 | Sr Sub Notes | 4/1/14 | 100 | 8.375 | 462 | B3 | B- | NR | CITIGROUP-BA-SEC-LLC | na | - | - | - |
* | 3/29/04 | Dorada Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 4/6/06 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
* | 3/29/04 | Heritage Property Invest Trust | 200 | 5.125 | Notes | 4/15/14 | 99.139 | 5.236 | 135 | Baa3 | BBB- | NR | BA-SEC-LLC-DEUTSCHE-BK-SEC | 0.065 | - | Comb. | Comb. |
* | 3/29/04 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 4/13/06 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
* | 3/29/04 | McCormick & Co Inc | 50 | 3.35 | Medium-Term Nts | 4/15/09 | 100 | 3.35 | - | A2 | A- | NR | WACHOVIA-SEC | na | - | - | - |
* | 3/29/04 | Pennsylvania Electric | 150 | 5.125 | Notes | 4/1/14 | 99.837 | 5.146 | 125 | Baa2 | BBB- | NR | CITIGROUP-MORGAN-STANLEY | 6.5 | - | Comb. | Comb. |
- | 3/29/04 | Prudential Financial Inc | 500 | 4.75 | Notes | 4/1/14 | 99.685 | 4.79 | 90 | A3 | A- | NR | DEUTSCHE-BK-SEC-LEH | na | - | - | - |
- | 3/29/04 | Regency Centers Corp | 150 | 4.5 | Notes | 4/15/14 | 99.747 | 4.532 | 110 | Baa2 | BBB | NR | WACHOVIA-SEC-JPM | na | - | - | - |
* | 3/30/04 | CSC Holdings Inc | 500 | 6.75 | Senior Notes | 4/15/12 | 100 | 6.75 | - | B1 | BB- | BB- | CITIGROUP-BA-SEC-LLC-BEAR-MERRILL-WACHOVIA-SEC | na | - | - | - |
* | 3/30/04 | Cablevision Systems Corp | 1,000.00 | 8 | Senior Notes | 4/15/12 | 100 | 8 | - | B3 | B+ | NR | CITIGROUP-BA-SEC-LLC-BEAR-MORGAN-STANLEY | na | - | - | - |
* | 3/30/04 | Cablevision Systems Corp | 500 | Floats | Sr Flt Notes | 4/1/09 | 100 | Floats | - | B3 | B+ | NR | JPM-CS-FB-CS | na | - | - | - |
- | 3/30/04 | Colonial Realty(Colonial Ppty) | 100 | 4.8 | Notes | 4/1/11 | 99.797 | 4.835 | - | Baa3 | BBB- | BBB- | CITIGROUP-MERRILL | na | - | - | - |
- | 3/30/04 | Diageo PLC | 500 | 3.875 | Global Notes | 4/1/11 | 99.165 | 4.013 | 65 | A3 | A | A+ | BA-SEC-LLC-BNP-PARIBAS-JPM | na | - | - | - |
* | 3/30/04 | Encore Acquisition Co | 150 | 6.25 | Sr Sub Bnds | 4/15/14 | 100 | 6.25 | 236 | B2 | B | NR | GS | na | - | - | - |
- | 3/30/04 | GlaxoSmithKline Capital Inc | 1,500.00 | 4.375 | Global Notes | 4/15/14 | 99.238 | 4.47 | 60 | Aa2 | AA | AA | CITIGROUP-JPM-LEH | na | - | - | - |
- | 3/30/04 | GlaxoSmithKline Capital Inc | 500 | 2.375 | Global Notes | 4/16/07 | 99.944 | 2.394 | 40 | Aa2 | AA | AA | CITIGROUP-JPM-LEH | na | - | - | - |
- | 3/30/04 | GlaxoSmithKline Capital Inc | 500 | 5.375 | Global Notes | 4/15/34 | 98.272 | 5.493 | 68 | Aa2 | AA | AA | CITIGROUP-JPM-LEH | na | - | - | - |
* | 3/30/04 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 10/20/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
* | 3/30/04 | Prestige Brands International | 210 | 9.25 | Sr Sub Notes | 4/15/12 | 100 | 9.25 | 566 | Caa1 | CCC+ | NR | BA-SEC-LLC-CITIGROUP | na | - | - | - |
- | 3/30/04 | SLM Corp | 25 | 3.63 | Medium-Term Nts | 5/1/14 | 100 | 3.63 | - | A2 | A | A+ | WACHOVIA-SEC | na | - | - | - |
* | 3/30/04 | Service Corp International | 250 | 6.75 | Senior Notes | 4/1/16 | 99.5 | 6.812 | 294 | B1 | BB- | NR | MERRILL | na | - | - | - |
- | 3/30/04 | Wells Fargo & Co,California | 500 | 4.625 | Notes | 4/15/14 | 99.832 | 4.646 | 75 | Aa2 | A+ | NR | GS-UBS-INV-BANK | na | - | - | - |
* | 3/31/04 | Beta Finance Inc(Beta Finance) | 100 | Floats | Mdm-Trm Fl Nts | 4/10/06 | 100 | Floats | - | Aaa | AAA | NR | CS-FB-CS | na | - | - | - |
* | 3/31/04 | Boyd Gaming Corp | 350 | 6.75 | Sr Sub Notes | 4/15/14 | 100 | 6.75 | 289 | B1 | B+ | B+ | DEUTSCHE-BK-SEC-BA-SEC-LLC-CIBC-WORLD | na | - | - | - |
- | 3/31/04 | CSFB USA Inc | 540 | Floats | Mdm-Trm Fl Nts | 4/5/07 | 100 | Floats | - | Aa3 | A+ | AA- | CS-FB-CS | na | - | - | - |
- | 3/31/04 | CSFB USA Inc | 500 | Floats | Mdm-Trm Fl Nts | 4/5/06 | 100 | Floats | - | Aa3 | A+ | AA- | CS-FB-CS | na | - | - | - |
* | 3/31/04 | Danske Bank A/S | 100 | Floats | Mdm-Trm Fl Nts | 10/3/05 | 100 | Floats | - | A2 | A+ | NR | WACHOVIA-SEC | na | - | - | - |
* | 3/31/04 | Liberty Lighthouse Capital | 25 | Floats | Medium-Term Nts | 4/16/07 | 99.851 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
- | 3/31/04 | Protective Life 2004-1 | 300 | 4 | Secured MTNs | 4/1/11 | 99.892 | 4.018 | 118 | Aa3 | AA | NR | LEH | na | - | - | - |
* | 3/31/04 | Westpac Banking Corp | 525 | 5.256 | Notes | Perpet. | 100 | na | 140 | A2 | A- | NR | DEUTSCHE-BK-SEC-MERRILL | na | - | - | - |
* | 4/1/04 | Exco Resources Inc | 100 | 7.25 | Senior Notes | 1/15/11 | 103.5 | 6.6 | 334 | B2 | B | NR | CS-FB-CS | na | - | - | - |
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Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. | |||||||||||||||||
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A | |||||||||||||||||
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
* More managers, but not listed; JB - joint books; Ý estimated price. |