GAO Recommends FINRA Retro Reviews

The U.S. Government Accountability Office recommends that the U.S. Securities and Exchange Commission improve its oversight of the Financial Industry Regulatory Authority by encouraging FINRA to conduct retrospective reviews of its rules to help determine which are effective and which should be repealed or modified if they are not.

  • 30 May 2012
The U.S. Government Accountability Office recommends that the U.S. Securities and Exchange Commission improve its oversight of the Financial Industry Regulatory Authority by encouraging FINRA to conduct retrospective reviews of its rules to help determine which are effective and which should be repealed or modified if they are ...

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GlobalCapital European securitization league table

Rank Lead Manager/Arranger Total Volume $m No. of Deals Share % by Volume
1 Bank of America Merrill Lynch (BAML) 7,026 25 11.95
2 Citi 6,449 21 10.96
3 BNP Paribas 5,093 18 8.66
4 Barclays 4,040 11 6.87
5 Lloyds Bank 3,615 14 6.15

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  • Today
1 Citi 1,505.59 4 13.16%
2 SG Corporate & Investment Banking 1,292.64 1 11.30%
2 Rabobank 1,292.64 1 11.30%
4 Wells Fargo Securities 942.61 3 8.24%
5 Mizuho 875.48 2 7.65%