ASIC Warns Issuers On Complex Structured Product Marketing

Australia’s financial services firms are not adequately investigating their client’s personal circumstances before recommending complex capital protected structured products, therefore not meeting guidance set under recent regulatory reforms, according to the Australian Securities and Investments Commission.

  • 04 Dec 2013

Australia’s financial services firms are not adequately investigating their client’s personal circumstances before recommending complex capital protected structured products, therefore not meeting guidance set under recent regulatory reforms, according to the Australian Securities and Investments Commission.

Peter Kell, deputy chairman at ASIC in Canberra, warned the industry against ...

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Bookrunners of All Syndicated Loans EMEA

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1 JPMorgan 32,467.80 60 6.57%
2 BNP Paribas 32,284.10 130 6.53%
3 UniCredit 26,992.47 123 5.46%
4 SG Corporate & Investment Banking 26,569.73 97 5.37%
5 Credit Agricole CIB 23,807.36 111 4.81%

Bookrunners of all EMEA ECM Issuance

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  • Today
1 Goldman Sachs 10,167.68 46 8.82%
2 JPMorgan 9,894.90 42 8.58%
3 Citi 8,202.25 45 7.11%
4 UBS 6,098.17 23 5.29%
5 Credit Suisse 5,236.02 28 4.54%