HK Regs Punish Firm For Warrants Abuse

The Hong Kong Securities and Futures Commission fined Tsun Chi Yuen Securities Co. HKD2 million and suspended an executive for one year for alleged manipulative trading on derivative warrants issued by Macquarie Bank between January 2004 and July 2005.

  • 31 Mar 2010

Source: Hong Kong Securities and Futures Commission

The Hong Kong Securities and Futures Commission fined Tsun Chi Yuen Securities Co. HKD2 million and suspended an executive for one year for alleged manipulative trading on derivative warrants issued by Macquarie Bank between January 2004 and July 2005. The Commission said ...

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