|
Issuer |
Date |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
|
Countrywide Home Loans Inc |
10/18/01 |
35 |
Floats |
Mdm-Trm Fl Nts |
10/23/06 |
100 |
Floats |
|
A3 |
A |
A |
JPM |
0.14 |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
140 |
Floats |
Mdm-Trm Fl Nts |
10/23/03 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
80 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
40 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
275 |
Floats |
Mdm-Trm Fl Nts |
10/23/02 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Credit Suisse Group Fin (US) |
10/18/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Federal Agricultural Mortgage |
10/18/01 |
9.2 |
4.695 |
Medium-Term Nts |
10/23/06 |
100 |
4.695 |
92 |
NR |
NR |
NR |
ZIONS-CAP-MKTS |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/18/01 |
25 |
4.8 |
Medium-Term Nts |
5/7/07 |
100 |
4.8 |
102 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
10 |
4.15 |
Bonds |
5/9/05 |
100 |
4.15 |
97 |
NR |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
25 |
4.1 |
Bonds |
5/13/05 |
100 |
4.1 |
92 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
2000 |
3.625 |
Global Bonds |
10/15/04 |
99.992 |
3.628 |
89 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
15 |
6 |
Bonds |
11/14/16 |
100 |
6 |
70 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
50 |
5 |
Bonds |
11/14/07 |
100 |
5 |
69 |
NR |
NR |
NR |
NBC-CAP-MKTS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
250 |
3.06 |
Bonds |
10/24/03 |
100 |
3.06 |
29 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
13.7 |
4.875 |
Bonds |
8/15/05 |
Market |
Market |
89 |
NR |
NR |
NR |
SALOMON-SMITH |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
15 |
6.2 |
Bonds |
11/8/16 |
100 |
6.2 |
90 |
NA |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
35.4 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
60 |
NR |
NR |
NR |
SALOMON-SMITH |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
15 |
4.375 |
Bonds |
5/9/06 |
100 |
4.375 |
60 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
20 |
6.015 |
Bonds |
11/13/15 |
100 |
6.015 |
146 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
10 |
3.25 |
Bonds |
11/6/03 |
100 |
3.25 |
48 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
150 |
4.51 |
Bonds |
11/7/06 |
100 |
4.51 |
73 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
25 |
4.25 |
Bonds |
5/13/05 |
100 |
4.25 |
107 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
15 |
5.045 |
Bonds |
11/8/07 |
100 |
5.045 |
74 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
25 |
5.01 |
Bonds |
5/14/07 |
100 |
5.01 |
123 |
NR |
NR |
NR |
CSFB, MOKE |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
20 |
6.085 |
Bonds |
11/15/16 |
100 |
6.085 |
78 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
12.7 |
5.5 |
Bonds |
8/15/08 |
Market |
Market |
119 |
NR |
NR |
NR |
DAIN-RAUSCHER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/18/01 |
60 |
Varies |
Step-Up Bonds |
11/1/16 |
100 |
Varies |
|
NR |
NR |
NR |
BEAR,GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/18/01 |
250 |
3.195 |
Medium-Term Nts |
10/24/03 |
100 |
3.195 |
43 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/18/01 |
30 |
3.72 |
Medium-Term Nts |
5/5/04 |
100 |
3.72 |
54 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/18/01 |
250 |
3.84 |
Medium-Term Nts |
10/25/04 |
100 |
3.84 |
66 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/18/01 |
50 |
3.85 |
Medium-Term Nts |
11/5/04 |
100 |
3.85 |
67 |
NR |
NR |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/18/01 |
75 |
4.03 |
Medium-Term Nts |
4/29/05 |
100 |
4.03 |
85 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/18/01 |
175 |
5 |
Medium-Term Nts |
10/30/08 |
100 |
5 |
69 |
NR |
NR |
NR |
BEAR, GCM |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/18/01 |
200 |
3.5 |
Medium-Term Nts |
4/29/04 |
100 |
3.5 |
32 |
NR |
NR |
NR |
LEH,GS |
na |
Comb. |
|
Comb. |
|
Household Finance Corp |
10/18/01 |
2000 |
6.375 |
Global Bonds |
10/15/11 |
99.987 |
6.377 |
182 |
A2 |
A |
A+ |
BAS, MS,GS |
0.45 |
Comb. |
|
Comb. |
|
Household Finance Corp |
10/18/01 |
35 |
Floats |
Mdm-Trm Fl Nts |
10/23/06 |
100 |
Floats |
|
A2 |
A |
A+ |
JPM |
0.1 |
Comb. |
|
Comb. |
|
Italy |
10/18/01 |
3000 |
4.375 |
Global Notes |
10/25/06 |
99.468 |
4.494 |
70 |
Aa3 |
AA |
AA- |
LEH,SSB |
0.1 |
Comb. |
|
Comb. |
Yes |
L-3 Communications Holdings |
10/18/01 |
350 |
4 |
Sr Sub Cvt Debt |
10/15/11 |
100 |
na |
|
NA |
NR |
NA |
LEH |
na |
|
|
|
Yes |
Sigma Finance Inc |
10/18/01 |
25 |
Floats |
Mdm-Trm Fl Nts |
10/23/02 |
100 |
Floats |
|
Aaa |
AAA |
AAA |
MERRILL |
na |
Comb. |
|
Comb. |
Yes |
Sigma Finance Inc |
10/18/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
10/23/02 |
99.97 |
Floats |
|
Aaa |
AAA |
AAA |
CS-FB |
na |
Comb. |
|
Comb. |
|
Southwest Air P-T Certs 2001-1 |
10/18/01 |
150 |
5.1 |
Equip Tr Certs |
4/30/05 |
100 |
5.1 |
178 |
Aaa |
AAA |
NR |
SPM, SSB |
na |
Comb. |
|
Comb. |
|
Southwest Air P-T Certs 2001-1 |
10/18/01 |
89.3 |
6.126 |
Equip Tr Certs |
10/30/05 |
100 |
6.126 |
235 |
A2 |
A+ |
A+ |
JPM,SSB |
na |
Comb. |
|
Comb. |
|
Southwest Air P-T Certs 2001-1 |
10/18/01 |
375 |
5.496 |
Equip Tr Certs |
10/30/05 |
100 |
5.496 |
172 |
Aa2 |
AAA |
NR |
JPM |
na |
Comb. |
|
Comb. |
Yes |
Symantec Corp |
10/18/01 |
525 |
3 |
Convertible Nts |
11/1/06 |
100 |
3 |
|
NR |
B- |
NA |
CS-FB-CS |
2.5 |
Comb. |
|
Comb. |
Yes |
Teradyne Inc |
10/18/01 |
350 |
3.75 |
Cvt Senior Nts |
10/15/06 |
100 |
3.75 |
|
NR |
NR |
NA |
GS |
na |
Comb. |
|
Comb. |
|
Adelphia Communications Corp |
10/19/01 |
500 |
10.25 |
Senior Notes |
11/1/06 |
97.161 |
11 |
669 |
B2 |
B+ |
NR |
CS-FB |
na |
Comb. |
|
Comb. |
Yes |
Carnival Corp |
10/19/01 |
840.9 |
na |
Sr COCO LYONS |
PUT01/21 |
47.566 |
3.75 |
|
A2 |
A |
A |
MERRILL |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
20 |
4.5 |
Bonds |
5/15/07 |
100 |
4.5 |
75 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
10 |
5.67 |
Bonds |
11/7/11 |
100 |
5.67 |
113 |
NR |
NR |
NR |
HSBC-SECURITIES |
0.3 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
5.755 |
Bonds |
11/17/14 |
100 |
5.755 |
121 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
Varies |
Step-Up Bonds |
11/14/06 |
100 |
Varies |
|
NR |
NR |
NR |
MCD |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
40 |
5.34 |
Bonds |
11/6/08 |
100 |
5.34 |
105 |
NR |
NR |
NR |
PSI |
0.249 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
6.02 |
Bonds |
11/14/16 |
100 |
6.02 |
72 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
20 |
6.095 |
Bonds |
11/15/16 |
100 |
6.095 |
79 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
30 |
5 |
Bonds |
11/14/07 |
100 |
5 |
71 |
NR |
NR |
NR |
NBC-CAP-MKTS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
3.6 |
Bonds |
5/13/04 |
100 |
3.6 |
45 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
20 |
5.25 |
Bonds |
5/13/05 |
Market |
Market |
|
NR |
NR |
NR |
BA-SEC-LLC |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
50 |
4.005 |
Bonds |
5/13/05 |
100 |
4.005 |
86 |
NR |
NR |
NR |
US-PIPER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
30 |
3.5 |
Bonds |
5/13/04 |
100 |
3.5 |
35 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
25 |
4.52 |
Bonds |
11/13/06 |
100 |
4.52 |
77 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
10 |
5.125 |
Bonds |
11/6/08 |
100 |
5.125 |
83 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
0.244 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
35 |
4.7 |
Bonds |
11/6/06 |
100 |
4.7 |
95 |
NR |
NR |
NR |
PIPR,CS |
0.189 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
25 |
4.255 |
Bonds |
11/15/05 |
100 |
4.255 |
51 |
NR |
NR |
NR |
ADVEST,PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
12.5 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
144 |
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
31 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
|
NR |
NR |
NR |
HSBC-SECURITIES |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
30 |
5.25 |
Bonds |
11/6/08 |
100 |
5.25 |
96 |
NR |
NR |
NR |
PIPR,CS |
0.239 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
11 |
5.67 |
Bonds |
11/7/11 |
100 |
5.67 |
113 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
3.55 |
Bonds |
5/13/04 |
100 |
3.55 |
40 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
3.54 |
Bonds |
5/13/04 |
100 |
3.54 |
39 |
NR |
NR |
NR |
WELLS-FARGO |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
15 |
4.04 |
Bonds |
5/13/05 |
100 |
4.04 |
89 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/19/01 |
50 |
4.56 |
Bonds |
10/30/06 |
100 |
4.56 |
81 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/19/01 |
25 |
4.375 |
Medium-Term Nts |
11/1/05 |
100 |
4.375 |
63 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/19/01 |
50 |
4.02 |
Medium-Term Nts |
5/13/05 |
100 |
4.02 |
87 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/19/01 |
150 |
4.45 |
Medium-Term Nts |
11/8/06 |
100 |
4.45 |
70 |
NR |
NR |
NR |
CSFB, UBSW |
na |
Comb. |
|
Comb. |
|
General Motors Acceptance(GM) |
10/19/01 |
45 |
Floats |
Mdm-Trm Fl Nts |
10/23/02 |
100 |
Floats |
|
A2 |
BBB+ |
A- |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/19/01 |
60 |
Floats |
Mdm-Trm Fl Nts |
10/24/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/19/01 |
200 |
Floats |
Mdm-Trm Fl Nts |
10/24/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
0.175 |
Comb. |
|
Comb. |
|
Harris Bankcorp Inc,Chicago,IL |
10/19/01 |
75 |
2.44 |
Bank Notes |
10/22/02 |
100 |
2.44 |
-24 |
A2 |
A+ |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
Yes |
Liberty Lighthouse CP Co |
10/19/01 |
60 |
Floats |
Mdm-Trm Fl Nts |
11/1/02 |
99.93 |
Floats |
|
Aaa |
AAA |
AAA |
CS-FB |
na |
Comb. |
|
Comb. |
|
Paccar Financial Corp |
10/19/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
10/31/03 |
100 |
Floats |
|
A1 |
AA- |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Alberta Energy Co Ltd |
10/22/01 |
500 |
7.375 |
Bonds |
11/1/31 |
99.651 |
7.404 |
200 |
Baa1 |
BBB+ |
NR |
LEH |
0.875 |
0.175 |
0.5 |
0.2 |
|
Bank of America Corp |
10/22/01 |
50.1 |
6.3 |
Sub Notes |
10/15/16 |
100 |
6.3 |
96 |
Aa3 |
A |
AA- |
BA-SEC-LLC |
0.2 |
Comb. |
|
Comb. |
|
Bank of America Corp |
10/22/01 |
98.6 |
6.85 |
Sub Notes |
10/15/26 |
100 |
6.85 |
151 |
Aa3 |
A |
AA- |
BA-SEC-LLC |
0.25 |
Comb. |
|
Comb. |
|
Bank of America Corp |
10/22/01 |
13.2 |
6.45 |
Sub Notes |
10/15/21 |
100 |
6.45 |
111 |
Aa3 |
A |
AA- |
BA-SEC-LLC |
0.25 |
Comb. |
|
Comb. |
|
BellSouth Corp |
10/22/01 |
750 |
6.875 |
Global Bonds |
10/15/31 |
99.35 |
6.927 |
158 |
Aa3 |
A+ |
NR |
SSB,MS |
0.875 |
0.175 |
0.5 |
0.2 |
|
BellSouth Corp |
10/22/01 |
1000 |
6 |
Global Bonds |
10/15/11 |
99.698 |
6.041 |
144 |
Aa3 |
A+ |
NR |
SSB,MS |
0.45 |
Comb. |
|
Comb. |
|
BellSouth Corp |
10/22/01 |
1000 |
5 |
Global Bonds |
10/15/06 |
99.775 |
5.052 |
124 |
Aa3 |
A+ |
NR |
MS,SSB |
0.35 |
Comb. |
|
Comb. |
|
Consolidated Natural Gas Co |
10/22/01 |
450 |
6.25 |
Senior Notes |
11/1/11 |
99.844 |
6.271 |
165 |
A3 |
BBB+ |
A |
BAS,GS,MER |
0.65 |
0.13 |
0.4 |
0.12 |
|
Consolidated Natural Gas Co |
10/22/01 |
500 |
5.375 |
Senior Notes |
11/1/06 |
99.938 |
5.389 |
155 |
A3 |
BBB+ |
A |
BAS,GS,MER |
0.6 |
0.125 |
0.35 |
0.125 |
|
Federal Home Loan Banks |
10/22/01 |
15 |
4.53 |
Bonds |
11/14/06 |
100 |
4.53 |
72 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
4.77 |
Bonds |
11/16/06 |
100 |
4.77 |
96 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
15 |
4 |
Bonds |
11/15/04 |
100 |
4 |
80 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
2.415 |
Bonds |
11/13/02 |
100 |
2.415 |
-33 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
15 |
4.4 |
Bonds |
5/15/06 |
100 |
4.4 |
59 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.15 |
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
15 |
4.02 |
Bonds |
11/19/04 |
100 |
4.02 |
82 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
45 |
Varies |
Step-Up Bonds |
11/15/06 |
100 |
Varies |
|
NR |
NR |
NR |
AMHERST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
45 |
3.545 |
Bonds |
5/13/04 |
100 |
3.545 |
35 |
NR |
NR |
NR |
WELLS-FARGO |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
30 |
6.375 |
Bonds |
11/15/16 |
100 |
6.375 |
103 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
Varies |
Step-Up Bonds |
5/16/05 |
100 |
Varies |
|
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
60 |
NR |
NR |
NR |
WELLS-FARGO-BK |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
30 |
5.885 |
Bonds |
11/7/11 |
100 |
5.885 |
128 |
NR |
NR |
NR |
GREEN-NATWEST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
4.1 |
Bonds |
5/16/05 |
100 |
4.1 |
90 |
NR |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
40 |
6.3 |
Bonds |
11/15/16 |
100 |
6.3 |
96 |
NR |
NR |
NR |
LEGG,RAJA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
5.35 |
Bonds |
11/13/08 |
100 |
5.35 |
99 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
15 |
4.59 |
Bonds |
11/15/06 |
100 |
4.59 |
78 |
NR |
NR |
NA |
CS,GKST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
15 |
3.625 |
Bonds |
5/19/04 |
100 |
3.625 |
43 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
5 |
Bonds |
5/14/07 |
100 |
5 |
119 |
NR |
NR |
NR |
MOKE, NBC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
75 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
60 |
NR |
NR |
NR |
MERRILL |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
300 |
2.5 |
Bonds |
11/13/02 |
100 |
2.5 |
-25 |
NR |
NR |
NR |
CSFB, LEH,UBSW |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
4.75 |
Bonds |
11/13/06 |
100 |
4.75 |
94 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/22/01 |
25 |
3.35 |
Bonds |
12/19/03 |
100 |
3.35 |
60 |
NR |
NR |
NR |
STEPH.,VIN. |
na |
Comb. |
0.1 |
Comb. |
|
Federal Home Loan Mortgage |
10/22/01 |
35 |
Varies |
Step-Up MTN |
11/1/16 |
100 |
Varies |
|
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/22/01 |
15 |
4.125 |
Medium-Term Nts |
5/13/05 |
100 |
4.125 |
93 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/22/01 |
20 |
6.3 |
Medium-Term Nts |
11/8/16 |
100 |
6.3 |
96 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/22/01 |
50 |
4.56 |
Medium-Term Nts |
11/7/06 |
100 |
4.56 |
75 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/22/01 |
50 |
4.28 |
Medium-Term Nts |
11/14/05 |
100 |
4.28 |
47 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/22/01 |
100 |
3.15 |
Medium-Term Nts |
11/13/03 |
100 |
3.15 |
40 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/22/01 |
50 |
5.1 |
Medium-Term Nts |
11/13/08 |
100 |
5.1 |
74 |
NR |
NR |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/22/01 |
150 |
4.7 |
Medium-Term Nts |
11/6/06 |
100 |
4.7 |
89 |
NR |
NR |
NR |
CSFB, HSBC |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/22/01 |
25 |
6 |
Bonds |
11/8/16 |
100 |
6 |
66 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Ford Motor Co |
10/22/01 |
1500 |
7.45 |
Global Bonds |
7/16/31 |
93.572 |
8.019 |
263 |
A3 |
BBB+ |
A- |
BEAR, CSFB, LEH,SSB |
0.75 |
0.2 |
0.35 |
0.2 |
|
Ford Motor Credit Co |
10/22/01 |
2500 |
7.25 |
Global Bonds |
10/25/11 |
99.621 |
7.304 |
270 |
A2 |
BBB+ |
A- |
BEAR, CSFB, MER,SSB |
0.425 |
0.115 |
0.2 |
0.11 |
|
Ford Motor Credit Co |
10/22/01 |
1500 |
Floats |
Global Bonds |
10/25/04 |
100 |
Floats |
|
A2 |
BBB+ |
A- |
BEAR,CSFB,MER,SSB |
0.175 |
0.045 |
0.085 |
0.045 |
|
Ford Motor Credit Co |
10/22/01 |
3000 |
6.5 |
Global Bonds |
1/25/07 |
99.475 |
6.623 |
280 |
A2 |
BBB+ |
A- |
BEAR,CSFB,MER,SSB |
0.325 |
0.09 |
0.15 |
0.085 |
|
Ford Motor Credit Co |
10/22/01 |
898.2 |
Floats |
Global Bonds |
10/25/03 |
100 |
Floats |
|
A2 |
BBB+ |
A- |
BEAR,CSFB,MER,SSB |
0.125 |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/22/01 |
75 |
Floats |
Mdm-Trm Fl Nts |
10/24/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/22/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
10/24/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
LaSalle Bank NA,Chicago,IL |
10/22/01 |
5 |
5 |
CDs |
11/7/08 |
100 |
5 |
64 |
Aa3 |
AA- |
AA |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Sparbankernas Bank |
10/22/01 |
75 |
2.41 |
CDs |
10/23/02 |
100 |
2.41 |
-34 |
NR |
NR |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Canadian Pacific Railway Co |
10/23/01 |
350 |
7.125 |
Bonds |
10/15/31 |
99.955 |
7.129 |
174 |
Baa2 |
BBB |
NR |
SSB, BAS,CSFB |
0.875 |
Comb. |
|
Comb. |
|
Canadian Pacific Railway Co |
10/23/01 |
400 |
6.25 |
Notes |
10/15/11 |
99.704 |
6.291 |
164 |
Baa2 |
BBB |
NR |
SSB,BAS,CSFB |
0.65 |
Comb. |
|
Comb. |
|
Centex Corp |
10/23/01 |
25 |
Floats |
Sr Med Term Nts |
10/10/06 |
100 |
Floats |
|
Baa2 |
BBB |
BBB |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Clear Channel Communications |
10/23/01 |
750 |
6 |
Notes |
11/1/06 |
99.564 |
6.102 |
225 |
Baa3 |
BBB- |
NR |
BAS,JPM |
na |
Comb. |
|
Comb. |
Yes |
Cubist Pharmaceuticals Inc |
10/23/01 |
125 |
5.5 |
Cvt Subord Nts |
10/26/08 |
100 |
5.5 |
|
NR |
NR |
NA |
ROBERTSON-S |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
20 |
6.01 |
Bonds |
11/20/12 |
100 |
6.01 |
136 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
25 |
6.31 |
Bonds |
11/1/16 |
100 |
6.31 |
92 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.125 |
Bonds |
11/15/05 |
100 |
4.125 |
27 |
NR |
NR |
NR |
AMHERST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
75 |
3.875 |
Bonds |
11/8/04 |
100 |
3.875 |
63 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
6.045 |
Bonds |
11/20/14 |
100 |
6.045 |
140 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
3.92 |
Bonds |
2/14/05 |
100 |
3.92 |
68 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.26 |
Bonds |
5/20/05 |
100 |
4.26 |
102 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
100 |
2.375 |
Bonds |
10/29/02 |
Market |
Market |
|
NR |
NR |
NR |
FUJI-SEC |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
Varies |
Step-Up Bonds |
11/13/07 |
100 |
Varies |
|
NR |
NR |
NR |
GRIFFIN-KUBIK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
35 |
5.03 |
Bonds |
5/15/07 |
100 |
5.03 |
118 |
NR |
NR |
NR |
LEH,MOKE |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
25 |
4.25 |
Bonds |
5/13/05 |
100 |
4.25 |
101 |
NR |
NR |
NR |
CSFB,MOKE |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
9.5 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
60 |
NR |
NR |
NR |
SALOMON-SMITH |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
20 |
6.01 |
Bonds |
11/22/16 |
100 |
6.01 |
62 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
50 |
4.3 |
Bonds |
11/7/05 |
100 |
4.3 |
45 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.08 |
Bonds |
5/13/05 |
100 |
4.08 |
84 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
300 |
Zero |
Bonds |
11/15/21 |
Market |
Market |
|
NR |
NR |
NR |
FIRST-TN-BK |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
6.16 |
Bonds |
11/14/16 |
100 |
6.16 |
77 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
28 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
134 |
NR |
NR |
NR |
MERRILL |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.03 |
Bonds |
5/13/05 |
100 |
4.03 |
79 |
NA |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
3.54 |
Bonds |
5/15/04 |
100 |
3.54 |
30 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.25 |
Bonds |
5/19/06 |
100 |
4.25 |
40 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
4.55 |
Bonds |
11/20/06 |
100 |
4.55 |
70 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/23/01 |
15 |
6.35 |
Bonds |
11/14/16 |
100 |
6.35 |
96 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
15 |
4.2 |
Medium-Term Nts |
11/14/05 |
100 |
4.2 |
35 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
150 |
5.85 |
Medium-Term Nts |
11/7/11 |
100 |
5.85 |
120 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
20 |
6 |
Medium-Term Nts |
10/25/21 |
100 |
6 |
61 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
500 |
4.125 |
Medium-Term Nts |
5/13/05 |
100 |
4.125 |
88 |
NR |
NR |
NR |
BEAR,GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
25 |
4.61 |
Medium-Term Nts |
11/6/06 |
100 |
4.61 |
76 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
50 |
4.2 |
Medium-Term Nts |
11/7/05 |
100 |
4.2 |
35 |
NR |
NR |
NR |
CS-FB |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
20 |
5 |
Medium-Term Nts |
11/7/08 |
100 |
5 |
60 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
20 |
4 |
Medium-Term Nts |
11/7/05 |
100 |
4 |
15 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/23/01 |
100 |
2.56 |
Medium-Term Nts |
11/13/02 |
100 |
2.56 |
-22 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/23/01 |
250 |
6.625 |
Benchmark Nts |
11/15/30 |
107.228 |
6.091 |
70 |
NR |
NR |
NR |
CSFB, DB, SSB |
0.1 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/23/01 |
50 |
4.6 |
Medium-Term Nts |
11/13/06 |
100 |
4.6 |
75 |
NR |
NR |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/23/01 |
250 |
3.2 |
Medium-Term Nts |
11/13/03 |
100 |
3.2 |
42 |
NR |
NR |
NR |
BEAR |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/23/01 |
6000 |
4.375 |
Benchmark Nts |
10/15/06 |
99.86 |
4.407 |
55 |
NR |
NR |
NR |
CSFB,DB,SSB |
0.1 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/23/01 |
50 |
3.875 |
Medium-Term Nts |
11/15/04 |
100 |
3.875 |
63 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/23/01 |
25 |
Floats |
Mdm-Trm Fl Nts |
10/24/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/23/01 |
110 |
Floats |
Mdm-Trm Fl Nts |
10/26/04 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
Goldman Sachs Group Inc |
10/23/01 |
40 |
Floats |
Mdm-Trm Fl Nts |
10/26/04 |
100 |
Floats |
|
A1 |
A+ |
AA- |
GS |
na |
Comb. |
|
Comb. |
|
PNC Funding |
10/23/01 |
400 |
5.75 |
Notes |
8/1/06 |
103.01 |
5.028 |
117 |
A2 |
A- |
NR |
JPM,SSB |
na |
Comb. |
|
Comb. |
|
PNC Funding |
10/23/01 |
600 |
Floats |
Float Rate Nts |
10/29/04 |
100 |
Floats |
|
A2 |
A- |
NR |
JPM,SSB |
na |
Comb. |
|
Comb. |
Yes |
Petco Animal Supplies Inc |
10/23/01 |
200 |
10.75 |
Sr Sub Notes |
11/1/11 |
100 |
10.75 |
610 |
B3 |
B |
NR |
GS |
na |
Comb. |
|
Comb. |
Yes |
Sigma Finance Inc |
10/23/01 |
40 |
2.49 |
Medium-Term Nts |
10/25/02 |
na |
Market |
|
Aaa |
AAA |
AAA |
CS-FB |
Market |
Comb. |
|
Comb. |
|
Simon Property Group Inc |
10/23/01 |
750 |
6.375 |
Notes |
11/15/07 |
99.234 |
6.529 |
234 |
Baa1 |
BBB |
NR |
BAS,SSB |
na |
Comb. |
|
Comb. |
|
Southwestern Public Service Co |
10/23/01 |
500 |
5.125 |
Bonds |
11/1/06 |
99.728 |
5.187 |
133 |
A3 |
A- |
A+ |
LEH |
na |
Comb. |
|
Comb. |
|
Tyco International Ltd |
10/23/01 |
1500 |
6.375 |
Bonds |
10/15/11 |
99.97 |
6.38 |
173 |
Baa1 |
A |
NR |
BEAR,CSFB, |
0.65 |
Comb. |
0.4 |
Comb. |
|
United Technologies Corp |
10/23/01 |
400 |
4.875 |
Notes |
11/1/06 |
99.736 |
4.935 |
108 |
A2 |
A+ |
NR |
GS |
na |
Comb. |
|
Comb. |
Yes |
Advance Stores Co |
10/24/01 |
200 |
10.25 |
Sr Sub Notes |
4/15/08 |
92.802 |
11.875 |
756 |
B3 |
B- |
NR |
JPM, CSFB |
na |
Comb. |
|
Comb. |
|
CSX Corp |
10/24/01 |
490 |
Zero |
Zero Cvt Debs |
PUT03/21 |
81.914 |
1 |
|
NR |
B |
|
CS-FB-CS |
na |
Comb. |
|
Comb. |
Yes |
DIMON Inc |
10/24/01 |
225 |
9.625 |
Senior Notes |
10/30/11 |
100 |
9.625 |
505 |
Ba3 |
BB |
NR |
WACHOVIA-CAP |
na |
Comb. |
|
Comb. |
|
Emerson Electric Co |
10/24/01 |
250 |
5.75 |
Bonds |
11/1/11 |
99.602 |
5.803 |
118 |
Aa3 |
AA- |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
25 |
5.75 |
Bonds |
8/15/11 |
Market |
Market |
113 |
NR |
NR |
NR |
BEAR |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
100 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
|
NR |
NR |
NR |
ABN-AMRO-INC |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
15 |
3.7 |
Bonds |
11/19/04 |
100 |
3.7 |
48 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
15 |
5.375 |
Bonds |
11/19/08 |
100 |
5.375 |
99 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
30 |
5 |
Bonds |
11/21/07 |
100 |
5 |
62 |
NR |
NR |
NR |
BEAR,GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
25 |
4.56 |
Bonds |
11/14/06 |
100 |
4.56 |
72 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
50 |
3.875 |
Bonds |
11/8/04 |
100 |
3.875 |
66 |
NR |
NR |
NR |
GS |
0.135 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
138.8 |
4.625 |
Bonds |
8/13/04 |
Market |
Market |
|
NR |
NR |
NR |
MORGAN-STANLEY |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
50 |
5.25 |
Bonds |
8/15/06 |
Market |
Market |
|
NR |
NR |
NR |
UBS-WARBURG |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
25 |
4.625 |
Bonds |
8/13/04 |
Market |
Market |
141 |
NR |
NR |
NR |
ZIONS-CAP-MKTS |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
13.3 |
5 |
Bonds |
2/14/03 |
Market |
Market |
|
NA |
NR |
NA |
UBS-WARBURG |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
38 |
5.75 |
Bonds |
8/15/11 |
Market |
Market |
113 |
NR |
NR |
NR |
CS-FB |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
25 |
6.125 |
Bonds |
11/8/16 |
100 |
6.125 |
76 |
NA |
NR |
NA |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
25.4 |
4.875 |
Bonds |
8/15/05 |
Market |
Market |
166 |
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
15 |
5.78 |
Bonds |
11/20/13 |
100 |
5.78 |
116 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
20 |
6.165 |
Bonds |
11/21/16 |
100 |
6.165 |
80 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
15 |
3.5 |
Bonds |
5/19/04 |
100 |
3.5 |
28 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/24/01 |
15 |
4.45 |
Bonds |
5/15/06 |
100 |
4.45 |
61 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/24/01 |
25 |
6.25 |
Medium-Term Nts |
11/14/16 |
100 |
6.25 |
89 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/24/01 |
30 |
Varies |
Step-Up Bonds |
11/8/16 |
Market |
Varies |
|
NA |
NR |
NA |
RYAN-BECK |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/24/01 |
20 |
5.4 |
Medium-Term Nts |
11/8/10 |
100 |
5.4 |
78 |
NR |
NR |
NR |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
PECO Energy Co |
10/24/01 |
250 |
5.95 |
Fst Mtg Bonds |
11/1/11 |
99.843 |
5.971 |
135 |
A2 |
A |
NR |
MER, WACH. SEC. |
na |
Comb. |
|
Comb. |
|
Pfizer Ltd(Pfizer Inc) |
10/24/01 |
600 |
3.625 |
Bonds |
11/1/04 |
100 |
3.625 |
41 |
Aaa |
AAA |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Progress Energy Inc |
10/24/01 |
400 |
5.85 |
Bonds |
10/30/08 |
99.955 |
5.858 |
150 |
Baa1 |
BBB |
BBB |
JPM,SSB |
na |
Comb. |
|
Comb. |
|
Progress Energy Inc |
10/24/01 |
400 |
7 |
Bonds |
10/30/31 |
99.33 |
7.054 |
168 |
Baa1 |
BBB |
BBB |
JPM,SSB |
na |
Comb. |
|
Comb. |
Yes |
Sigma Finance Inc |
10/24/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
10/25/02 |
100 |
Floats |
|
Aaa |
AAA |
AAA |
JPM |
0.03 |
Comb. |
|
Comb. |
Yes |
LSI Logic Corp |
10/25/01 |
450 |
4 |
Cvt Subord Nts |
11/1/06 |
100 |
4 |
|
Ba3 |
B |
|
LEH |
3 |
0.6 |
1.8 |
0.6 |
See www.bondweek.com for a complete list of ratings changes. |
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; † estimated price. |