dcsimg
Emerging Markets

FSA takes aim at traders in Punch insider case

The UK Financial Services Authority on January 27 handed out another set of fines and admonishments in the Punch Taverns and Greenlight Capital insider trading case (see EuroWeek 1,239 for background), this time taking aim at the hedge fund’s trader and the JP Morgan Cazenove broker through whom the order was executed.

  • 03 Feb 2012

Alexander Ten-Holter, trader and former compliance officer at Greenlight, was fined £130,000 for failing to question David Einhorn’s sell order after being told that Punch management would have told them about "secret bad things" if Greenlight had agreed to be wall-crossed.

He should have taken steps to satisfy ...

Please take a trial or subscribe to access this content.

Contact Mark Goodes to discuss your access: mark.goodes@globalcapital.com

Corporate access

To discuss GlobalCapital access for your entire department or company please call Mark Goodes on +44 (0)20 7779 8605 or email mark.goodes@globalcapital.com to discuss your requirements.

Bookrunners of International Emerging Market DCM

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 27 Jul 2015
1 Citi 27,655.42 131 10.61%
2 HSBC 26,291.02 167 10.08%
3 JPMorgan 20,754.12 87 7.96%
4 Deutsche Bank 18,614.79 101 7.14%
5 Bank of America Merrill Lynch 15,793.32 82 6.06%

Bookrunners of LatAm Emerging Market DCM

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 28 Jul 2015
1 Citi 6,750.56 27 12.07%
2 Morgan Stanley 6,733.29 17 12.04%
3 HSBC 6,419.61 18 11.48%
4 Bank of America Merrill Lynch 6,179.02 24 11.05%
5 Deutsche Bank 5,544.16 17 9.91%

Bookrunners of CEEMEA International Bonds

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 28 Jul 2015
1 Citi 8,557.20 33 7.40%
2 JPMorgan 6,991.12 19 6.04%
3 HSBC 4,238.36 24 3.66%
4 Barclays 3,728.08 12 3.22%
5 Deutsche Bank 3,633.23 18 3.14%

EMEA M&A Revenue

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 27 Jul 2015
1 Goldman Sachs 341.30 97 10.76%
2 JPMorgan 262.24 88 8.27%
3 Rothschild 222.59 147 7.02%
4 Lazard 218.57 95 6.89%
5 Citi 191.01 64 6.02%

Bookrunners of Central and Eastern Europe: Loans

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 28 Jul 2015
1 Mitsubishi UFJ Financial Group 884.03 4 8.60%
2 Bank of America Merrill Lynch 870.27 6 8.47%
3 UniCredit 747.22 9 7.27%
4 ING 725.20 8 7.06%
5 SG Corporate & Investment Banking 636.58 7 6.20%

Bookrunners of India DCM

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 29 Jul 2015
1 AXIS Bank 3,001.58 83 12.43%
2 Standard Chartered Bank 2,858.61 37 11.84%
3 Trust Investment Advisors 2,182.50 86 9.04%
4 Barclays 2,032.95 32 8.42%
5 ICICI Bank 1,801.65 46 7.46%