SFC consolidates role amid consultation on HK listings

Hong Kong’s Securities and Futures Commission is improving its oversight of the city’s IPO process under proposed new rules that will give it earlier and more direct input on listing policy.

  • By John Loh
  • 23 Jun 2016

The SFC and Hong Kong Exchanges and Clearing (HKEX) issued a joint consultation on June 17 aiming to streamline the process for important or difficult listing decisions that raise suitability issues or have broader policy implications, and at the same simplifying the approval of IPO applications.

If the rejig ...

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Panda Bonds Top Arrangers

Rank Arranger Share % by Volume
1 Bank of China (BOC) 28.78
2 CITIC Securities 22.01
3 China CITIC Bank Corp 10.16
4 Industrial and Commercial Bank of China (ICBC) 7.90
4 Everbright Securities 7.90

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Rank Lead Manager Amount $m No of issues Share %
  • Last updated
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1 CITIC Securities 9,843.07 61 5.75%
2 Goldman Sachs 8,791.82 40 5.13%
3 China International Capital Corp Ltd 8,175.96 42 4.77%
4 UBS 7,533.78 55 4.40%
5 Citi 7,277.56 50 4.25%

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Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 HSBC 27,049.63 178 8.43%
2 Citi 23,096.66 145 7.20%
3 JPMorgan 20,336.44 114 6.34%
4 Bank of America Merrill Lynch 15,766.30 85 4.91%
5 Standard Chartered Bank 13,949.71 104 4.35%

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