Asiamoney Brokers Poll 2016 results
CHINA (H-shares, Red chips, P-chips)



For a breakdown of results, for the winning teams and individuals, please visit any of the following:

  • Overall poll results
  • Hedge Funds
  • Prime Broking
  • Asia (ex-Japan) region
  • Results for other countries: Australia, China (A & B shares), Hong Kong (local), India, Indonesia, Japan, Korea, Malaysia, Pakistan, Singapore, Taiwan, Thailand, The Philippines and Vietnam.

  • For more granular data or more information, please contact Mark Lilley.

     ©Asiamoney Brokers poll 2016

    More on this poll:

    Questionnaire

    Methodology

    More data

    Best local brokerage

    Rank Firm %
    1 CICC 33.05%
    2 CITICS 18.65%
    3 HSBC 17.22%

    Best for overall country research

    Rank Firm %
    1 CICC 19.60%
    2 HSBC 15.21%
    3 CLSA 7.77%

    Best overall sales services

    Rank Firm %
    1 CICC 19.18%
    2 HSBC 14.44%
    3 CLSA 9.44%

    Best research coverage

    Sector Analyst Firm
    Strategy Hanfeng Wang CICC 
    Macroeconomics Hong Liang CICC 
    Small Caps Vincent Yu SWS Research 
    Banks Jie Anson Huang CICC 
    Consumer Discretionary Haiyan Guo CICC 
    Consumer Staples Haiyan Guo CICC 
    Diversified Financials Jie Anson Huang CICC 
    Energy Vincent Yu SWS Research 
    Health Care Jing Qiang CICC 
    Industrials Huimin Wu CICC 
    Insurance Bolun Tang CICC 
    Materials Vincent Yu SWS Research 
    Real Estate Yu Eric Zhang CICC 
    Semiconductors & semiconductor equipment Rung Yan Andrew Lin CICC 
    Software, Internet & Services Yue Natalie Wu CICC 
    Technology Hardware & Equipment Kai Qian CICC 
    Telecommunications Haofei Chen CICC 
    Transportation Xiaofeng Shen CICC 
    Utilities Vincent Yu SWS Research 

    Best execution

    Rank Firm %
    1 CICC 19.11%
    2 HSBC 8.39%
    3 CLSA 7.10%

    Best in sales trading

    Rank Firm %
    1 CICC  22.50%
    2 BOCI  8.72%
    3 CCBI  8.33%

    Most improved brokerage over the last 12 months

    Rank Firm %
    1 CICC 17.53%
    2 HSBC 8.53%
    3 CLSA 6.85%

    Best for events and/or conferences

    Rank Firm %
    1 CICC 18.90%
    2 CLSA 11.84%
    3 UBS 6.18%

    Best for roadshows and company visits

    Rank Firm %
    1 CICC 20.32%
    2 CLSA 7.86%
    3 HSBC 5.40%

    Most independent research brokerage

    Rank Firm %
    1 CICC 21.18%
    2 CLSA 17.75%
    3 BOCOM 6.31%

    Best salesperson

    Rank Name Firm %
    1 Tommy Tang CLSA  8.63%
    2 Joyce Li HSBC  2.37%
    =3 Danxia Gu SWS Research  1.89%
    =3 Jimmy He CICC  1.89%

    Best Sales Trader

    Rank Name  Firm %
    1 Michael Douglas Lee Societe Generale  4.54%
    2 Jun Deng CICC  4.24%
    3 Stuart Gates CCBI  3.37%

    Panda Bonds Top Arrangers

    Rank Arranger Share % by Volume
    1 CITIC Securities 44.72
    2 China CITIC Bank Corp 22.36
    3 Industrial and Commercial Bank of China (ICBC) 10.16
    3 China Merchants Bank Co 10.16
    3 Bank of China (BOC) 10.16

    Bookrunners of Asia-Pac (ex-Japan) ECM

    Rank Lead Manager Amount $m No of issues Share %
    • Last updated
    • 24 May 2017
    1 CITIC Securities 6,837.51 32 7.14%
    2 China International Capital Corp Ltd 6,746.42 29 7.04%
    3 Goldman Sachs 5,682.95 21 5.93%
    4 China Securities Co Ltd 4,703.49 25 4.91%
    5 UBS 4,459.61 23 4.65%

    Bookrunners of Asia Pacific (ex-Japan) G3 DCM

    Rank Lead Manager Amount $m No of issues Share %
    • Last updated
    • 24 May 2017
    1 HSBC 17,927.36 101 9.30%
    2 Citi 15,452.58 89 8.01%
    3 JPMorgan 12,180.99 61 6.32%
    4 Morgan Stanley 9,251.45 43 4.80%
    5 Standard Chartered Bank 8,766.36 56 4.55%

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