The Naked Broker: Steady as she goes
We outsource compliance at Inn Securities which means that, for the most part we can gamble on the trading floor, flout regulatory practices and call other people rude names (which I think counts as market abuse) as long as every quarter we all troop into the boardroom for an hour and listen, riveted (sometimes literally) to the obligatory compliance lecture.
The legal chap who comes in is a perfectly amiable fellow but the job of making the latest dictates of the FSA sound interesting is an unenviable task. So, his best efforts notwithstanding, he fails honourably but thoroughly every time.
Theres no avoiding these proceedings. We dutifully file
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