Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % | |
* | 1/29/04 | Beta Finance | 50 | Floats | Mdm-Trm Fl Nts | 2/27/06 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
* | 1/29/04 | Beta Finance | 100 | 1.4 | Medium-Term Nts | 2/9/05 | 100 | 1.4 | - | Aaa | AAA | NR | GS | na | - | - | - |
* | 1/29/04 | Beta Finance Inc(Beta Finance) | 200 | Floats | Mdm-Trm Fl Nts | 2/15/05 | 100 | Floats | -39 | Aaa | AAA | AAA | MERRILL | na | - | - | - |
* | 1/29/04 | Beta Finance Inc(Beta Finance) | 25 | 1.44 | Medium-Term Nts | 2/15/05 | 100 | 1.44 | -39 | Aaa | AAA | NR | LEH | na | - | - | - |
* | 1/29/04 | Beta Finance Inc(Beta Finance) | 112 | Floats | Mdm-Trm Fl Nts | 2/22/05 | 100 | Floats | -39 | Aaa | AAA | AAA | MERRILL | na | - | - | - |
* | 1/29/04 | CC(USA) Inc(Centauri Corp) | 25 | 1.41 | Medium-Term Nts | 2/9/05 | 100 | 1.41 | - | Aaa | AAA | NR | GS | na | - | - | - |
* | 1/29/04 | CC(USA) Inc(Centauri Corp) | 160 | Floats | Mdm-Trm Fl Nts | 2/9/05 | 100 | Floats | - | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
- | 1/29/04 | CIT Group Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/3/06 | 100 | Floats | - | A2 | A | A | BNP-PARIBAS | 0.1 | - | Comb. | Comb. |
- | 1/29/04 | CIT Group Inc | 200 | Floats | Mdm-Trm Fl Nts | 2/3/06 | 100 | Floats | - | A2 | A | A | BA-SEC-LLC | 0.1 | - | Comb. | Comb. |
- | 1/29/04 | CIT Group Inc | 30 | Floats | Mdm-Trm Fl Nts | 2/3/06 | 100 | Floats | - | A2 | A | A | GS | 0.1 | - | Comb. | Comb. |
- | 1/29/04 | CIT Group Inc | 29 | Floats | Mdm-Trm Fl Nts | 2/3/06 | 100 | Floats | - | A2 | A | A | CS-FB-CS | 0.1 | - | Comb. | Comb. |
- | 1/29/04 | CIT Group Inc | 150 | Floats | Mdm-Trm Fl Nts | 2/3/06 | 100 | Floats | - | A2 | A | A | JPM | 0.1 | - | Comb. | Comb. |
* | 1/29/04 | Carmike Cinemas Inc | 150 | 7.5 | Sr Sub Notes | 2/15/14 | 99.13 | 7.626 | 342 | Caa1 | CCC+ | NR | GS | na | - | - | - |
* | 1/29/04 | Centauri Corp | 90 | Floats | Mdm-Trm Fl Nts | 2/17/06 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
* | 1/29/04 | K2 (USA) LLC | 50 | Floats | Mdm-Trm Fl Nts | 8/18/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
- | 1/29/04 | Lehman Brothers Holdings Inc | 5 | 5.5 | Medium-Term Nts | 2/3/29 | 100 | 5.5 | 49 | A1 | A | A+ | LEH | na | - | - | - |
* | 1/29/04 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 8/15/05 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
* | 1/29/04 | Links Finance Corporation | 100 | 1.51 | Medium-Term Nts | 3/15/05 | 100 | 1.51 | -63 | Aaa | AAA | AAA | MERRILL | na | - | - | - |
- | 1/29/04 | Mack-Cali Realty Corp | 100 | 5.125 | Notes | 2/15/14 | 99.188 | 5.23 | 100 | Baa2 | BBB | BBB- | CITIGROUP BA-SEC-LLC JPM | 0.65 | 0.4 | Comb. | Comb. |
- | 1/29/04 | Merrill Lynch & Co Inc | 600 | 5 | Notes | 2/3/14 | 99.751 | 5.032 | 84 | Aa3 | A+ | AA- | MERRILL | na | - | - | - |
* | 1/29/04 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 2/14/05 | 100 | Floats | - | Aaa | AAA | AAA | MERRILL | na | - | - | - |
* | 1/29/04 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 2/27/06 | 100 | Floats | - | Aaa | AAA | AAA | LEH | na | - | - | - |
* | 1/29/04 | Sigma Finance Inc | 75 | Floats | Mdm-Trm Fl Nts | 2/13/06 | 100 | Floats | - | Aaa | AAA | AAA | JPM | na | - | - | - |
* | 1/29/04 | Thermadyne Holdings Corp | 175 | 9.25 | Sr Sub Notes | 2/1/14 | 100 | 9.25 | 503 | Caa1 | B- | NR | CS-FB-CS | na | - | - | - |
- | 1/29/04 | Toyota Motor Credit Corp | 200 | Floats | Mdm-Trm Fl Nts | 8/4/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
- | 1/30/04 | Bear Stearns Cos Inc | 35 | Floats | Mdm-Trm Fl Nts | 2/4/08 | 100 | Floats | - | A1 | A | A+ | BEAR | na | - | - | - |
* | 1/30/04 | Beta Finance | 21 | 1.415 | Medium-Term Nts | 2/11/05 | 99.99 | 1.425 | -40 | Aaa | AAA | NR | JPM | na | - | - | - |
- | 1/30/04 | Citigroup | 1,684.80 | Floats | Sub Global Note | 2/10/19 | 99.76 | Floats | - | Aa1 | AA- | AA+ | CITIGROUP | 0.4 | 0.25 | Comb. | Comb. |
- | 1/30/04 | New Plan Excel Realty Trust | 150 | 4.5 | Notes | 2/1/11 | 99.409 | 4.6 | 144 | Baa2 | BBB | NR | BA-SEC-LLC JPM | na | - | - | - |
* | 1/30/04 | Petro Stopping Centers LP | 225 | 9 | Sr Secured Nts | 2/15/12 | 100 | 9 | 508 | B3 | B- | NR | BA-SEC-LLC | na | - | - | - |
* | 1/30/04 | Qwest Commun Intl Inc | 525 | 7.25 | Senior Notes | 2/15/11 | 99.32 | 7.376 | 422 | B3 | CCC+ | NR | BA-SEC-LLC CS-FB-CS DEUTSCHE-BK-SEC GS | na | - | - | - |
* | 1/30/04 | Qwest Commun Intl Inc | 500 | 7.5 | Senior Notes | 2/15/14 | 98.275 | 7.75 | 359 | B3 | CCC+ | NR | BA-SEC-LLC JPM LEH MERRILL | na | - | - | - |
- | 2/2/04 | Abbott Laboratories | 500 | 3.5 | Notes | 2/17/09 | 99.469 | 3.616 | 50 | A1 | AA | AA- | BA-SEC-LLC | na | - | - | - |
* | 2/2/04 | Beta Finance Inc(Beta Finance) | 23 | 2.2 | Medium-Term Nts | 2/27/06 | 100 | 2.2 | 37 | Aaa | AAA | NR | LEH | na | - | - | - |
- | 2/2/04 | Citigroup | 1,000.00 | 3.625 | Notes | 2/9/09 | 99.76 | 3.678 | 53 | Aa2 | A+ | NR | CITIGROUP | na | - | - | - |
* | 2/2/04 | Rabobank International | 500 | 2.7 | Notes | 3/15/07 | 99.98 | 2.707 | 51 | Aaa | AAA | NR | MORGAN-STANLEY CS-FB-CS | na | - | - | - |
- | 2/3/04 | Capital One Finl Corp | 500 | 5.125 | Notes | 2/20/14 | 99.898 | 5.138 | 102 | Baa2 | BBB- | NR | BA-SEC-LLC BARCLAYS-CAP | na | - | - | - |
- | 2/3/04 | Forest City Enterprises Inc | 100 | 7.375 | Senior Notes | 2/1/34 | 100 | 7.375 | 243 | Ba3 | BB- | NR | MORGAN-STANLEY | na | - | - | - |
- | 2/3/04 | Marshall & Ilsley | 200 | 2.625 | Notes | 2/10/07 | 99.842 | 2.68 | 51 | Aa3 | A+ | NR | CS-FB-CS | na | - | - | - |
- | 2/3/04 | Wachovia Corp,Charlotte,NC | 1,250.00 | Floats | Global FRNs | 2/15/09 | 100 | Floats | - | Aa3 | A | NR | WACHOVIA-SEC | na | - | - | - |
- | 2/3/04 | Wachovia Corp,Charlotte,NC | 900 | Floats | Global FRNs | 2/15/14 | 100 | Floats | - | A1 | A- | NR | WACHOVIA-SEC | na | - | - | - |
- | 2/3/04 | Wachovia Corp,Charlotte,NC | 500 | Floats | Global FRNs | 2/15/07 | 100 | Floats | - | Aa3 | A | NR | WACHOVIA-SEC | na | - | - | - |
* | 2/4/04 | AmeriPath Inc | 80.3 | 10.5 | Sr Sub Notes | 4/1/13 | 107.125 | 9.325 | 544 | B3 | B- | NR | CS-FB-CS DEUTSCHE-BK-SEC CITIGROUP WACHOVIA-SEC | na | - | - | - |
- | 2/4/04 | Countrywide Home Loans Inc | 500 | 2.875 | Global Notes | 2/15/07 | 99.86 | 2.924 | 74 | A3 | A | A | BA-SEC-LLC JPM | na | - | - | - |
* | 2/4/04 | Dunlop Standard Aerospace Grp | 126.2 | 11.875 | Senior Notes | 5/15/09 | 105.125 | 10.58 | 756 | B3 | CCC+ | NR | CS-FB-CS | na | - | - | - |
* | 2/4/04 | First Citizens Bk,Raleigh,NC | 100 | 5.125 | Notes | 2/14/11 | 100 | 5.125 | - | NR | BBB- | NR | BEAR | na | - | - | - |
* | 2/4/04 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 8/26/05 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
- | 2/4/04 | Merck & Co Inc | 250 | 2.5 | Notes | 3/30/07 | 99.755 | 2.582 | 40 | Aaa | AAA | AAA | CITIGROUP MORGAN-STANLEY | na | - | - | - |
* | 2/4/04 | Playtex Products Inc | 460 | 8 | Sr Secured Nts | 3/1/11 | 100 | 8 | 433 | B2 | B | NR | CS-FB-CS | na | - | - | - |
- | 2/4/04 | US Bank NA,Minneapolis,MN | 500 | 2.87 | Bank Notes | 2/1/07 | 100 | 2.87 | 70 | Aa2 | AA- | NR | LEH | na | - | - | - |
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Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. | |||||||||||||||||
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A | |||||||||||||||||
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
* More managers, but not listed; JB - joint books; Ý estimated price. |