Asiamoney Brokers Poll 2016 results 
CHINA (A & B shares)



For a breakdown of results, for the winning teams and individuals, please visit any of the following:

  • Overall poll results
  • Hedge Funds
  • Prime Broking
  • Asia (ex-Japan) region
  • Results for other countries: Australia, China (H-shares, Red chips, P-chips), Hong Kong (local), India, Indonesia, Japan, Korea, Malaysia, Pakistan, Singapore, Taiwan, Thailand, The Philippines and Vietnam.

  • For more granular data or more information, please contact Mark Lilley.

     ©Asiamoney Brokers poll 2016

    More on this poll:

    Questionnaire

    Methodology

    More data

    Best local brokerage

    Rank Firm %
    1 CICC 36.99%
    2 CITICS 32.13%
    3 SWS Research 4.93%

    Best for overall country research

    Rank Firm %
    1 CICC 26.82%
    2 CITICS 21.22%
    3 UBS 5.60%

    Best overall sales services

    Rank Firm %
    1 CICC 26.21%
    2 CITICS 22.23%
    3 UBS 5.69%

    Best research coverage

    Sector Analyst Firm
    Strategy Hanfeng Wang CICC 
    Macroeconomics Hong Liang CICC 
    Small Caps Min Li CICC 
    Banks Jie Anson Huang CICC 
    Consumer Discretionary Haiyan Guo CICC 
    Consumer Staples Haiyan Guo CICC 
    Diversified Financials Jie Anson Huang CICC 
    Energy Bin Guan CICC 
    Health Care Jing Qiang CICC 
    Industrials Huimin Wu CICC 
    Insurance Bolun Tang CICC 
    Materials Wei Chai CICC 
    Real Estate Jingbian Ning CICC 
    Semiconductors & semiconductor equipment Chinyi Erica Chen CICC 
    Software, Internet & Services Jiajia Yang CITICS 
    Technology Hardware & Equipment Chinyi Erica Chen CICC 
    Telecommunications Haofei Chen CICC 
    Transportation Xiaofeng Shen CICC 
    Utilities Min Li CICC 

    Best execution

    Rank Firm %
    1 CICC 27.18%
    2 CITICS 20.71%
    3 UBS 5.67%

    Best in sales trading

    Rank Firm %
    1 CICC  33.76%
    2 CITICS  22.78%
    3 CCBI  10.83%

    Most improved brokerage over the last 12 months

    Rank Firm %
    1 CITICS 23.13%
    2 CICC 20.48%
    3 Yuanta 5.92%

    Best for events and/or conferences

    Rank Firm %
    1 CICC 25.37%
    2 CITICS 20.12%
    3 UBS 5.78%

    Best for roadshows and company visits

    Rank Firm %
    1 CICC 25.94%
    2 CITICS 19.23%
    3 UBS 4.31%

    Most independent research brokerage

    Rank Firm %
    1 CICC 31.11%
    2 CITICS 23.06%
    3 UBS 5.55%

    Best salesperson

    Rank Name Firm %
    1 Tommy Tang CLSA  8.86%
    2 Yiming Zhang CICC  1.98%
    3 Ziyue Bai CITICS  1.97%

    Best Sales Trader

    Rank Name   %
    1 Stuart Gates CCBI  4.01%
    2 Jun Deng CICC  3.79%
    3 Patrick Ko CCBI  3.74%

    Panda Bonds Top Arrangers

    Rank Arranger Share % by Volume
    1 CITIC Securities 30.19
    2 China CITIC Bank Corp 12.38
    3 Bank of China (BOC) 11.61
    4 Everbright Securities 10.84
    5 China Merchants Bank Co 10.06

    Bookrunners of Asia-Pac (ex-Japan) ECM

    Rank Lead Manager Amount $m No of issues Share %
    • Last updated
    • Today
    1 CITIC Securities 8,260.06 48 5.51%
    2 Goldman Sachs 8,255.09 35 5.50%
    3 China International Capital Corp Ltd 7,824.36 37 5.22%
    4 UBS 6,618.00 48 4.41%
    5 Citi 6,128.50 41 4.09%

    Bookrunners of Asia Pacific (ex-Japan) G3 DCM

    Rank Lead Manager Amount $m No of issues Share %
    • Last updated
    • Today
    1 HSBC 23,832.57 153 8.84%
    2 Citi 19,977.91 128 7.41%
    3 JPMorgan 16,609.75 95 6.16%
    4 Standard Chartered Bank 12,715.21 93 4.72%
    5 Bank of America Merrill Lynch 12,122.46 70 4.50%

    Asian polls & awards

    • RMB internationalisation: 10 questions for the market, part 2

      Every year, our sister publication Asiamoney carries out an Offshore RMB Poll. As part of that process, the magazine asks the market for its thoughts on important renminbi topics. In this third year, we received around 2,300 valid responses, up 3% on a year ago. The ten questions included a new one on the inclusion of onshore RMB assets in global indices. Here we present the answers to the final five questions.

    • RMB internationalisation: 10 questions for the market, part 1

      Every year, our sister publication Asiamoney carries out an Offshore RMB Poll. As part of that process, the magazine asks the market for its thoughts on important renminbi topics. In this third year, we received around 2,300 valid responses, up 3% on a year ago. The ten questions included a new one on the inclusion of onshore RMB assets in global indices. Here we present the answers to the first five questions.

    • Made in China: The best banks and deals of 2016

      You know who won, now find out why. GlobalCapital Asia and Asiamoney present the extended results of our 2016 China Deals and Investment Bank of the Year awards, recognising achievement both on and offshore.

    • Asia’s standout deals

      GlobalCapital Asia and Asiamoney present the extended results for our 2016 Best Country Deals. Discover why these bond, equity and loan transactions delivered outstanding outcomes for issuers and investors.

    • Aussie award winners: The best banks and deals of 2016

      The names have been announced, now find out why they stood out from the crowd. GlobalCapital Asia and Asiamoney present the extended results for our 2016 Australia Deals and Investment Bank of the Year awards, recognising achievement in equities, bonds, loans and investment banking.