.png){kind=logo}
GC Asia
SEC orders Goldman to pay $9.3m for trading misdeeds
The US Securities and Exchange Commission last week ordered Goldman Sachs to pay $9.3m in trading profits, interest and penalties, saying that Goldman's Treasury desk had broken anti-fraud laws for brokers.
Although Goldman denies liability, it will have to pay $5m by today (Friday) as a penalty, as well ...Already a subscriber? Login
-
Latest news from People & Markets
-
CLO tech firms step up as investors hone in on doc terms
25 Feb 2021 -
Moves in Brief: February 25, 2021
25 Feb 2021 -
STS ‘starting to have effect we were hoping for,’ says Santander’s Gandy
25 Feb 2021 -
BlackRock, Amundi too passive on climate
25 Feb 2021 -
Europe caught in a ‘trap’ of bail-in reluctance, says legal expert
25 Feb 2021
-
-
Latest news from People & Markets
-
CLO tech firms step up as investors hone in on doc terms
25 Feb 2021 -
Moves in Brief: February 25, 2021
25 Feb 2021 -
STS ‘starting to have effect we were hoping for,’ says Santander’s Gandy
25 Feb 2021 -
BlackRock, Amundi too passive on climate
25 Feb 2021 -
Europe caught in a ‘trap’ of bail-in reluctance, says legal expert
25 Feb 2021
-
