CFTC gives further relief from reporting obligations

The US Commodity Futures Trading Commission (CFTC) has extended its existing 'no-action letter' relief and has given additional relief in regards to the reporting obligations that are required by the ownership and control reports (OCR) final rule.

  • By GlobalCapital
  • 26 Sep 2017

First implemented in 2013, the OCR final rule requires market participants to submit to the CFTC trader identification data and market participant data.

Compliance difficulties experienced since its introduction have meant that the CFTC division of market oversight has continually issued 'no-action letter' relief on some ...

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