"If your firm is not being investigated now...you should feel left out."

© 2025 GlobalCapital, Derivia Intelligence Limited, company number 15235970, 4 Bouverie Street, London, EC4Y 8AX. Part of the Delinian group. All rights reserved.

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement | Event Participant Terms & Conditions

"If your firm is not being investigated now...you should feel left out."

--David DeMuro, director of global compliance and regulation at Lehman Brothers, speaking at The Bond Market Association-sponsored legal and compliance conference about NASD investigations into firms' fixed-income transaction disclosures.

"If your firm is not being investigated now...you should feel left out."--David DeMuro, director of global compliance and regulation at Lehman Brothers, speaking at The Bond Market Association-sponsored legal and compliance conference about NASD investigations into firms' fixed-income transaction disclosures.

Related articles

Gift this article