Execs See SEC Crackdown On Fixed-Income ETFs

The Securities and Exchange Commission is restricting the investment possibilities for new fixed-income exchange-traded funds, particularly actively managed vehicles, according to executives from Vanguard Group and PIMCO.

  • 15 Feb 2011

--Jason Kephart

The Securities and Exchange Commission is restricting the investment possibilities for new fixed-income exchange-traded funds, particularly actively managed vehicles, according to executives from Vanguard Group and PIMCO.

“They’re really cracking down on what can be done actively,” said Ken Volpert, head of the taxable bond group at ...

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5 HSBC 155,970.52 729 5.37%

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3 UniCredit 26,726.88 122 5.41%
4 SG Corporate & Investment Banking 26,569.73 97 5.38%
5 Credit Agricole CIB 23,807.36 111 4.82%

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1 Goldman Sachs 10,167.68 46 8.83%
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4 UBS 6,098.17 23 5.30%
5 Credit Suisse 5,236.02 28 4.55%