JP Morgan pays SEC $25m to settle IPO abuse allegations

  • 03 Oct 2003

JP Morgan paid a $25m civil penalty this week to settle allegations brought by the US Securities and Exchange Commission (SEC) that it wrongly allocated IPO stock to institutional clients in 1999 and 2000.

The settlement will increase speculation that other US investment banks may face investigation of their ...

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4 Goldman Sachs 28,948.54 58 6.48%
5 Deutsche Bank 24,623.55 77 5.51%

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5 SG Corporate & Investment Banking 444.17 3 5.63%